Connect with us

Defense

Time for a New Approach to Conventional Arms Control?

Published

on

The return to an outright deterrence relationship between NATO and Russia involves the danger of an arms race and a number of military risks, particularly in the NATO-Russia contact zones. These risks can be contained by means of sub-regional arms control. Approaches of this kind should comprise sub-regional force limitations, limitations of military exercises, transparency and inspection rules for rapid deployment and long-range strike capabilities outside the zone of limitations, as well as a strict verification regime. Measures should be based on existing agreements rather than negotiating a new treaty.

Currently, there is a little scholarly discussion on new initiatives or innovative approaches to conventional arms control (CAC) in Europe. A diligent study by Peter van Ham from the Dutch Clingendael Institute — “Modernizing conventional arms control in the Euro-Atlantic region” — discusses the merits of different approaches. A very critical report by the Swedish FOI Institute — “Conventional Arms Control. A Way Forward or Wishful Thinking?” — , edited by Johan Engvall and Gudrun Persson, focuses more on the question as to why German Social Democrats, in the wake of the 2016 Steinmeier initiative, are focusing so much on CAC than on the issue itself. And finally, in the framework of the OSCE Network of Think Tanks and Academic Institutions, a group of authors from Germany, Latvia, Poland, Russia, Switzerland, Turkey, and the US presented a concrete proposal for sub-regional arms control in the Baltic region — “Reducing the Risks of Conventional Deterrence. Arms Control in the NATO-Russia Contact Zones”.

There are many, to some extent, reasonable arguments questioning new efforts for CAC. The Conventional Armed Forces in Europe (CFE) Treaty is politically dead, the modernization of the Vienna Document on Confidence- and Security-Building Measures 2011 (VD11) is blocked. Why should any new initiative for CAC fly? In a broader sense, it is argued that, with the failure of the INF Treaty, the termination of the Iran nuclear agreement by the US and the uncertain future of the New START Treaty arms control, in general, has become almost unachievable. There is deep mistrust on all sides. Western governments argue that there cannot be business as usual (including arms control) with Russia as long as the Russian government is backing secessionist forces in Eastern Ukraine, while the Russian side is arguing that arms control is blocked by NATO’s ambitions for military superiority.

The Return of Deterrence

What unites most governments in Europe is the conviction that strengthening one’s own military capabilities is more important than cooperative security approaches. We are seeing the return of a mutual deterrence scenario coupled with the progressive erosion of cooperative security policies that were pursued until the early 2000s. To be sure: We never had a pure cooperative security scenario, but rather a hybrid mix of cooperative and deterrence elements. But even this led to an unprecedented reduction of conventional and nuclear weapons in Europe.

Currently, we are experiencing a quick reversal of this positive trend at all levels: We are witnessing the re-emergence of strong threat perceptions that are directly contrary to one another and mutually exclusive. Military exercises on both sides are approaching the levels reached in the Cold War. And we see hardening military postures, states investing more, modernizing and in some cases enlarging their armed forces. Although we have not yet reached a full arms race, we are on the brink of one. In terms of military options, the issue at stake is no longer “large-scale offensive options” of a continental-size in the sense of the preamble of the CFE Treaty, but the perception of emerging options for a surprise attack in the contact regions between NATO and Russia, particularly in the Baltic and the Black Sea regions.

The Risks of Deterrence

Any military deterrence relationship necessarily involves risks and inherently drives escalation. The three most important drivers of escalation are uncertainty, sub-regional conflicts, and the nuclear dimension. Uncertainty and the lack of military transparency are driving the two sides into a security dilemma with inherent worst-case thinking. Sub-regional conflicts — just imagine a re-escalation of hostilities in Ukraine — can be a powerful factor in raising the level of tensions in Europe. And finally, the failure of the INF Treaty will most probably have a destabilizing impact on the deterrence relationship in Europe.

