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Indian Ocean Region: An Area of Conflicting Maritime Strategies and Power Struggles

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The Indian Ocean region has grown in terms of its profound strategic power in the world order because of its advantageous geostrategic location. The Indian Ocean region has become a hotbed of increasing power struggle of various countries to prove its prominence and its dominant nature. Various countries like USA, India and China have been in constant competition to increase its naval supremacy in the Indian Ocean Region(IOR) to serve its own national interest in this region which is of greater strategic interest in the recent times because of its huge energy reserves and the existence of relevant choke points in this region altogether. Robert D. Kaplan in his book, Monsoon: The Indian Ocean and the Future of American Power, explained rightly that, “Throughout history sea routes have been more important than the land ones….the Silk Route from Venice to Japan across the Indian Ocean in the medieval and early modern centuries was as important as the Silk Route proper…..Globalisation relies ultimately on shipping containers, and Indian Ocean accounts for one half of the world’s container traffic. Moreover, the Indian Ocean rimland from the Middle East to the Pacific accounts 70% of the traffic of the petroleum products.”(Kaplan, 2010)

The USA had continuously been trying to prove its prominence in the Indian Ocean region but is being contested by China because of its rising power in Asia as well as the world. On the other hand, India has also been trying to become the sole power in the Indian Ocean region by increasing its naval exercises and also the joint exercises with various other countries like USA and Japan in this region. The power conflict rises to use the Sea lines of Communications (SLOCs) to fulfil its energy procurement and trade through this region whereby the Malacca Strait, Strait of Hormuz and the Bab-el-Mandeb are significant choke points in the world order. China, which is a very ambitious power have been constantly increasing its military assertiveness in this area and these are serious concerns for India and United States for this reason. Hence this makes Indian Ocean the busiest and significant Ocean in the world order. With this the energy needs of various countries will increase by almost 50% by 2030. Moreover, India and China will be the greatest consumer of energy because of its huge population. It also is the new point of rising armed conflicts because of the rise of various Asian powers like India and China, constant conflicts between India and Pakistan over the Kashmir issue and so on. Some of the other conflicts are those of USA’s interventions in the countries of Iraq and Afghanistan, the rise of sea piracy, increased terrorist activities and incidences of drug trafficking in the Indian Ocean region. These conflicts have risen to such a point that there is even a reduction in the fisheries in this region.

The Indian Ocean area would in a greater way face various challenges in the advent of increasing military interventions in this area and also affect the mobilization of energy resources of various countries through this region. Almost all the countries in the Indian Ocean region have deployed substantial amount of military in this region whereby there have been greater incidences of security threats around this area. Powerful Asian countries have always been in a rising competition in the Indian Ocean and this has resulted in escalation of mutual distrust of one country towards the other. China and India are the biggest example of degrading relations being neighbours and their only way to prove its powers are that of increasing military control over the Indian Ocean region altogether. In this power struggle which has successfully manifested around the Indian Ocean between the major powers of India-USA and on the other hand China; the other equation which was successfully added by the United States to ease down the assertiveness of China was another rising Asian power which was Japan. Japan which in the recent times have been an emerging partner of India is that of the political diplomacy of United States to make its side better in the power game against the vehemently increasing power of China in Asia and more specifically of China in the Indian Ocean Maritime supremacy altogether.

There have been major challenges both traditional and non-traditional which are as follows:

  1. Proliferation of weapons of mass destruction
  2. Increased nuclearization in the maritime arena which has been acting as a threat to the environment and energy and also causing climate change in this area.
  3. India’s increasing border dispute with its neighbours like Pakistan and China.
  4. Piracy in the Sea
  5. Disruption in trade
  6. A continuous power games.

The nuclear submarines which not only a security threat to the region but also have adverse effects on the blue economy of the region on which the population of the littoral states depend for their livelihood. China’s String of Pearls strategy or otherwise called the Diego Garcia also poses a serious threat to the security environment of the Indian Ocean. Adding to these the presence od various extremist groups have increased terrorist activities in the maritime domain of the Indian Ocean Region. This has called for the need of initiating a peaceful and stable environment in the seas and this has resulted in the initiation of India-Japan ties to bring about “Good Order at the Seas” and also the organisation of Indian Ocean Rim Association (IORA) whose main focus is to enforce the maritime security and safety in the Indian Ocean Region which is infested with conflicts and insecurity. It also aims towards the trade and investment mobilisation, fisheries management, disaster risk management in the Indian Ocean Region. The India-Japan ties have manifested a great initiative to balance China as well as bring into the ambit the security of the Indian Ocean Region. For this reason the Asia-Pacific has been shifted to a more precise Indo-Pacific policy by USA’s initiative and later called by Japan as the confluence of the seas to cooperate amongst various countries for bringing a peace and stabilising effect in continuum in the whole Indo-Pacific region in the modern political dynamics of world order.

This brings to the forefront a clear picture of the triangular power game which dominates the Indian Ocean maritime strategy whose base lies in the individual interests of the three main countries- the USA, China and India-who are always in a tryst of proving its influence in this region. India has undertaken the policy of “Security and Growth for all the Region” which is based on its Act East Policy and the Look West Policy. USA’s Indo-Pacific Strategy and China’s Maritime Silk Road Strategy which is part of the One Belt One Road (OBOR). Hereby its always Indian and United States on one side and China on other. The SAGAR taken up by India is a balancing strategy of India to influence power balance in the IOR region. India has been giving a tough competition to the military power of China in the Indian Ocean Region.

China’s conceptualisation of the One Belt One Road has been said to be a continuation of the Maritime Silk Road which will use the waterway of Indian Ocean and its various choke points for acquiring its energy needs and has also been blamed for its highly imperialistic foreign policies amongst which also includes the String of Pearls Strategy. China also possess the greater design to dominate the whole of Asia and Europe connecting it through pipelines, roads and railways. Moreover, China’s close relation with Pakistan and the huge investment on the China-Pakistan Industrial Corridor is also a major concern for India’s security and military threat.

