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Aristotle and Alexander: Two Perspectives on Globalization

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Even the Mayor in Gogol’s Inspector General, not being the sharpest tool in the shed, acknowledged that Alexander the Great was a hero, although he cautioned against proving this statement by destroying government property. Indeed, Alexander the Great was the first to attempt the heroic feat of uniting the entire ecumene known to Europeans in BC 334–323. Certainly, history knew great conquerors before Alexander, people who established vast empires, but Alexander laid down, if we may say so, both the material and the ideological and political foundations of a globalization project in classical antiquity. Alexander emerged as a thoroughly cosmopolitan ruler on a global scale.

It is a well-known fact that Alexander was tutored and mentored by Aristotle, the greatest philosopher of classical antiquity, who had a very important influence on shaping the personality of the future Macedonian king and inspired him to achieve great things. According to Plutarch, Alexander said he owed his father his life, and he owed Aristotle the dignity of his life. It is a lesser-known fact that the perspectives of the two visionaries on the specific paths for uniting humanity were not identical, and in the course of time, they began to diverge more and more. The direct and indirect polemics of Alexander and Aristotle did not cease with the death of the Great King. In some manner or other, it continued later as it engaged new participants, and it remains relevant even now. Today, as we are witnessing a clearly emerging crisis of globalization, and as particularist and traditionalist sentiments are gaining traction throughout the world, it would be useful to review this polemic once again.

A Breakthrough in Greek Thought

For a long time, Greek city-states viewed the idea of the political unification of Hellas as heretical, infeasible and generally absurd. The jealously guarded independence of individual city-states and their mutual cutthroat competition were seen as inherent traits of Greek civilization, the key source of its vitality and evidence of its superiority over adjacent barbaric states. Like the Italian cities of the Renaissance, Greek city-states rivalled each other in terms of the wealth of their citizens, the wisdom of their rulers, and the achievements of their architects, sculptors, orators, philosophers, poets, and playwrights.

Forward winds carried Greek ships like the spores of some fantastic plant along the entire coast of the Mediterranean and the Black Sea. These spores produced amazing sprouts: new colonies that easily adapted to any local conditions, successfully cooperated with native tribes, and enriched the common Greek culture. No one saw any point in supplementing this undisputed cultural unity with a political union.

The situation began to change following the Greco-Persian Wars of BC 500–449. On the one hand, these wars led to an unprecedented rise in pan-Greek patriotism. On the other hand, they clearly demonstrated the imperfections of the structure of the Greek world comprised of city-states. Soon after its triumphant victories over Darius the Great and Xerxes, Hellas entered a protracted period of political and military confrontation between Athens and Sparta, fuelled up by generous infusions of Persian gold. The aging and weakening Persia did not want to risk a new invasion, but it artfully pitted Greek cities against each other, supporting the weak and threatening the strong, encouraging conflict and upsetting unions. This inglorious era concluded with the destructive Peloponnesian War (BC 431–404) that forever undermined the power of Athens.

Hence the growing popularity of pan-Hellenistic ideas, that is, ideas of city-states entering political and military unions, prohibiting wars between them, coordinating their foreign and trade policies. The famous Attic rhetorician Isocrates in his famous Panegyricus proposed the most general outline of the pan-Hellenism concept, but Aristotle gave it his trademark completeness and depth.

Pan-Hellenism certainly did not proclaim the task of building a Hellenistic empire based on the Persian model. The very thought of conquering vast lands that was typical of Persian kings or Roman consuls was alien to the worldview of citizens of city-states. By choosing as their model the barbaric Persia that they had repeatedly defeated, the Greeks would have betrayed the very essence of Hellenism. Most likely, they were pondering the creation of what would effectively amount to a classical-era analogue of the European Union based on the pluralism of values and political ideas of its participants, the partial transfer of “city-state” sovereignty to collegiate governance bodies, the voluntary self-restriction of the union’s most powerful members, etc. The unity of Hellas should have been cemented by the presence of a common threat and, as we would say today, by the existential challenge of the barbarian East.

Let us also note that the unification of the Greek world, in Aristotle’s opinion, did not presuppose an alignment of governance systems in individual city-states and did not require the uniformity of values (as is the case in the European Union today). The philosopher was not so much concerned with the specific forms of governance in city-states as he was with their quality, and Aristotle saw the main problem in substituting private interests of rulers for public interests. According to Aristotle, any “true” constitution could, under certain circumstances, degenerate into a “deviant” one: a monarchy could become a tyranny, aristocracy could become oligarchy, democracy could degenerate into ochlocracy (the rule of the mob). Credit where it is due—the Greek philosopher had a much broader view of governance than most contemporary western politicians.

 “The War of Revenge” as a National Idea

The wise and calculating King Philip of Macedon made the right choice when selecting a mentor for his son and heir. Aristotle found a diligent and attentive student in the young Prince Alexander. It should be noted that at that time, as an independent state in the north-eastern periphery of Hellas, Macedon was under a powerful Greek cultural influence and actively participated in the pan-Greek political life. After Archelaus moved the capital from the secluded Aigai to the coastal Pella, the Macedonian court was frequented by eminent Greek thinkers. The great Euripides spent his final years there, and in Pella, he wrote and staged his famous The Bacchae. After the famous Battle of Chaeronea (BC 338), where Alexander’s father Philip the Great clearly demonstrated the superiority of the Macedonian phalanx over any other military formation of Greek hoplites, the king decisively established himself as the hegemon of Hellas.