These military risks in a narrower sense are aggravated by two broader global trends: With the rise of China and other emerging powers, we are passing through a period of hegemonic change that is characterized by a maximum of uncertainty and volatility. And we are passing through the two or three and not many more decades that are critical for stopping a global climate disaster. Both lines of risk, the more narrow military one as well as the broader global dimension, make it imperative to avoid a new arms race in Europe (and elsewhere) that would spoil scarce resources and attract the political attention that we urgently need to address global problems.

Options for Conventional Arms Control in Europe

Against this background, there are basically three options of addressing risks ensuing from a deterrence scenario dominated by conventional armed forces. The first is traditional measures of risk reduction, bilateral or multilateral agreements on the avoidance of incidents and accidents, possibly augmented by transparency measures. A good example is the Baltic Sea Project Team. Measures of this kind are considered by most governments, at least in principle. They are urgently needed, but clearly insufficient in view of the present and future risks.

A second option would be a comprehensive, pan-European post-CFE agreement that also involves new military options and types of equipment. The 2016 Steinmeier initiative for reviving arms control in Europe comes closest to this option. Despite discussions in a German-led Like-Minded Group this option seems to be far too ambitious under the current conditions. It would rather fit a cooperative security policy scenario that is beyond reach at the moment.

The third option consists of using arms control instruments for stabilizing the given deterrence relationship focusing on those areas where the danger of destabilization is most imminent, that is the contact zones between NATO and Russia. This option remains within the scope of mainstream deterrence thinking. It requires an approach of sub-regional arms control.

Problems of Sub-regional Arms Control

Sub-regional arms control is disputed by many for three main reasons. Some are afraid of the political singularization of those who would fall under a sub-regional arms control regime contrary to others who would not. Second, some governments are afraid that sub-regional or any kind of arms control would divert attention from necessary defense measures. And finally there is concern that sub-regional arms control might not be feasible in operational terms in the sense that there is always an impact from outside into the zone covered by a sub-regional arms control regime.

However, sub-regional approaches have been considered time and again. The negotiations on Mutual Balanced Force Reductions (MBFR, 1973-1989), the predecessor negotiations of the CFE talks, dealt solely with sub-regional approaches. And Chapter X of the VD11 explicitly addresses “Regional Measures.” If the three arguments quoted above are taken seriously, it is possible to establish valid sub-regional arms control regimes. The three key factors are an arms control zone large enough to dispel singularization fears and to limit properly the sides’ forces in an equal manner; sufficient regulations for armed forces outside the zone; and a thorough transparency and verification regime.

A Model for Sub-regional Arms Control in Europe

The authors of the Risk Study elaborated a model for sub-regional arms control taking the Baltic Contact Zone as an example. This zone would comprise Estonia, Latvia, Lithuania, Poland, the Eastern part of Germany covered by the 2 plus 4 Treaty, Belarus, and parts of the Western Military District of Russia. The zone is large enough to dispel fears of singularization as it covers parts of Germany and Russia. And it is also large enough to cover a substantial part of the sides’ forces. The Baltic arms control regime would be equipped with the following main features:

No permanent deployment of additional substantial combat forces would be allowed in the Baltic Contact Zone. This builds on the obligation of NATO in the 1997 NATO-Russia Founding Act to avoid “additional permanent stationing of substantial combat forces” in the newly admitted NATO states and the corresponding obligation of Russia in the 1999 CFE Final Act not “to station substantial additional combat forces” in the Kaliningrad and Pskov oblasts. Although there is no shared definition of the term “substantial combat forces,” there is wide-shared agreement that these two obligations are still valid and have not been broken. To make them operational for a sub-regional arms control regime, it would only be necessary to agree on a definition of “substantial combat forces” and to recommit to these obligations. The commitment not to increase combat forces in the contact zone would represent the key element of the sub-regional arms control regime.

In addition, military exercises in the contact zone would be limited in size, frequency, duration and geographical proximity to borders. Such an agreement could be regarded as a measure under Chapter X of the VD11.