The United States which has been the major pioneer in conceptualising the Indo-Pacific Strategy in which first India and now Japan has also been a major addition did it as a counter policy to check the Chinese domination in world order and specifically in the Indian Ocean Region.

Conclusion

The Power competition of India, USA, and China should be able to counterbalance each other to maintain the power dynamics of the Indian Ocean region. It also is essential that no one country should dominate completely the political scenario of the IOR which would destroy the multipolar structure of power and result in the emergence of a hegemonic power. Also, the role of India-Japan relations is also important to maintain maritime security through policies like “Confluence of Seas”, enforcing “Good Order at the Seas” and so on. Peace and stability is essential in this region as there is an increasing incidence of mistrust and conflicts which may result in a probable military conflict in the near future. India is trying to strategize as a middle negotiator between China and United States to maximise its advantages in the Indian Ocean region.

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North Korea’s Nuclear Shadow: A Worrisome Expansion

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Abstract: The nuclear news from North Korea remains clear and threatening.  Ignoring both political warnings and legal prohibitions, Kim Jong Un has continued testing shorter range weapons that could imperil U.S. allies South Korea and Japan. In September, the North tested a new cruise missile it intends to arm with nuclear warheads and demonstrated a new system for firing ballistic missiles from trains. Kim’s escalatory launch from rail cars came just hours before the South reported its first test of a submarine-launched ballistic missile. Tackling such complexities, the following article by Professor Louis René Beres recommends issue-specific forms of dialectical thinking to US planners and policy-makers. His focused recommendations include a US policy shift in strategic objective from enemy “denuclearization” to mutual nuclear deterrence.

“The worst does sometimes happen.”-Friedrich Durrenmatt, Swiss Playwright

 Pyongyang’s recent missile tests reveal more than narrowly technical information about advanced military hardware. These tests reveal that Kim Jong Un has no intention to “denuclearize.” A reciprocal question now arises for the United States: What should Washington do in response?

To begin, there should be no resumption of incoherent and needlessly belligerent escalatory threats by an American president. There should be, instead, a conscious refinement of conceptual understandings. Before the United States can limit Pyongyang’s determined capacity to expand ever-more aggressively with its nuclear weapons and ballistic missile programs, Washington will need to embrace much more deeply thoughtful ideas about military power and national security.[1]

What should this required “embrace” actually look like? First, President Joseph Biden will need to understand that even a tangible US superiority in delivery vehicles and nuclear firepower need not signify American safety or potential “victory.” Though not readily apparent, this presumed US advantage could encourage a false sense of national influence and a visceral pattern of strategic risk-taking.

Overall, there could be no “minor” nuclear crises. In essence, a nuclear confrontation with North Korea – any nuclear confrontation – could quickly spin out of control, leaving even the militarily “superior” nation with grievous losses or impairments.[2]  What then?

The Intellectual Imperative

For the United States, the core policy obligations are plain. Going forward, proper reactions to North Korean nuclear expansion must be based exclusively upon Science and Reason. Rejecting the previous American president’s announced preference for “attitude” over “preparation,” Mr. Biden should restore this country to intellectually defensible foreign policies.

During the rancorous Trump Era, all proposed presidential solutions to North Korean nuclearization became crudely ad hominem (“We fell in love,” said Donald Trump about Kim Jong Un). At this point, to restore basic coherence to US-North Korean diplomacy, pertinent strategic policies will need to be based upon a more significant American appreciation of decision -making complexities. Inter alia, this appreciation should include an awareness of various multiple “synergies.” 

What intersections should be included? In all synergistic intersections, the “whole” of any particular outcome must be greater than the sum of its “parts.” Additionally, among military planners, the term “force multiplier” is often used to communicate the same or similar principles.

                There is more. For American planners, specificity and generality[3] will both be required. Comprehensive theories are necessary.[4] Always, the prevailing world order,[5] like the myriad individual human bodies who comprise it, will need to be recognized as a system. No discernible effects could be entirely isolated or singular.

Among the clarifying implications of this central metaphor, any more-or-less major conventional conflict in northeast Asia could heighten prospects of international conflicts elsewhere. This is the case whether such prospects would be immediate or incremental.  These prospects could include a regional nuclear war. Significant risks of such a worst case scenario would be enlarged by American searches for no-longer plausible outcomes. An important example of such a mistaken search would be one that is directed toward “victory.”

Perils of Seeking “Victory”

               There is good reason for identifying this example. Here, a cautionary observation about “victory” is persuasive, at least in part, because all core meanings of victory and defeat have changed dramatically.[6] Inter alia, these are no longer the meanings offered by Prussian military strategist Carl von Clausewitz’ classic On War (1832). At a little-examined metaphysical level, the ultimate victory for any human being or institutionalized collection of human beings must be victory over death.[7]

               In most prospectively identifiable wars between nation-states, there are no longer any confirmable criteria of demarcation between victory and defeat. Even a “victory” on some actual field of battle might not in any calculable way reduce serious security threats to the American homeland or US allies. Such grave threats, whether foreseen or unforeseen, could include various sub-state aggressions (terrorism) and/or widening attacks upon regional or non-regional US allies.

               Once it was acknowledged as a distinct foreign-policy objective, any declared US search for “victory” over North Korea could create a corrosively lethal escalatory dynamic with Pyongyang, one from which Washington could no longer expect any derivative military advantages. Such predictably injurious creations could take place in variously unanticipated increments or as an unexpected (“bolt-from-the-blue”) enemy aggression.[8] In the foreseeable worst case, an unwitting US forfeiture of “escalation dominance” would signify starkly irreversible American losses. These losses could include chaotic conditions that create tens or hundreds of thousands of prompt fatalities and much larger numbers of latent cancer deaths.