No matter how open-minded he was, Alexander’s teacher remained primarily a staunch Greek nationalist. In his Politics, Aristotle wrote, “Those who live in cold countries, as the north of Europe, are full of courage, but wanting in understanding and the arts: therefore they are very tenacious of their liberty; but, not being politicians, they cannot reduce their neighbours under their power: but the Asiatics, whose understandings are quick, and who are conversant in the arts, are deficient in courage; and therefore are always conquered and the slaves of others: but the Grecians, placed as it were between these two boundaries, so partake of them both as to be at the same time both courageous and sensible; for which reason Greece continues free, and governed in the best manner possible, and capable of commanding the whole world, could they agree upon one system of policy.”

Aristotle could hardly be called a racist in the way we use this word today. He was willing to acknowledge the indisputable achievements of the creative genius of the Egyptians, Persians, and even Scythians. But the idea of the “Greek exceptionalism” was entrenched in his mind as firmly as the idea of “American exceptionalism” is entrenched in the minds of many contemporary conservative U.S. politicians. Having assessed the outstanding gifts of his student, Aristotle insistently called upon Alexander to promote the political unification of Greece so that the country could become the natural centre of the ecumene.

Aristotle believed that Hellas certainly should not abandon its mission civilisatrice, i.e., its consistent efforts to expand the habitat of the Greek culture, the Hellenic language, political paradigms, and the way of life of the Greek nucleus. He also understood that the complete “Hellenization” of barbaric tribes was impossible due to objective obstacles in the way of such Hellenization. Aristotle believed that the natural territory of the “Greek civilization” did not go beyond the coastal Mediterranean and the Black Sea. Going back to our analogy with the European Union, let us note that, unlike the EU’s strategists in the early 21st century, Aristotle clearly saw the risks and dangers of the uncontrollable expansion of the Hellenistic world into adjacent lands.

Aristotle never doubted the superiority of Greek culture and social structure over all the alternatives known to him. Consequently, he was unlikely to come up with the idea of a global synthesis of values and cultures and even more unlikely to be thoroughly captivated by it. Aristotle apparently did not have a particularly high opinion of Herodotus and was not interested in the history of the non-Greek world, which certainly negatively affected his perception of barbarians. We should also add that Aristotle was a staunch defender of individual rights and the monogamous family and an equally staunch opponent of despotism of any kind on the part of the state. Naturally, like most enlightened Greeks, he never dreamed of a “Hellenistic empire,” he only wanted to see a more harmonious alignment of the interests of independent city-states.

Apparently, at the beginning of his “glorious days,” Alexander followed roughly the same line of thinking as Aristotle. We could debate the degree to which the son of Philip, King of Macedon, and Olympias, the Princess of Epirus in the faraway periphery of Hellas, could be thought of as a “true” Greek, but his attachment to Greek culture cannot be denied. He can be said to have soaked up this culture since birth, and he sensed the great unrealized potential of the Greek world, like the Corsican Napoleon Bonaparte, sensed the unrealized potential of France or the Georgian Joseph Dzhugashvili sensed the potential of Russia. Alexander carried a copy of Homer’s Iliad corrected by Aristotle and known as “The Iliad from the chest” on all his military campaigns and kept it under his pillow.

The idea of a “war of revenge” against Persia was primarily a national idea intended to unite the Greek world and lead it forward. Alexander only partially succeeded in the latter respect: the proud Sparta refused to take part in this tremendous undertaking. Many in Athens, including the implacable Demosthenes, secretly hoped for a crushing defeat of the Macedonian upstart, and up until the death of Darius III, tens of thousands of Greek mercenaries fought for Persia. We could suppose that, initially, Alexander’s motives were quite “Greek”: exacting revenge for the protracted Persian expansion, the feeling of the “Hellenic superiority,” the genetic contempt of a free Hellene for eastern barbarians. The latter feeling was probably particularly acute with the Macedonian king, since his political opponents frequently accused him of being of barbarian origins.

However, further down the road, Greek heritage became but one building block of a global empire in Alexander’s vision of a new global world. It was the most valuable and important one, true, but it was not the only one. The King quickly outgrew his own initial plans and his teacher’s paradigms: instead of a consistent Greek nationalist, he became the first cosmopolitan universalist of classical antiquity.

A Student Who Went Beyond His Teacher

Most likely, we will never learn when exactly Alexander began to move away from Aristotle’s orthodox paradigms. When the iron hand of the Macedonian king united the crumbling Greek world, his teacher could only be happy for his student, even as he would chastise him for his excesses and his unreasonable cruelty—especially for razing the rebellious Thebes and selling all its inhabitants into slavery (although formally, the decision to destroy the splendid city was made not by the King of Macedon himself, but by his Boeotian allies). When the “war of revenge” against Darius started, the teacher would also be pleased with his student: on the whole, the great design proceeded according to Aristotle’s plan.

Most likely, the King of Macedon wanted his teacher to join him in his march east. Aristotle, however, preferred to remain in Athens and sent his nephew Callisthenes to accompany Alexander. Callisthenes became the first chronicler of Alexander’s empire. The dramatic fate of this outstanding, although apparently extremely vain and difficult person is the best characteristic of the way Alexander changed as his tremendous enterprise was coming to fruition.

Gradually, the new lord of Asia was drifting away from his teacher’s designs. Apparently, the “point of no return” was passed when, following the first victories at Granicus (BC 334) and at Issus (BC 333), Alexander rejected Darius III’s suggestion that they amicably divide the Persian Empire along the Euphrates with its western part being transferred to Alexander. If the interests of the King of Macedon had been confined to the Mediterranean, he would have done well to accept this generous offer without hesitation. While his father, Philip the Great, posited the immediate goal of taking Asia Minor away from Persians, Alexander was offered Syria, Phoenicia and Egypt to boot. What could be a better conclusion for a “war of revenge”?