As a complementary measure, rapid deployment and long-range strike capabilities deployed beyond the contact zone should be subject to a notification and observation regime.

All measures agreed would be subject to sufficiently strict transparency and verification regime that could also be established in the frame of the VD11. Certainly, additional quota for inspections and evaluation visits would become necessary.

Is Sub-regional Arms Control in Europe Possible?

Such a regime would have two important advantages: It would address the real risks, namely sub-regional offensive options, and it would build on the adaptation of existing agreements, the VD11, the NATO-Russia Founding Act and the CFE Final Act, rather than negotiating a completely new treaty. A sub-regional arms control regime of this kind is modest in the sense that it remains within the framework of a mutual deterrence relationship. However, it is bold in that it would introduce effective steps for stabilizing this relationship.

Is such an approach to conventional arms control in Europe feasible under the current conditions? Certainly not, if we continue to exchange almost ritualized mutual accusations. And it will become possible only when we recognize that extraordinary circumstances require special measures.

It will certainly not be possible if talks on conventional arms control are conducted predominantly at expert levels. These issues must be dealt with at the higher political levels, including heads of state and government, and ideally embedded in a broader approach of pragmatic cooperation.

From our partner RIAC

PhD. in Political Science, Deputy Director of the Institute for Peace Research and Security Policy at the University of Hamburg (IFSH) and Head of the IFSH’s Centre for OSCE Research (CORE)

Continue Reading
Comments

Defense

Eastern seas after Afghanistan: UK and Australia come to the rescue of the U.S. in a clumsy way

Published

on

In March 2021 the People’s Republic of China emerged as the world’s largest naval fleet, surpassing the US Navy. An advantage of around 60 ships, which will increase in 2024, when China will count on a fleet of at least 400 units. A goal already announced in 2018 by President Xi Jinping.

After the unsuccessful withdrawal from Afghanistan, the United States announced the establishment of a new security cooperation alliance with the United Kingdom and Australia, whose first task is to assist Australia in building nuclear-powered submarines.

Considering its allies, the White House has shared only nuclear propulsion technology with the UK and Australia will be the next. Although the officials from the three countries denied that the new alliance was targeted to any country, European and US media believe that the move is intended to counter Chinese power and strength.

In addition to nuclear-powered submarines, the three countries will also strengthen cooperation in the areas of network technology, artificial intelligence and quantum technology. White House officials revealed that Britain played a strategic leadership role in reaching the alliance.

In Global Britain in a Competitive Age. The Integrated Review of Security, Defence, Development and Foreign Policy of March 2021 – which sets out the government’s geopolitical strategy after Brexit and outlines the UK role in the world over the next 10 years – the British Prime Minister, Boris Johnson, proposed to reposition UK’s global strategy after Brexit. He announced the foreign and defence policy, stressing that the country would be deeply involved in the Indo-Pacific region in the future.

According to a statement released by the White House on September 15, the US-UK-Australia security alliance is named AUKUS, and is designed to strengthen the three countries’ diplomatic, security and defence cooperation in the said region.

Under the new regional arrangement, the three countries will further strengthen information and technology sharing, as well as integrate science and supply chains and security and defence-related industrial bases.

The first key basis of the arrangement is the United States of America and the United Kingdom, with the aim of assisting Australia in building nuclear-powered submarines. The three countries will spend 18 months discussing how to implement the plan.

As said above, before Australia the United Kingdom was the only country with which the United States shared nuclear propulsion technology. It should be recalled that during the Cold War, after the Soviet Union had launched the first artificial satellite (the Sputnik 1 on October 4, 1957), the United States and Britain signed a joint defence agreement on July 3, 1958 (the US-UK Mutual Defence Agreement) to share key military nuclear technology. Britain obviously ignored the rest of Europe, about which, even before Napoleon, it had cared very little except as a rampart from the South and the East. However, let us revert to the present day.