               For US policy planners, a great deal of subject-matter specificity must soon be taken into close account. In a promisingly coherent post-Trump policy world where history and science regain proper pride of place,[9] a capable American president can finally acknowledge something too long disregarded. It is that because nation-states no longer declare wars or enter into binding war-termination agreements, the application of traditional criteria of “war winning” to interstate conflicts no longer make any legal sense.[10]

Even more important, the empty political rhetoric of “victory” carries no correspondingly objective assessment or evaluation. No one can ever really “know” whether a particular war has been won or lost. And if this ambiguity were not the case, the “winning” side might still remain substantially vulnerable to assorted enemy aggressions, whether state, sub-state or “hybrid” inflicted.

The Limits of Military Acumen, Rationality and Prediction

 There is more. In the very complicated matters at hand, ascertainable benefits might not lie in any traditional forms of military expertise. A core question arises: Exactly how much applicable experience could American generals have garnered in starting, managing or ending a nuclear war? To what extent might the president and his senior commanders see only what they would want to see, including perhaps a seemingly gainful prospect of US military preemption?[11]

               In these opaque nuclear times, selective perceptions could sometimes prove to be mistaken. In principle, even after sober consideration of retaliatory consequences, an American president might still discover tangible benefit in launching specific preemptive strikes against an already nuclear North Korea. This prospect arises at least in exceptionally residual circumstances.[12] Accordingly, there could exist certain definable crises where refraining from striking first would appear more costly than gainful (irrational). These would be crises that allow North Korea to implement certain severely-complicating protective measures.[13]

               What’s the “bottom line” on US defensive first strikes against an already nuclear North Korea? It is that even such an American preemption could sometimes be rational, but only in utterly last resort strategic calculations.

               How can America tap pertinent military expertise on such critical existential judgments? All things considered, it is reasonable to expect that the generals could have no adequate expectation of pertinent “dialectics;”[14] that is, about Pyongyang’s selected response. Still, by no means does this candid expectation represent any ad hominem or gratuitous criticism of professional military planners. It is merely a dispassionate analytic reflection on the historical uniqueness of nuclear conflict.

There have been no nuclear wars; hence, there can be no experts on nuclear warfare.

               This incontestable conclusion is most urgently compelling in regard to the myriad complexities of any two-power nuclear competition: (1) one where there would exist substantial asymmetries in relative military power position; and (2) one where the “weaker” (North Korean) side could maintain a verifiable potential to inflict unacceptably damaging first-strikes or reprisals upon the “stronger” American side.

               Again, no truly reliable probability estimations can ever be undertaken in reference to unprecedented or sui generis situations. In science, authentic probability judgments must always be based upon a carefully calculated frequency of relevant past events.

               There are other problems in seeking an ultimate “victory” over North Korea. Recalling the “good old days,” which extend into the twentieth-century, nation-states have generally had to defeat enemy armies before being able to wreak any wished-for destruction upon the adversary’s cities and infrastructures. In those earlier times of more traditional doctrinal arrangements concerning war and peace, an individual country’s demonstrated capacity to “win” was necessarily prior to a sought-after capacity to destroy. An appropriate and well-known example to US military thinkers would be the case of Persia and Greece at the 480 BCE Battle of Thermopylae. Today, unlike what was purportedly the case at Thermopylae, a state needn’t be able to defeat enemy armies in order to inflict calculably gainful harms. Even if the US were to “win” against North Korea in a war, that “defeated” adversary could still inflict vast harms upon American citizens, institutions and infrastructures.

At a minimum, such an enemy could enlist destructive proxy forces, such as bio-terrorist surrogates.

The Capacity to Deter is Distinct from the Capacity to Win

               For President Biden and his counselors, there does remain some “good news.” The United States needn’t be able to win a particular conflict in order to credibly threaten a significant foe like North Korea (deterrence) or to inflict retaliatory harms upon this enemy. What this “good news” means today is that the capacity to deter is no longer necessarily identical to the capacity to win. For the United States, the principal war-planning or war-deterring lesson of any such ongoing transformations now warrants serious study.

               For the United States, the only prospective “victory” of immediate consequence is an intellectual victory. Conceptually, what matters most will be an American capacity to win bewilderingly complex struggles of “mind over mind.” Going forward, American planner must diligently work through variously dialectic forms of struggle with Pyongyang, not just enter into ad hoc or visceral contests of “mind over matter.”

               There are also various relevant points of law to be considered.[15] This is because jurisprudencehas its own proper place in such bewildering strategic calculations. More specifically, in terms of applicable law, winning and losing may no longer mean much for successful strategic planning. This tangible devaluation of victory and defeat should also become more obvious with regard to America’s wars on terror. Now, after Afghanistan, pressing conflict issues will need to be examined within continuously transforming US military plans and objectives regarding not just North Korea but also Syria, Iraq, Yemen and assorted other places.

               Regarding “victory,” he U.S. can never meaningfully “win” any upcoming wars with Al Qaeda, Hezbollah, ISIS-K, Taliban, etc. In part, this is the case because national leaders could never know for certain whether a presumptively zero-sum conflict with virulent sub-state or “hybrid” adversaries was actually “over.” On pertinent definitional matters, a “hybrid” enemy would refer to any adversary that combined state and sub-state elements in changing ratios of composition.

  Operationally, winning and losing are now fully extraneous to America’s collective interests, or, in those foreseeable cases where “victory” might still be expressed as a high-priority national objective, fully harmful. Ironically, a narrowly static American orientation to “winning” against North Korea could sometime lead the United States toward huge and irreversible losses. Such loses would likely ensue from various critical American misjudgments on “escalation dominance.”