Such an end to the war would have been a well-deserved triumph of the King of Macedon. Alexander could have returned to Pella and become the single ruler of the entire Eastern Mediterranean. He could have imposed his terms on the Greek League of Corinth. In this situation, Darius himself would have been Alexander’s junior, rather than senior, partner. Aristotle would have certainly approved of such a resolution. However, for the future lord of the world, confining himself to the Mediterranean would have meant abandoning his historical mission. He blankly refused Darius’s proposal, did not listen to his advisors, and marched further East—towards Persia, Bactria, Sogdia and India.

Even during his Egyptian campaign (BC 332), Alexander demonstrated a clear intention to achieve at least a harmonious co-existence of Greek and Egyptian cultures. At most, he wanted to bring about a fruitful synthesis of the two cultural traditions. In Egypt, he demonstrated not merely religious tolerance, but a willingness to adopt local gods into a new universalist pantheon of the future empire. The King of Macedon assumed the title of Egyptian Pharaoh and proclaimed himself the son of Amun. His proclivity towards syncretism was subsequently manifested in all his campaigns, including his campaign to India. Curiously, Alexander entrusted the principal positions in the government of the new province not to his faithful, yet somewhat simple-minded Macedonians, but to the experienced Egyptians and shrewd Greeks. This is a characteristic manifestation of the king’s typical meritocracy. Finally, at the shores of the western channel of the Nile delta, he founded the city of Alexandria, which would soon become perhaps the most vivid symbol of ancient globalization, a sort of a Singapore of classical antiquity.

Then came the historic Battle of Gaugamela (BC 331) that put an end to the dispute between Alexander and Darius III over the dominion of Asia. Then came the triumphant entrance of the Macedonian army into Babylon and Susa, the Persepolis fire, which was probably deliberately set on Alexander’s orders (BC 330), and the official end of the “war of revenge.” Henceforth, the new king of Asia was not the destroyer of Persia, but its liberator, not an implacable foe of the Achaemenid Empire, but its legitimate heir. Alexander finally shook off the remnants of Aristotelian pan-Hellenism and pressed forward to new, heretofore unknown frontiers.

Every year, Alexander lost something of what we would today call his Macedonian, Greek or broadly Mediterranean identity. Even for the centre of his empire (the traditional concept of “capital” is hardly applicable to Alexander’s state), he chose Babylon, and not some Hellenistic city on the Mediterranean coast. After landing on the eastern coast of the Hellespont, he would never come back to Europe—not to Greece and certainly not to Macedon.

Eastern Despotism or Enlightened Ecumenism?

The many Greek critics of Alexander reproached the king for yielding to the temptation of becoming an eastern despot, thereby discarding both the austere ways of his Macedonian ancestors and the sophistication of the Hellenic culture for the sake of the eastern luxury and the pomp of Persian customs. Were such rebukes justified? Certainly, eastern luxury exerted its corrupting influence on Alexander, although, as far as we can say, despite his generous gifts to his inner circle and his liking for great feasts, he remained generally indifferent to material wealth throughout his life. More likely, he would be vulnerable to the flowery eastern flattery, just as he would be, though, to the sophisticated praise lavished on him by his Greek coterie.

In any case, Alexander appears to be primarily motivated not by human weakness, but by his desire to make humanity happy through a synthesis of East and West, Greek and Persian (as well as Egyptian, Bactrian, Indian and other) cultures. Hence mass marriages and his own marriage to the Bactrian princess Roxana. Hence his desire to encourage migration flows between the most far-flung regions of his steadily growing empire. Hence his willingness to create a truly universal pantheon. Hence his “meritocratic” staffing policies. At some point, the king ceased to be both a Macedonian and a Hellene and became a man of the world, or, rather, an “overman of the world.” While Aristotle could understand and even welcome Alexander’s forsaking of his Macedonian identity, his forsaking of his Hellenic identity automatically transformed Alexander into an implacable opponent of the philosopher.

This is what Plutarch, who was favourably disposed towards Alexander, said: he “did not, as Aristotle advised him, rule the Grecians like a moderate prince and insult over the barbarians like an absolute tyrant; nor did he take particular care of the first as his friends and domestics, and scorn the latter as mere brutes and vegetables; which would have filled his empire with fugitive incendiaries and perfidious tumults. But believing himself sent from Heaven as the common moderator and arbiter of all nations, and subduing those by force whom he could not associate to himself by fair offers, he labored thus, that he might bring all regions, far and near, under the same dominion. And then, as in a festival goblet, mixing lives, manners, customs, wedlock, all together, he ordained that everyone should take the whole habitable world for his country, of which his camp and army should be the chief metropolis and garrison; that his friends and kindred should be the good and virtuous, and that the vicious only should be accounted foreigners. Nor would he that Greeks and barbarians should be distinguished by long garments, targets, scimitars, or turbans; but that the Grecians should be known by their virtue and courage, and the barbarians by their vices and their cowardice; and that their habit, their diet, their marriage and custom of converse, should be everywhere the same, engaged and blended together by the ties of blood and pledges of offspring.”

Back in his day, King Philip offered Greek cities the kind of relations where there would be no victors or vanquished, first and last, leaders and followers. Alexander offered the same to Persians and other conquered peoples. Clearly, both the father and the son saw themselves as supreme arbiters and guarantors of such a union. However, while the father set himself the task of uniting Hellas (and here he was quite at one with Aristotle), the son dreamed of uniting humanity, and in such a union, Greek civilization could at best claim to be primus inter pares. Individual people would inevitably pay for this union by abandoning their individual freedom: certainly in the name of a great goal.