Compared to conventional submarines, nuclear-powered ones are faster; they have greater endurance and attack capabilities and are more difficult to detect. Currently, only six countries in the world have this type of weapon: the United States, the People’s Republic of China, Russia, France, India and the United Kingdom.

According to the AUKUS plan, these submarines will be built in Adelaide, the capital of the State of South Australia, but the Commonwealth of Australia has no nuclear industry nor the necessary fissile materials. US officials have revealed that nuclear materials can be shipped from other countries to that federal State. The USA and Australia already signed an agreement in 2010, which stipulates that Australia will not retract or increase the amount of nuclear materials sent to the country from the United States, and it should also be recalled that Australia is also a signatory to the Nuclear Non-Proliferation Treaty.

Australia’s Prime Minister Scott Morrison, however, has already put his hands on, declaring that the construction of nuclear-powered submarines does not necessarily mean the production of nuclear weapons. He emphasised that Australia did not seek to acquire nuclear weapons, nor did it seek a chance in civilian nuclear power.

Nevertheless, some experts believe that Australia’s construction of nuclear-powered submarines is off to a bad start. In an interview with The Washington Post, James Acton – Director of the nuclear policy program at the Carnegie Foundation for International Peace – pointed out that the move severely undermined the nuclear non-proliferation system and could also trigger an arms race.

He sharply predicted that, after Australia’s precedent, Iran might also announce the construction of nuclear-powered submarines: after all, Iran is a subject of international law and a co-signatory to the Nuclear Non-Proliferation Treaty as is Australia.

In the past, while such a possible Iranian request might have been opposed by the international community, with AUKUS it will be lent credence, unless the aforementioned international law also formally establishes the existence of first-ranking and second-ranking States.

On the political level, Hugh White, a former Australian defence official, stated in an interview with The New York Times that Australia’s move was not just to build nuclear-powered submarines, but also a strategic adjustment to significantly deepen anti-Chinese cooperation with the United States.

When the new Indo-Pacific security alliance was announced on September 15, US President Joseph Biden, British Prime Minister Boris Johnson, and Australian Prime Minister Scott Morrison were careful not to mention the People’s Republic of China.

President Biden said that the establishment of the new alliance was used for ensuring long-term peace and stability in the Indo-Pacific region. US officials stressed that the trilateral cooperation was not directed against any other country, but was designed to safeguard the strategic interests of the three countries.

But whether it is the Australian media, the British media such as The Guardian or the US media such as CNN, they all agree that the alliance is directly targeting China.

Over the next few days, President Biden will also meet at the White House with the leaders of the “four-country group”: the United States, Japan, India and Australia.

Chinese Foreign Ministry spokesman Zhao Lijian, on the other hand, said at a press conference on September 16 that mutual respect and trust are the prerequisites for dialogue and cooperation between the countries.

He stressed that the current difficult situation in China-Australia relations stemmed solely from Australia. The most urgent task for Australia is to address the setback in relations between the two countries, as well as seriously assess whether it views the People’s Republic of China as a partner or a threat, and hence sincerely uphold mutual respect and treat each other as equals.

Let the principles and spirit of a comprehensive strategic partnership – not a sectoral one targeted against someone – govern the relations between the two countries.

In an interview with The Guardian, a senior White House official revealed that, when the new understanding was established, the UK played the role of mediator on all key issues and was “a very strong strategic leader”.

It should be noted that, on the issue of troop withdrawal from Afghanistan, Britain and the USA had severe divergences. The British Secretary of State for Defence, Robert Ben Lobban Wallace, repeatedly criticised the United States. Therefore, in theory, the USA can also bypass Britain and directly reach an agreement with Australia on nuclear-powered submarines.

The senior White House official – who disclosed the above mentioned issue – believes that this time the UK is so active in the three-nation military alliance because it had to “pay a deposit” for the policy described in Global Britain.