               There is more. United States military planners could look usefully to “The East.” Long ago, famed Chinese strategist Sun-Tzu had reasoned simply: “Subjugating the enemy’s army without fighting is the true pinnacle of excellence.” To meet current US national security objectives vis-à-vis North Korea and other potential nuclear adversaries, this ancient Chinese military wisdom suggests that Washington now openly seek deterrence rather than victory. Any such necessary discontinuance should remain connected to the stringent requirements of maintaining optimal control over all necessary military escalations.

               If, in the future, these requirements were somehow minimized or disregarded, a resultant regional conflict could have “spillover” implications for other nation-states and for other parts of the world. Different elements of chaos notwithstanding, world politics and world military processes are always expressive of an underlying system. This elucidating characterization must lie continuously at the core of any coherent US strategic doctrine. 

Final Strategic Calculations

               Before these systemic connections can be understood and assessed, however, US planners must realize that the complicated logic of strategic nuclear calculations demands a discrete and capably nuanced genre of decision-making. This would be a genre that calls for considerable intellectual refinement in extremis atomicum. As an example, casually expecting an American president to convincingly leverage Chinese and Russian sanctions on behalf of the United States would miss at least two vital and intersecting points: (1) the regime in Pyongyang will likely never back down on its overall plan for nuclearization, however severe sanctions might seemingly become; and (2) counting upon meaningful sanctions from Beijing or Moscow would become inherently problematic for the United States.

 Both China and Russia remain substantially more worried about their traditional national enemy in Washington than about future dangers arising from Pyongyang.

               Truth will out. In world politics, as in law,[16] truth is exculpatory.  Like it or not, a nuclear North Korea is a fait accompli. Soon, President Biden will have to focus upon creating stable nuclear deterrence with North Korea (a) for the benefit of the United States; (b) for the benefit of America’s directly vulnerable allies in South Korea and Japan; and (c) for the benefit of its indirectly vulnerable allies elsewhere, including Israel in the still-dissembling Middle East.

               However inconspicuous, these important allies remain integral components of the same organic world system; they can never be helpfully separated from the palpable consequences of American geopolitical posture.

               “The existence of `system’ in the world is at once obvious to every observer of nature,” observed 20th century French Jesuit scholar, Pierre Teilhard de Chardin, “no matter whom….” Nowhere is this interrelatedness more obvious or more potentially consequential than in the continuing matter of a nuclear North Korea and US foreign policy decision-making. This urgent threat from Pyongyang will not subside or disappear on its own. Immediately, it must be America’s sober responsibility to better understand all relevant American security obligations as well as their derivative complications.

Nuclear Warfighting Scenarios

 Should nuclear weapons ever be introduced into any future conflict between the United States and North Korea, actual instances of nuclear war-fighting could occur. This would be the case as long as: (a) US conventional first-strikes against North Korea would not destroy Pyongyang’s second-strike nuclear capability; (b) US conventional retaliations for a North Korean conventional first-strike would not destroy Pyongyang’s nuclear counter-retaliatory capability; (c) US preemptive nuclear strikes would  not destroy Pyongyang’s second-strike nuclear capability; and (d) US conventional retaliations for North Korean conventional first strikes would not destroy Pyongyang’s nuclear counter-retaliatory capability.

Any US nuclear preemption would be potentially catastrophic and hence implausible. Reciprocally, assuming rationality, any North Korean nuclear preemption against the United States or its allies would be unlikely or altogether inconceivable. Can we reasonably and continuously assume North Korean rationality? Kim Jong Un has been steadily accelerating his testing of advanced nuclear missiles and supporting infrastructures. There is no persuasive basis to doubt that his vast commitment to nuclear weapons is in any manner reversible.

In January 2021, after describing the United States as “our biggest enemy,” Kim Jong Un called openly for more advanced nuclear weapons and infrastructures. At that time, during fully nine hours of blistering remarks at a party conference in Pyongyang, Kim summarized his country’s basic strategic posture: “Our foreign political activities should be focused and redirected on subduing the United States, our biggest enemy…No matter who is in power in the US, the true nature of the US and its fundamental policies towards North Korea never change.”

               Now, capable strategic analysts guiding American president Joseph Bien should enhance their nuclear investigations by carefully identifying basic distinctions between intentional or deliberate nuclear war and unintentional or inadvertent nuclear war. The risks are apt to vary considerably, especially if rationality is also factored into the manty-sided calculation. Those American analysts who would remain too singularly focused upon a deliberate nuclear war scenario could all-too-casually underestimate a far more serious nuclear threat to the United States.

               This means the increasingly credible threat of an unintentional or inadvertent nuclear war.

                An additional conceptual distinction must be inserted into any US analytic scenario “mix.” This is the subtle but still important difference between an inadvertent nuclear war and an accidental nuclear war. Any accidental nuclear war would have to be inadvertent; conversely, however, there could be forms of inadvertent nuclear war that would not be accidental. Most critical, in this connection, would be significant errors in calculation committed by one or both sides – that is, more-or-less reciprocal mistakes that lead directly and/or inexorably to nuclear conflict.

The most blatant example of such a mistake would concern assorted misjudgments of enemy intent or capacity that emerge during the course of any ongoing crisis escalation.

Wider Implications of Chaos

               What about “chaos?” How would this indecipherable condition impact pertinent models of rational decision-making? Whether described in the Old Testament or in other evident sources of Western philosophy, chaos could become as much a source of human improvement as decline.[17] It is this prospectively positive side of chaos that is intended by Friedrich Nietzsche’s dense remark  in Thus Spoke Zarathustra (1883): “I tell you, ye have still chaos in you.”