The king never spared himself, and it would have been strange to expect him to be willing to spare others. It would be fair to say that Alexander’s conquests resulted not so much in liberating the defeated as they did in enslaving the victors. Both the former and the latter were to become assistants to the king, obedient conduits of his divine will. And this applied not only to the top military and political elite of the empire, but also to the thousands and even tens of thousands of Greeks and Macedonians whom Alexander left to man the remote garrisons at the edge of the ecumene with little chance of going back home.

Aristotle, who was observing Alexander’s activities from faraway Athens, could not have liked this. Perhaps he could have forgiven his student for inevitably restricting the freedoms of his subjects, but he could never forgive him for abandoning pan-Hellenism. The consistent implementation of Alexander’s grand plan would inexorably lead to Aristotle’s beloved Hellas dissolving within an entirely new, universal global civilization. Even in purely demographic terms, the mass movement of the most ambitious, energetic and promising young people from Europe to Asia “in search of luck and rank” threatened long-term negative consequences for the development of Greece, which would be doomed to depopulation and a wretched existence on the outskirts of the empire.

Additionally, the endless territorial expansion of the Greek culture inevitably resulted in its simplification and vulgarization—from the universalization of the classical Greek language and its transformation into the imperial “koine” to the degeneration of the classical Greek architecture. Even a cursory comparison between the huge and luxuriant Hellenistic buildings in the East and the best architecture of “the High Classical period” in Greece convincingly shows that size does not always matter. Alexander, like many despotic rulers before and after him, succumbed to the temptations of gigantomastia and approved colossal and often tasteless projects. This trend in construction was continued by the Diadochi, who succeeded Alexander.

Aristotle, of course, kept a keen eye on his student’s movements. Aristotle may have been far away, but his nephew Callisthenes kept a detailed record of Alexander’s campaigns and, taking advantage of his position close to the king, never missed an opportunity to remind him of the exalted ideals of pan-Hellenism. Callisthenes’s escapades led first to mutual bitterness and then an outright disagreement. Alexander’s first chronicler initially fell into disfavour and then found himself in chains. He did not come back from the Indian campaign—he either died of some disease, or was killed on Alexander’s orders.

We could only guess at Aristotle’s reaction to the lavish collective wedding Alexander held in Susa for his Macedonian comrades-in-arms and the daughters of the Iranian nobility. This ceremony went against the philosopher’s basic convictions concerning the cultural incompatibility of the Greeks and the Persians, a person’s right to their own choice, and the monogamous family (many Macedonian veterans had wives and children back home). In this particular instance, Alexander acted not as an enlightened ruler, but as a detached stock-breeder experimenting with a new human breed for his empire.

The Greek philosopher must have been even more horrified by the events that took place in Opis, when, after a mutiny of his Macedonian veterans, Alexander said he was ready to disband his old Macedonian army. Having transferred military command to his former enemies, he ordered a new army to be assembled from the people of the East, including a phalanx, a cavalry, and even a squad of royal guards. Of course, the Macedonians were forced to beg the king for forgiveness, but his willingness to entrust his fate and the fate of his state to Asians would have made any pan-Hellenist shudder.

Aristotle had enough common sense not to quarrel with the almighty king. Historians state that he even accepted Alexander’s highly generous gift of 800 talents for his studies. However, the ideological differences between the teacher and the student were too apparent to be hidden. When Alexander died, Aristotle was among the people suspected of having poisoned the Great King. The accusations levelled against the philosopher remained unproven and did not have any serious consequences for him. But it is quite possible that when Aristotle learned of his student’s death, he breathed a sigh of relief. Maybe humanity, at least its Greek part, was ready for Aristotle’s philosophy, but humanity, and particularly its Greek part, was clearly not ready to implement Alexander’s political programme.

Particularism Strikes Back?

It’s hard to say how world history would have developed had Alexander lived a long life. He would probably have annexed Arabia without much difficulty and within a very short time. Preparations for the campaign had almost been completed. He would probably have set his sights on the Western Mediterranean, where Syracuse, Carthage, and Rome would hardly be able to stop the victorious march of the great commander and where his conquests would likely have prevented the destructive Punic Wars in the future. Sometime later, Alexander would have probably set his sights on the East again and continued the unfinished conquest of India, he would have also explored the basin of the Indian Ocean that had always beckoned him. We cannot rule out the possibility of Alexander, in his thirst for global domination, reaching the western borders of China, which was at that time riven by non-stop internecine conflicts of the Warring States period.

One thing is clear: regardless of the geographical priority of his future campaigns, Alexander would have never gone back to the ideas of pan-Hellenism and Aristotle’s philosophy. He would have continued to build and strengthen his cosmopolitan empire, mix peoples and ethnicities, found new cities, and strengthen trade routes. We can suppose that the genius of the great king would have manifested itself in his state-building just as vividly as it had been manifested in his many victorious battles. However, fate dictated that Alexander spend most of his supernatural creative energy on destroying the old instead of building the new.

The great conqueror died at the age of 33 without completing many of his undertakings and without cementing the foundations of his universalist empire. The forces of particularism gradually began to overpower the ideas of universalism. Less than 20 years after Alexander’s death, the great empire collapsed into independent states locked in a fierce confrontation with each other. It is worth noting that the great empire eroded fastest in its eastern outskirts—India, Bactria and Sogdia. The centre of the post-imperial political activity was clearly shifting westwards, from the heart of Asia to the eastern coast of the Mediterranean Sea. Asia Minor, Syria, and Egypt became the principal areas of Greek colonization and the main centres of Hellenism in Asia.