               When expressed in aptly neutral tones, chaos represents that condition which prepares the world for all things, whether sacred or profane. It reveals that yawning gulf of “emptiness” where nothing is as yet, but where variously remaining civilizational opportunity can still originate. The 18th century German poet Friedrich Hölderlin observed: “There is a desert sacred and chaotic, which stands at the roots of the things, and which prepares all things.”

               Insightfully, in the ancient pagan world, Greek philosophers thought of this “desert” as logos, a primal designation which indicates that chaos is anything but starkly random or without merit.

One core conclusion is beyond reasonable question. It is that the only rational use for American nuclear weapons in any forthcoming US-North Korea negotiation must be as diplomatic bargaining elements of interstate dissuasion/persuasion. Barring any sudden crisis initiated by North Korean nuclear strike – a crisis that would immediately place the American president in extremis atomicum –  there could be absolutely no gainful use for such weapons as actual implements of war. If there could sometime arise a strategically rational justification for nuclear war-waging, one in which the expected benefits of nuclear weapons use would seemingly exceed expected costs, the planet as a whole could be imperiled, perhaps even irremediably.

Prima facie, there can be no credible guarantees that US-North Korean relations will not sometime descend into tangible nuclear conflict. “The worst,” warns Swiss playwright Friedrich Durrenmatt, “does sometimes happen.” For the United States, the best way to avoid any such irreversible folly with North Korea would be to reluctantly accept that belligerent country into the “nuclear club,” but still take intellect-based steps to ensure that it remains subject to American nuclear deterrence.


[1] “What is the good of passing from one untenable position to another,” asks Samuel Beckett philosophically in Endgame, “of seeking justification always on the same plane?” Thought the celebrated Irish playwright was certainly not thinking specifically about world politics or national security, his generalized query remains well-suited to this strategic inquiry. As competitive power-politics has never worked, why keep insisting upon it as a presumptively viable doctrine?

[2] For informed assessments of plausible consequences of nuclear war fighting, see, by this author: Louis René Beres, SURVIVING AMID CHAOS: ISRAEL’S NUCLEAR STRATEGY (London: Rowman and Littlefield, 2016/2018); Louis René Beres,  APOCALYPSE: NUCLEAR CATASTROPHE IN WORLD POLITICS (Chicago: University of Chicago Press, 1980); Louis René Beres,  MIMICKING SISYPHUS: AMERICA’S COUNTERVAILING NUCLEAR STRATEGY (Lexington MA:  Lexington Books, 1983);  Louis René Beres, REASON AND REALPOLITIK: U S FOREIGN POLICY AND WORLD ORDER (Lexington MA;  Lexington Books, 1984);  and Louis René Beres, ed.,  SECURITY OR ARMAGEDDON: ISRAEL’S NUCLEAR STRATEGY (Lexington MA:  Lexington Books, 1986).

[3] The need for generality notwithstanding, strategic thinkers should never lose sight of the human consequences of their abstractions. By definition, theory is a simplification, one purposely excluding from consideration those factors deemed unessential to analytic explanation. This indispensable exclusion comes at a cost, however, because it involves the palpable sacrifice of espirit de finesse or the individual human element of any catastrophe. Recalling the poet Goethe’s observation in Urfaust, the original Faust fragment: “All theory, dear friend, is gray, and the golden tree of life is green.” (Grau, theurer Freund, ist alle Theorie, Und grűn des Lebens goldner Baum.”)

[4] “Theory is a net,” observes German poet Novalis,” and “only those who cast, can catch.” This apt metaphor was embraced by philosopher of science Karl Popper as the epigraph to his classic work on philosophy of science:  The Logic of Scientific Discovery (1934).

[5] The term “world order” has its contemporary origins in a scholarly movement begun at the Yale Law School in the mid- and late 1960s and later “adopted” by the Politics Department at Princeton University in 1967-68. The present author was an early member of the Princeton-based World Order Models Project, and wrote several of the early books and articles in this once still-emergent academic genre.

[6]See by this writer, at The Hill: Louis René Beres: https://thehill.com/blogs/pundits-blog/the-military/347395-opinion-victory-in-afghanistan-has-no-serious-meaning

[7]Throughout history, notions of ultimate “victory” have been associated with personal immortality. To wit, in his posthumously published Lecture on Politics (1896), German historian Heinrich von Treitschke observed: “Individual man sees in his own country the realization of his earthly immortality.” Earlier, German philosopher Georg Friedrich Hegel opined, in his Philosophy of Right (1820), that the state represents “the march of God in the world.” The “deification” of Realpolitik, a transformation from mere principle of action to a sacred end in itself, drew its originating strength from the doctrine of sovereignty advanced in the sixteenth and seventeenth centuries. Initially conceived as a principle of internal order, this doctrine underwent a specific metamorphosis, whence it became the formal or justifying rationale for international anarchy –  that is, for the global “state of nature.” First established by Jean Bodin as a juristic concept in De Republica (1576), sovereignty came to be regarded as a power absolute and above the law. Understood in terms of modern international relations, this doctrine encouraged the notion that states lie above and beyond any form of legal regulation in their interactions with each other.

[8] See especially: RESOLUTION ON THE DEFINITION OF AGGRESSION, Dec. 14, 1974, U.N.G.A. Res. 3314 (XXIX), 29 U.N. GAOR, Supp. (No. 31) 142, U.N. Doc. A/9631, 1975, reprinted in 13 I.L.M. 710, 1974; and CHARTER OF THE UNITED NATIONS, Art. 51… Done at San Francisco, June 26, 1945. Entered into force for the United States, Oct. 24, 1945, 59 Stat. 1031, T.S. No. 993, Bevans 1153, 1976, Y.B.U.N. 1043.