To some degree, we can say that Aristotle ultimately vanquished Alexander. Or, in other words, Philip of Macedon vanquished his great son. The boundary between East and West was not eliminated, but shifted from the Aegean Sea to the Euphrates. The Hellenistic states of the Ptolemaic dynasty (Egypt) and the Seleucid Empire (Syria) succeeded where Greece failed: they overcame the local polis particularism. European immigrants moving to Alexandria or Antioch no longer thought of themselves as Athenians, Spartans, or Macedonians: they were all Hellenes sharing a common culture and historical tradition. However, neither the Seleucid Empire nor the Ptolemaic dynasty succeeded in harmoniously melding western immigrants and eastern residents in the same “melting pot”: in all states of the Diadochi, Hellenes formed the privileged class of people engaged in governance or commerce who mixed little with the native population.

However, Aristotle’s plans for Greece itself did not materialize either. The city-states never formed any kind of a European Union of classical antiquity. Their political strife and military conflicts continued, and Greece itself became a venue for confrontations between larger Hellenic states. One hundred years after Alexander’s death, the Roman Empire started to meddle in Greek affairs with increasing impudence, and in another 50 years (BC 146), the Roman province of Achaea was established in the territory of Greece.

Naturally, the influence that Alexander’s project exerted on the ancient world was not limited to the emergence or decline of specific states. Elements of Hellenism as a way of life and a cultural phenomenon became firmly entrenched throughout the vast spaces of Europe, Asia and Africa, that is, beyond the Hellenistic states themselves. The boundaries of the ecumene were gradually pushed back, new trade routes appeared, and commercial cities flourished. The baton of globalization was taken up by Roman consuls and then by the Roman emperors, who put many of Alexander’s unrealized plans into practice.

However, even imperial Rome, with its blatant cosmopolitanism and its colossal geographic scale, remained mostly a Western empire at the peak of its powers. The Roman eagles were not destined to reach the cities of India and the deserts of Central Asia. Emperor Trajan’s annexation of Southern Mesopotamia and Assyria (115 AD) proved very short-lived: just a few years later, his successor Hadrian was forced to abandon these conquests. For years, the Euphrates served as the border separating Western and Eastern civilizations. A stable synthesis between East and West ultimately failed to materialize even within the Roman Empire: centrifugal forces had the upper hand, and eventually, historical trajectories of Rome and Constantinople diverged for good. The emergence and geographical expansion of Islam ultimately locked in the boundary between the East and the West.

Arbitrary Historical Analogies

History develops in a spiral. In some sense, the global situation today is similar to the situation in the ancient world shortly after the death of Alexander the Great. On the one hand, we see many signs that globalization is in crisis: international trade, foreign direct investment, international migrations, etc., are falling. The importance of national sovereignty and national identity is emphasized everywhere, political forces advocating traditional values and the traditional way of life are growing in influence. Globalization priorities are being replaced with regionalization priorities. Ambitious long-term imperial plans are giving way to situational and highly pragmatic plans that are geared mostly toward domestic audiences instead of the world in general. As far as we can tell, deglobalization trends have gained major traction and will not be reversed in the foreseeable future.

On the other hand, it would be wrong to say that “globalization is over.” The world is getting smaller. Technological progress makes global communication easier and reduces the costs of implementing geographically distributed projects. The burden of common problems puts increasing pressure on all countries—problems ranging from the growing shortage of resources to accelerating climate change. The fact that the first wave of globalization of the late 20th to the early 21st century broke down does not necessarily mean that humanity will not have to face a second wave or that there is no need to prepare for it.

Historically, the Diadochi were the losers because they borrowed Aristotle and Alexander’s most obvious and least productive ideas. They took Aristotle’s political particularism and pan-Hellenistic nationalism, and Alexander’s despotic and highly centralized style of governance. And even though most of Alexander’s comrades-in-arms were remarkable people, neither Seleucus, nor Ptolemy, nor Perdiccas, nor Antigonus, nor Eumenes could measure up to the King in terms of his personality and his inexhaustible energy. Therefore, the Hellenistic states of the Eastern Mediterranean were internally unstable and ultimately fell to Rome or Parthia.

Solving the task that humanity has faced for over 2000 years requires approaches that would be diametrically opposite to those chosen by the Diadochi. How can we combine the most revolutionary and complicated elements of the globalization programmes of the two great figures of classical antiquity? How can we combine Alexander’s global universalism and noble idealism with Aristotle’s rational democracy and political pluralism? Solving this historical task would usher in radically new development directions for our world.

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International Law

Why Did States Sign NPT Treaty As Non-Nuclear Weapon States

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Following the inception of the “Treaty on the non-proliferation of nuclear weapons NPT” in 1967, about 186 states signed NPT as non-nuclear weapon states (NNWS) which are obliged to refrain from acquiring or manufacturing nuclear weapons nor these states are allowed to seek or receive assistance from nuclear weapon states in this regard, and have to comply with the prerequisites defined by IAEA. The reasons due to which these states decided to give up their sovereign right of acquiring nuclear weapons (despite the fact that some of these states are actually capable to develop nuclear weapons) are driven by motivations that vary according to the states’ regional and domestic security dynamics, combined with the international normative values. Hence, in order to identify and understand the relevant reasons, case studies and an analysis have been presented.

CASE STUDIES

UKRAINE: After exploring the official statements related to the nuclear policy, issued by Ukraine’s Ministry of Foreign Affairs (MFA), following reasons were observed due to which Ukraine signed NPT: international pressure, technical incapability, unstable economic affairs, incentive given by NPT in terms of civil nuclear technology (membership of MCTR “Missile Technology Control Regime” saved the space industry of Ukraine), pursuit for the stability of the newly established state in the region etc. At first, Ukraine tried to hold the rights over a nuclear arsenal (that it inherited after the disintegration of USSR). However, it seemed unable to handle international pressure. Moreover, MFA of Ukraine acknoweldged that Ukrain didn’t want to offend the IAEA prerequisites as doing so would result in unstable economic relations with other states, especially Russia; the halted supply of nuclear fuel from Russia would cause the Ukranian nuclear power plants to shut down which might have result in energy crisis.

EGYPT:Previously interested in the procurement of nuclear weapons (due to perceived threat from “nuclear activity of Israel”), Egypt signed NPT in 1981 as it perceived (constructivism) that the benefits of signing NPT were impeccable in terms of diplomatic ties with US and aid of approximately two billion dollars provided by US every year. Moreover, Egypt had the chance to be “good international citizen” as per the international norms and to criticize the Israel’s ambigous nuclear aims.

BRAZIL AND ARGENTINA: Brazil and Argentina faced security dilemma due to the “long-standing rivalry” between them. Later on, due to the adoption of the “democratic regimes”, their rivalry was mitigated. Later on, Argentina and Brazil states became party to the NPT as NNWS in the years 1995 and 1998 respectively. Hence, the security dilemma was over and these states, being democratic states and as per the international normative values, had no reason to stay out of NPT. So the “low security threat” is the main reason due to which these states signed NPT as NNWS.

SOUTH KOREA:Despite having the advanced nuclear reactors manufacturing industry, South Korea chose to sign NPT as NNWS, partly because of its capitalist approach and international norms, and partly because of nuclear umbrella sought by South Korea from USA (though the influence of extended nuclear deterrence remains debatable between scholars).Moreover,according to some scholars, a few states are able to develop and manufacture the final product (nuclear weapons) but have not done it yet, either due to diplomatic reasons or simply because they do not have the reason to rush towards the development of nuclear weapons as they can manufacture nukes any time by withdrawing from NPT in case they perceived potential threat. However, the personal opinion is that it is highly unlikely of South Korea to withdraw from NPT.

JAPAN:Japan signed NPT as NNWS due to the international condemnation it faced which resulted from its aggressive historical background, and due to article 9 (renounced its right to keep armed forces except for defensive purposes) in its constitution. Moreover, like South Korea it has nuclear umbrella from US. However, scholars debate over the future of Japan (Whether it would remain non-nuclear state or not).

ANALYSIS

Although, multiple scholars gave multiple sets of “proliferation motives” yet an attempt has been made in this article to identify the most relevant motives and reasons due to which states signed NPT as NNWS, after studying the cases of the few states ( elaborated above).

First of all, The expense of the enrichment of fissile material (uranium or plutonium) and the development of stable nuclear arsenals, could be a disincentive for developing states to procure nuclear weapons. Therefore, such states might have signed NPT in order to be benefited by prohibitive international laws (for the use of force) in terms of security.

Second reason is theRegional Security Dynamics; whether a state is facing security dilemma with its adversary or not. If a state is not facing any security dilemma then there is no reason for the state to stay out of NPT. Otherwise, procurement of nuclear weapons would pose potential threat to the security of the state as compared to the disarmament. The initiative for the development of nuclear weapons taken by a state would insecure its adversary and may lead to arms race in the region that would ultimately, contribute to the instability of that region. Another reason could be drived from the perceived “Nuclear Umbrella”; state such as South Korea and Japan may not develop nuclear weapons as in case of conflict, they would seek help, in the form of the deployment of nuclear weapons, from the USA; a phenomeon known as extended deterrence.

Thirdly, International Normative values based contructivism could also be considered a reason due to which states signed NPT as NNWS. The term nuclear taboo became the part of the scholarly text which emphasized the constructivist perception that the making and the use of nuclear weapons is immoral and the (perceived) legitimate initiatives related to he non-proliferation and disarmament would increase their prestige (which might also be beneficial for inter-state relations of a state with others and for the trade). This norm has been institutionalized in Non-proliferation Treaty. In other words, “states prefer to be good international citizens; the ones which do not develop nuclear weapons” (Jacques Hymans). Hence, the states overwhelmed (international pressure) by the international norms signed NPT as non-nuclear weapon states. Many states (which possessed the capability of developing nuclear weapons) started nuclear programs before NPT entered into force. Later on, these states terminated their nuclear programs and signed NPT due to the altered norms of cost and benefit analysis; favorable trade agreements and the changed definition of appropriate state behavior. Another factor that contributes to this topic is the history of the states (e.g Japan’ case).

Fourthly,the behavior of the states influenced by intra-state political and economic affairs could also be a reason; political structure and type of government along with the state’s priorities (military security prioritized over economic security and vice versa). Democratic states tend to be the protagonist of NPT and prefer to obey the international laws (However, this opinion remains debatable). Moreover, the “willingness” of the state leaders to prefer the economic growth (through international trade and cooperation; a liberal perspective) could also be a “non-proliferation motive”, since doing otherwise (prefering to develop nuclear weapons) would result in economic sanctions and disintergration.

Fifth reason is the most common and widely understood reason that is the incentive (bargain) offered by NPT to the non-nuclear weapons states; the providence of civil nuclear technology for the peaceful purposes (e.g generating electricity or for medical purposes etc.).

Other reasons have also been assumed after observing the state of world affairs, for example: the monopoly of P5, that is, not to let other states acquire nuclear weapons could also be the reason; the small weak states or the states that are newly established may have signed NPT after being pressurized by these countries on political and economical level. Moreover,some states might have signed NPT to simply support the cause of this treaty. For example, New Zealand signed NPT because it is a great protagonist of the non-proliferation and disarmament cause. In addition to that, these states, at the time of signing the treaty, expected P5 to disarm as per the treaty’s articles. The matter that the P5 haven’t done it yet, has been raised at NPT meetings many times, by NNWS.