[9] “Intellect rots the brain” shrieked Joseph Goebbels at a Nuremberg Germany rally in 1935. “I love the poorly educated” echoed American presidential candidate Donald Trump at a 2016 rally in the United States. Perhaps to authenticate his anti-intellectualism, Trump went on to propose household bleach as a Covid19 treatment, urge the use of nuclear weapons against hurricanes and praise American revolutionary armies in the 18th century for “gaining control of all national airports.”

[10] Under authoritative international law, which is generally a part of US law, the question of whether or not a “state of war” exists between states is ordinarily ambiguous. Traditionally, it was held that a formal declaration of war was necessary before any true state of war could be said to exist. Hugo Grotius divided wars into declared wars, which were legal, and undeclared wars, which were not. (See Hugo Grotius, The Law of War and Peace, Bk. III, Chas. III, IV, and XI.) By the start of the twentieth century, the position that war can obtain only after a conclusive declaration of war by one of the parties was codified by Hague Convention III. This treaty stipulated, inter alia, that hostilities must never commence without a “previous and explicit warning” in the form of a declaration of war or an ultimatum. (See Hague Convention III Relative to the Opening of Hostilities, 1907, 3 NRGT, 3 series, 437, article 1.) Currently, formal declarations of war could be tantamount to admissions of international criminality because of the express criminalization of aggression by authoritative international law. It could, therefore, represent a clear jurisprudential absurdity to tie any true state of war to prior declarations of belligerency. It follows, further, that a state of war may exist without any formal declarations, but only if there should exist an actual armed conflict between two or more states, and/or at least one of these affected states considers itself “at war.”

[11] As a legally permissible form of such a preemption, “anticipatory self-defense” is rooted in customary international law (see note immediately below), Customary international law is identified as an authoritative source of world legal norms at Art. 38 of the UN’s Statute of the International Court of Justice. International law, an integral part of the legal system of all states in world politics, assumes a general obligation of states to supply benefits to one another and to avoid war wherever possible. This core assumption of jurisprudential solidarity is known formally as a “peremptory” or jus cogens expectation, that is, one that is not subject to any reasonable question. It can be found, inter alia, in Justinian, Corpus Juris Civilis, Hugo Grotius, The Law of War and Peace (1625) and Emmerich de Vattel, The Law of Nations or Principles of Natural Law (1758).

[12] In law, any such defensive first-strikes, if permissible, could be considered “anticipatory self-defense.” The normative origins of such defense liein customary international law, more precisely, in The Caroline, a case that concerned the unsuccessful rebellion of 1837 in Upper Canada against British rule. Following this case, the serious threat of armed attack has generally justified certain militarily defensive actions. In an exchange of diplomatic notes between the governments of the United States and Great Britain, then U.S. Secretary of State Daniel Webster outlined a framework for self-defense that did not require an antecedent attack. Here, the jurisprudential framework permitted a military response to a threat so long as the danger posed was “instant, overwhelming, leaving no choice of means, and no moment for deliberation.” See: Beth M. Polebaum, “National Self-defense in International Law: An Emerging Standard for a Nuclear Age,” 59 N.Y.U.L. Rev. 187, 190-91 (1984) (noting that the Caroline case had transformed the right of self-defense from an excuse for armed intervention into a legal doctrine). Still earlier, see: Hugo Grotius, Of the Causes of War, and First of Self-Defense, and Defense of Our Property, reprinted in 2 Classics of International Law, 168-75 (Carnegie Endowment Trust, 1925) (1625); and Emmerich de Vattel, The Right of Self-Protection and the Effects of the Sovereignty and Independence of Nations, reprinted in 3 Classics of International Law, 130 (Carnegie Endowment Trust, 1916) (1758). Also, Samuel Pufendorf, The Two Books on the Duty of Man and Citizen According to Natural Law, 32 (Frank Gardner Moore., tr., 1927 (1682).

[13]Designed to guard against any US preemption, these measures could involve the attachment of “hair trigger” launch mechanisms to nuclear weapon systems and/or the adoption of “launch on warning” policies, possibly coupled with pre-delegations of launch authority. This means, incrementally, that the US could find itself endangered by certain steps taken by Pyongyang to prevent a belligerent preemption. Optimally, the United States would do everything possible to prevent such steps, especially because of expanded risks of accidental or unauthorized attacks launched against its own or allied armaments/ populations. But if such steps were to become a fait accompli, Washington could still calculate correctly that a preemptive strike would be legal and cost-effective. This is because the expected enemy retaliation, however damaging, could still appear more tolerable than the expected consequences of enemy first-strikes –  strikes likely occasioned by the antecedent failure of “anti-preemption” protocols.

[14] “Dialectic” is Plato’s term for what science and philosophy “do.” It is rooted in the Greek word for conversation, and stipulates that only through conversation can one genuinely discover “what each thing is” (Republic 533b).

[15] Under international law, every use of forcemust be judged twice: once with regard to the underlying right to wage war (jus ad bellum) and once to the means used in conducting a war (jus in bello). Following the Kellogg-Briand Pact of 1928 and the United Nations Charter, there can be absolutely no right to aggressive war. However, the long-standing customary right of post-attack self-defense remains codified at Article 51 of the UN Charter. Similarly, subject to conformance, inter alia, with jus in bello criteria, certain instances of humanitarian intervention and collective security operations may also be consistent with jus ad bellum. The law of war, the rules of jus in bello, comprise: (1) laws on weapons; (2) laws on warfare; and (3) humanitarian rules. Codified primarily at The Hague and Geneva Conventions, these rules attempt to bring “discrimination” (aka “distinction”), “proportionality” and “military necessity” into belligerent calculations.

[16] International law is always part of the law of the United States. For early decisions on the US “incorporation” of authoritative international law by Chief Justice John Marshall, see: The Antelope, 23 U.S. (10 Wheat.) 66, 120 (1825); The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815); Rose v. Himely, 8 U.S. (4 Cranch) 241, 277 (1808) and Murray v. The Schooner Charming Betsy, 6 U.S. (2 Cranch) 64, 118 (1804).