CONCLUSION

Since there are 186 states party to the NPT as Non-Nuclear Weapon States (NNWS), the reasons for them signing as NNWS are numerous. However these reasons could be narrowed down to the few major reasons; security dynamics of the regions where these states are situated, their intra-state matters, the prevailing norms in the international system, cost and beneft analysis over the incentives offered by NPT etc. However, the effect of NPT is uncertain since the states that have signed NPT do not have immediate security threats. In case, they face threats from adversary, the decisive role of NPT over such potential security issues remains debatable.

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International Law

How nations states are limited

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After the World War II, the establishment of the United Nations and the beginning of cooperation between the states was considered by many governments as a positive step. It was a useful step for all governments to start cooperating with European states that had been at war with each other for many years and failed in European history, and for other states to join this process and maintain positive political and diplomatic relations. However, after the recent two world wars, the desire of states to sit at the table of peace has made them forget something. These were the influences of the global government (UN) that would affect the sovereignty of states. Therefore, as liberal relations and the process of globalization develop in international relations, nation-states have begun to move away from the status of individual states to the management of global power. Today, global governance has become a reality. When national states decide on an act in international politics, they are forced to act and implement acts not only in the national interests of the state, but also in the opinion of international organizations. Today, it is not as easy as in the past to seriously change the geopolitical situation and violate international law without the opinion of international political organizations. Because today in the system of international relations there is a control and power through global governance, which will influence the sovereign decisions of states. Therefore, today I will share my views on how global governance, which is a reality today, has brought nation-states closer to decline.

Part 1

Although the emergence and functioning of international organizations dates back to the 19th century, the formation of global governance is largely thought of as the history of the United Nations and some of the political organizations that have emerged since then. As I said, the emergence of global governance is associated with the end of World War II in 1945 and the establishment of the United Nations. As we know, after the Second World War, the world began to move on different realities. With the establishment of the United Nations, a mechanism of global governance has already begun to emerge. However, due to the geopolitical consequences of World War II and the transfer of Eastern Europe to the USSR, global governance through the UN could not cover the whole world, but simply led to the emergence of international organizations with its roots and the division of the world into two poles. As we know, the signing of the North Atlantic Pact in 1949, the emergence of NATO and the formation of the Western bloc, and later the signing of the Warsaw Pact and the establishment of the Eastern bloc in the same year divided the world into two poles. On the one hand, there was the capitalist West in global governance. On the other hand, there was the communist-ruled USSR. This continued until the 1990s.

Then, in 1991, with the collapse of the USSR and the end of the Cold War, global governance began to take over the world and the world came to global power, and liberal relations began to take over the world. Even Fukuyama, when he said the end of history, in fact meant that global governance would cover the world and that the world’s states would operate in the process of globalization based on a liberal tradition. All of this was a small history of how global governance came into being and when it covered the whole world. After the end of the Cold War in 1991, the Eastern European states that had already seceded from the USSR began to integrate into the West. In short, they have joined global governance. Later, some countries in the region, such as Azerbaijan, Georgia, and Ukraine, which gained independence from the USSR, entered the global system of governance, maintaining ties with the West. However, states such as Russia and Iran, in order to further protect their sovereignty, did not allow the influence of this administration to influence them and began to sever ties with the West over time.

However, the process of globalization did not move much with its positive aspects. Not only did global governance influence the decisions of states to control them, but it also had to create hierarchical control over them by creating global hegemony. The ideal option for this was the hegemonic equator. In this hegemonic equator, states are legally and formally equal, but over time they have become economically, politically and militarily unequal. Thus, after a while, this unequal situation began to form a hierarchy of power between states. States with weaker economic resources and militaries are already under constant pressure from powerful states and under the influence of powerful states.

For example, we can see an example of this in our country today. We are all equal in the South Caucasus region. Although Georgia, Iran, Russia and Azerbaijan are formally equal, there is a hierarchy in terms of global hegemony. For example, Russia comes first in this hierarchy. Because Russia is much luckier than others in military, economic and geopolitical terms. The second is Iran. Because the possibility of Iran becoming a nuclear weapon results in its military superiority over other countries in the region. The third is Azerbaijan. Because Azerbaijan’s oil economy, such as oil and gas, makes it more economically viable and stronger than Armenia. Therefore, such differences created by global governance and the limits imposed on sovereign decisions by states have formed a critique of globalization over time, leading to criticism and debate by various academics. This criticism has long focused on the question of whether globalization can lead to the decline of nation-states.

Part 2

As we know, the long-term impact of the globalization process on states has led to serious criticism about whether globalization has transformed states. While some academics believe that global governance destroys and degrades nation-states, others argue that globalization serves the national interests of nations.

The first critical approach is that the process of globalization is very powerful in a globalized world. In this case, we have already moved to a system of non-sovereign states. Today, states are no longer able to make independent political decisions in the long run for their national interests and to act accordingly. This process also weakens the power of states in the world and in international relations, and transnational companies gain a dominant position.

However, in the second critical approach, academics think differently and contradict the first criticism. Academics believe that although globalization affects the independent acts of states, the superpowers of their regions are still the most important entities in global politics. Because both international organizations and economic transnational organizations, which are the concepts of the globalization process, were created by these countries themselves. Therefore, globalization does not harm these countries, but serves their national interests. They can violate international law and the rules of global governance at any time, and even the geopolitical situation can change despite global governance. (For example, the US invasion of Iraq, Russia’s imperialist act against Georgia and Ukraine)

In addition, there is a third and final critical approach, which is the approach of global governance to other forms of power, interests, goals and acts of states. As globalization is now considered a world reality, states are forced to choose between two options. Either Iran, like North Korea, will remain closed and protect its national sovereignty outside of global governance, or, like other countries in the world, will join the process of globalization and cooperate with each other. Since there is an economic reality created by global governance in the world, global governance can keep states under its influence by changing the interests, goals and acts of states.