[17] “Is it an end that draws near,” inquires Karl Jaspers in Man in the Modern Age (1951) “or a beginning.”

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Defense

Eastern seas after Afghanistan: UK and Australia come to the rescue of the U.S. in a clumsy way

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In March 2021 the People’s Republic of China emerged as the world’s largest naval fleet, surpassing the US Navy. An advantage of around 60 ships, which will increase in 2024, when China will count on a fleet of at least 400 units. A goal already announced in 2018 by President Xi Jinping.

After the unsuccessful withdrawal from Afghanistan, the United States announced the establishment of a new security cooperation alliance with the United Kingdom and Australia, whose first task is to assist Australia in building nuclear-powered submarines.

Considering its allies, the White House has shared only nuclear propulsion technology with the UK and Australia will be the next. Although the officials from the three countries denied that the new alliance was targeted to any country, European and US media believe that the move is intended to counter Chinese power and strength.

In addition to nuclear-powered submarines, the three countries will also strengthen cooperation in the areas of network technology, artificial intelligence and quantum technology. White House officials revealed that Britain played a strategic leadership role in reaching the alliance.

In Global Britain in a Competitive Age. The Integrated Review of Security, Defence, Development and Foreign Policy of March 2021 – which sets out the government’s geopolitical strategy after Brexit and outlines the UK role in the world over the next 10 years – the British Prime Minister, Boris Johnson, proposed to reposition UK’s global strategy after Brexit. He announced the foreign and defence policy, stressing that the country would be deeply involved in the Indo-Pacific region in the future.

According to a statement released by the White House on September 15, the US-UK-Australia security alliance is named AUKUS, and is designed to strengthen the three countries’ diplomatic, security and defence cooperation in the said region.

Under the new regional arrangement, the three countries will further strengthen information and technology sharing, as well as integrate science and supply chains and security and defence-related industrial bases.

The first key basis of the arrangement is the United States of America and the United Kingdom, with the aim of assisting Australia in building nuclear-powered submarines. The three countries will spend 18 months discussing how to implement the plan.

As said above, before Australia the United Kingdom was the only country with which the United States shared nuclear propulsion technology. It should be recalled that during the Cold War, after the Soviet Union had launched the first artificial satellite (the Sputnik 1 on October 4, 1957), the United States and Britain signed a joint defence agreement on July 3, 1958 (the US-UK Mutual Defence Agreement) to share key military nuclear technology. Britain obviously ignored the rest of Europe, about which, even before Napoleon, it had cared very little except as a rampart from the South and the East. However, let us revert to the present day.

Compared to conventional submarines, nuclear-powered ones are faster; they have greater endurance and attack capabilities and are more difficult to detect. Currently, only six countries in the world have this type of weapon: the United States, the People’s Republic of China, Russia, France, India and the United Kingdom.

According to the AUKUS plan, these submarines will be built in Adelaide, the capital of the State of South Australia, but the Commonwealth of Australia has no nuclear industry nor the necessary fissile materials. US officials have revealed that nuclear materials can be shipped from other countries to that federal State. The USA and Australia already signed an agreement in 2010, which stipulates that Australia will not retract or increase the amount of nuclear materials sent to the country from the United States, and it should also be recalled that Australia is also a signatory to the Nuclear Non-Proliferation Treaty.

Australia’s Prime Minister Scott Morrison, however, has already put his hands on, declaring that the construction of nuclear-powered submarines does not necessarily mean the production of nuclear weapons. He emphasised that Australia did not seek to acquire nuclear weapons, nor did it seek a chance in civilian nuclear power.

Nevertheless, some experts believe that Australia’s construction of nuclear-powered submarines is off to a bad start. In an interview with The Washington Post, James Acton – Director of the nuclear policy program at the Carnegie Foundation for International Peace – pointed out that the move severely undermined the nuclear non-proliferation system and could also trigger an arms race.

He sharply predicted that, after Australia’s precedent, Iran might also announce the construction of nuclear-powered submarines: after all, Iran is a subject of international law and a co-signatory to the Nuclear Non-Proliferation Treaty as is Australia.

In the past, while such a possible Iranian request might have been opposed by the international community, with AUKUS it will be lent credence, unless the aforementioned international law also formally establishes the existence of first-ranking and second-ranking States.

On the political level, Hugh White, a former Australian defence official, stated in an interview with The New York Times that Australia’s move was not just to build nuclear-powered submarines, but also a strategic adjustment to significantly deepen anti-Chinese cooperation with the United States.

When the new Indo-Pacific security alliance was announced on September 15, US President Joseph Biden, British Prime Minister Boris Johnson, and Australian Prime Minister Scott Morrison were careful not to mention the People’s Republic of China.

President Biden said that the establishment of the new alliance was used for ensuring long-term peace and stability in the Indo-Pacific region. US officials stressed that the trilateral cooperation was not directed against any other country, but was designed to safeguard the strategic interests of the three countries.

But whether it is the Australian media, the British media such as The Guardian or the US media such as CNN, they all agree that the alliance is directly targeting China.

Over the next few days, President Biden will also meet at the White House with the leaders of the “four-country group”: the United States, Japan, India and Australia.

Chinese Foreign Ministry spokesman Zhao Lijian, on the other hand, said at a press conference on September 16 that mutual respect and trust are the prerequisites for dialogue and cooperation between the countries.

He stressed that the current difficult situation in China-Australia relations stemmed solely from Australia. The most urgent task for Australia is to address the setback in relations between the two countries, as well as seriously assess whether it views the People’s Republic of China as a partner or a threat, and hence sincerely uphold mutual respect and treat each other as equals.

Let the principles and spirit of a comprehensive strategic partnership – not a sectoral one targeted against someone – govern the relations between the two countries.

In an interview with The Guardian, a senior White House official revealed that, when the new understanding was established, the UK played the role of mediator on all key issues and was “a very strong strategic leader”.

It should be noted that, on the issue of troop withdrawal from Afghanistan, Britain and the USA had severe divergences. The British Secretary of State for Defence, Robert Ben Lobban Wallace, repeatedly criticised the United States. Therefore, in theory, the USA can also bypass Britain and directly reach an agreement with Australia on nuclear-powered submarines.

The senior White House official – who disclosed the above mentioned issue – believes that this time the UK is so active in the three-nation military alliance because it had to “pay a deposit” for the policy described in Global Britain.

Global Britain, in itself, is a grandiose and vague concept. According to the UK government’s official website, the core of Global Britain is to invest again in UK’s relations with other countries, so as to promote an international order based on well-defined rules, and to demonstrate that the UK is a well-advised and trusted country in the international arena.

Some analysts believe that Boris Johnson’s Global Britain is trying to emulate Churchill’s three-circle diplomacy, e.g. the three areas of influence in British foreign policy: the Empire and the Commonwealth, the Anglo-Saxon world – in particular, the special relationship with the United States, i.e. the 51st star – and Europe.

The UK uses its close relationship with the second circle to act as a link between the other two circles to safeguard Britain’s interests and status as a (former) great power.

Meanwhile, let us see what France thinks about it. The French Ambassador to Australia, Jean-Pierre Thebault, was recalled to Paris on September 18. Before leaving, he criticised Australia for having made a “huge mistake” on the issue of submarine construction. Ambassador Thebault arrived at Sydney airport on the evening of September 18th, from where he took a flight to leave Australia and return to France.

On September 17, the French Foreign Ministry issued a communiqué announcing the immediate recall of the Ambassador to the United States, Philippe Étienne, and of the Ambassador to Australia, the aforementioned Thebault.

The communiqué stated that Australia had abandoned the submarine-building agreement reached with France and had instead established a “new partnership” with the United States on the development of nuclear submarines – an “unacceptable behaviour” between allies.

Before returning to France, Ambassador Thebault said that Australia’s cancellation of the submarine contract with France was a “big mistake” and that Australia’s handling of the partnership was “very bad”. He revealed that this was not just a contractual issue, but an issue of partnership based on trust and mutual understanding.

Ambassador Thebault reiterated that at no time did Australia give France any clear signal to suspend the relevant contract. He said that France was kept completely in the dark about the steps taken and during that period many Australian officials not only continued to discuss the project with France, but also expressed their willingness to make the project a success.

No comments have come so far from Australia.

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Defense

AUKUS: Human-made disaster

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AUKUS is a new military alliance that emerged recently, among Australia, UK, and The US. Under this alliance, it has been declared that Australia will be equipped with nuclear submarines. There exists a panic in the region as Australia was not a declared nuclear state and if equipped with a nuclear submarine, whether or not, it is safe? Scholars and intellectuals have various opinions, but, agreed on one point that it will promote a nuclear race in the region. I believe, the spread of nuclear weapons, especially those who have no experience of handling nuclear submarines, maybe not be safe. It can be mishandled or accidentally, can cause any incident of disaster not only for Australia but for the whole region. Keeping nuclear weapons, need special safeguards and different temperament. To be a mature and responsible state is a prerequisite for having nuclear weapons, it also needs different ethics and principles to be equipped with such lethal weapons.

On the other hand, while NATO is there and Quad was created to specifically counter China, was there any genuine need for creating a new alliance like AUKUS? Is NATO abandoned? How the NATO member state thinks to ward AUKUS, one can imagine. Anyhow, they are hurt and mistrust has been created among NATO and the US.  First of all, The US is not at its peak to offend or compel any other country, like EU member states, and on other hand, the US economy is not in such a state, where it can support the luxury of defense expenditure like before. It is right to approach to cut defense expenditures and spend more of the socio-economic welfare of the country, but to create a new alliance is negating such an approach.

Many EU member states are confused and upset and in the days to come, the gap may widen further. First of all, some of the EU countries are in close cooperation with China economically. China has become the largest trading partner and investor for many EU countries. Dependency on the US has reduced considerably.

Especially, France is offended as it was in the advanced stage of negotiations with Australia for a similar deal but suddenly hijacked by the US and UK. France has lost a big opportunity and it’s her right to react and protest. France has called back its Ambassadors from Australia and the US. This is an initial reaction, but, more actions may be seen in the near future.

France, in a reaction, has announced to collaborate with India in a similar manner, which is not welcomed by Asian partners, as it will create a race in the region. Furthermore, India is in the hands of an extremist Hindu political party – RSS. RSS is a fanatic party and can go to any extent, without thinking about the consequences. It is not safe for the region to equip India with nuclear submarines.

This region is highly populous, China with its population of 1.4 billion, India itself is 1.2 billion, and the rest of countries like Pakistan, Bangladesh, Sri Lanka, Nepal, Myanmar, Maldives, collectively constitutes almost half of the world’s population. If any misadventure happened in this region, half of the population of the whole world is under threat.

It will be not a wise decision to promote nuclearization, either by the US, UK, or France. One mistake cannot be compensated for by making another one. It will be a total disaster for humankind.

Humankind needs peace and prosperity. Human-made disasters can be averted and must be averted. It is the right time to take appropriate measures to stop nuclearization and the promotion of the nuclear race in this part of the world or any other part of the world. It is our individual’s responsibility to raise our voice and bring public awareness of such human-made disasters. Collectively we may avert such disasters, all peace-loving nations and individuals must join efforts to neutralize such deals and agreements. Countering China, to take such extreme actions is not justified. The US may review its decisions and avert disaster to humankind.

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