However, the decline of the state today is not only due to the process of globalization and global governance. In addition, there are institutions such as the global economy, business, large companies, non-governmental organizations and international organizations, which pose a serious threat to the sovereignty of states. Today we live in a world of more international, economic companies and organizations than national states. 49% of these companies and organizations belong to the states and 51% to the international economy. The economic power of some of these companies (Exxon Mobil, General Motors) is already greater than in many Eastern European and African countries. From this we can conclude that the second concept that leads to the decline of nation-states, along with international organizations, is the international economic companies.

Conclusion

As a result, I can say that today the globalized world and international organizations have become a system that borders states and limits their national decisions. If in the 20th century it was so easy to make a decision to start a world war, to use any type of weapon, it has become almost impossible to do so in a globalized world. But in addition, globalization and international organizations can sometimes help strengthen states. For example, today, because states play an important role in international organizations, decisions made through international organizations

sometimes depend on states. For example, the UN Security Council, the Consulate General of the European Union, is a process that depends on states in the decision-making process. The decisions of the member states are considered very serious and decisive in the decision-making process. In this case, too, we can see that international organizations do not act as a tool for the decline of nation-states, but as a concept that strengthens them. Therefore, I do not think it is right to assess globalization today as a system that leads to the decline of nation-states.

Reference

  • Andrew Heywood. (2013, fourth edition). Politics s.18
  • Robert Jackson & Georg Sorensen: Introduction to İR, s. 4
  • Mazarr, M. (1999). Global trends 2005: An owner’s manual for the next decade. New York: St. Martin’s Press.
  • Zygmunt BAUMAN, Küreselleşme-Toplumsal Sonuçları, Çev: Abdullah Yılmaz, Arıntı Yayınları, İstanbul, 2010, s.83

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International Law

Do dominant strengths lead to heavy commitments?

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In the middle of a global recession, in which almost all facets of our lives are now carried out on-line, technology firms are experiencing a massive increase in their customer base. These businesses are over-influenced by the necessities and the popularity of internet content and networks in our lives. It is through this force that our civil rights are upheld.

Transparency International has reported that the 2020 Corruption Perceptions Index (CPI) has revealed that chronic corruption threatens health care services and leads to the pandemic’s democracy. OnThursday Transparency International updated its annual survey, revealing that in 2020 the situation in Pakistan had deteriorated. Countries with strong results in the index are more spending on health care and more able to have basic health security and less likely to contravene political laws and institutions or rule of law. By their view of public corruption, the 2020 version of CPI rated 180 countries and territories based on 13 expert reviews and business executive surveys. The index was illuminated this year by Denmark and New Zealand, both with 88 points. At the bottom of the table, there are 14, 12, and 12 points respectively in Syria, Somalia, and South Sudan. Pakistan was 120 last year. The country’s corruption scale is 31 one point below the 32-last year at the scale of 0-100, where zero is ‘Extremely Corrupt’ and 100 is ‘Very Clean,’ suggesting a steadily deteriorating view of corruption in the public sector.

The annual CPI in 2020 shows that persistent corruption threatens healthcare services and leads to the political retreat of the COVID-19 pandemic.

What is a report on transparency exactly?

A transparency report is a frequently released document that analyzes the activities of entities that have a particular impact on the privacy or freedom of expression, information about the enforcement of internal rules such as community policies and service requirements, and provides statistics on original government and third-party user data demands, materials, and account limitations. The compliance report should include public and private third-party requests, company implementation information and recommendations for the Group, and the amount of customer information and content notifications and orders regulating or blocking content. Published every year, at least, and convenient for all users to use.

This involves ensuring, at a minimum, that records are regularly easy to access:

1) are consistent on the website of the organization

 2) intuitive user interface is used

3) people with disabilities are formatted

 4) glossaries or definitions of words in appropriate languages, where possible.

While the frequency of disclosure data is not standardized, we find more regularly published information more valuable. Especially as the pandemic will change our culture in the next few months, regular monitoring will provide a vital snapshot of how businesses respond.

Take TikTok’s illustration. As last year’s Chinese Social Media app broke into the western market, many people asked whether the Chinese government would track users. TikTok eventually published its first accountability report last January in response to rising pressure from champions of human rights. Although the study asked several concerns, it indicates the increasing value of reporting accountability to encourage trust in enterprises.

Who should post the transparency reports?

Everybody is the short answer. To date, in our Disclosure Monitoring index, we have gathered data from 70 companies worldwide. There are social media sites, gig enterprises, VPN services, telco firms, and everything between. A transparency report should be released by any firm managing consumer data. While transparency reports are only applicable for ICT firms, companies such as auto manufacturers, healthcare equipment manufacturers and even hotels manage consumer data as well as for conventional “technically” companies. Therefore, disclosure reports will need to be released. In North American companies we have had more reporting than in any other region. However, the field of openness should not be limited. In reality, South Korean and Japanese are new studies. Users around the world have the right to know what corporations are doing to preserve their performance. Home law may limit the amount that corporations may print in some countries, but this is not a reason for companies to refrain from reporting fully. Users must understand how government oversight can be limited.

From here, where are we going?

The rising need for technology solutions provides businesses with a rare opportunity to enhance their processes in transparency. We urge businesses that have published the disclosure reports over the years to follow the periodic, reliable reporting practice and to find means of providing their customers with more transparency in these unpredictable times. The time has come to demonstrate your respect for human rights to the companies new to this practice, particularly videoconferencing and Voice over Internet Protocol (VoIP) services. Especially as the pandemic will change our culture in the next few months, regular monitoring will provide a vital snapshot of how businesses respond.

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