Global Britain, in itself, is a grandiose and vague concept. According to the UK government’s official website, the core of Global Britain is to invest again in UK’s relations with other countries, so as to promote an international order based on well-defined rules, and to demonstrate that the UK is a well-advised and trusted country in the international arena.

Some analysts believe that Boris Johnson’s Global Britain is trying to emulate Churchill’s three-circle diplomacy, e.g. the three areas of influence in British foreign policy: the Empire and the Commonwealth, the Anglo-Saxon world – in particular, the special relationship with the United States, i.e. the 51st star – and Europe.

The UK uses its close relationship with the second circle to act as a link between the other two circles to safeguard Britain’s interests and status as a (former) great power.

Meanwhile, let us see what France thinks about it. The French Ambassador to Australia, Jean-Pierre Thebault, was recalled to Paris on September 18. Before leaving, he criticised Australia for having made a “huge mistake” on the issue of submarine construction. Ambassador Thebault arrived at Sydney airport on the evening of September 18th, from where he took a flight to leave Australia and return to France.

On September 17, the French Foreign Ministry issued a communiqué announcing the immediate recall of the Ambassador to the United States, Philippe Étienne, and of the Ambassador to Australia, the aforementioned Thebault.

The communiqué stated that Australia had abandoned the submarine-building agreement reached with France and had instead established a “new partnership” with the United States on the development of nuclear submarines – an “unacceptable behaviour” between allies.

Before returning to France, Ambassador Thebault said that Australia’s cancellation of the submarine contract with France was a “big mistake” and that Australia’s handling of the partnership was “very bad”. He revealed that this was not just a contractual issue, but an issue of partnership based on trust and mutual understanding.

Ambassador Thebault reiterated that at no time did Australia give France any clear signal to suspend the relevant contract. He said that France was kept completely in the dark about the steps taken and during that period many Australian officials not only continued to discuss the project with France, but also expressed their willingness to make the project a success.

No comments have come so far from Australia.

Continue Reading

Defense

AUKUS: Human-made disaster

Published

on

AUKUS is a new military alliance that emerged recently, among Australia, UK, and The US. Under this alliance, it has been declared that Australia will be equipped with nuclear submarines. There exists a panic in the region as Australia was not a declared nuclear state and if equipped with a nuclear submarine, whether or not, it is safe? Scholars and intellectuals have various opinions, but, agreed on one point that it will promote a nuclear race in the region. I believe, the spread of nuclear weapons, especially those who have no experience of handling nuclear submarines, maybe not be safe. It can be mishandled or accidentally, can cause any incident of disaster not only for Australia but for the whole region. Keeping nuclear weapons, need special safeguards and different temperament. To be a mature and responsible state is a prerequisite for having nuclear weapons, it also needs different ethics and principles to be equipped with such lethal weapons.

On the other hand, while NATO is there and Quad was created to specifically counter China, was there any genuine need for creating a new alliance like AUKUS? Is NATO abandoned? How the NATO member state thinks to ward AUKUS, one can imagine. Anyhow, they are hurt and mistrust has been created among NATO and the US.  First of all, The US is not at its peak to offend or compel any other country, like EU member states, and on other hand, the US economy is not in such a state, where it can support the luxury of defense expenditure like before. It is right to approach to cut defense expenditures and spend more of the socio-economic welfare of the country, but to create a new alliance is negating such an approach.

Many EU member states are confused and upset and in the days to come, the gap may widen further. First of all, some of the EU countries are in close cooperation with China economically. China has become the largest trading partner and investor for many EU countries. Dependency on the US has reduced considerably.

Especially, France is offended as it was in the advanced stage of negotiations with Australia for a similar deal but suddenly hijacked by the US and UK. France has lost a big opportunity and it’s her right to react and protest. France has called back its Ambassadors from Australia and the US. This is an initial reaction, but, more actions may be seen in the near future.

France, in a reaction, has announced to collaborate with India in a similar manner, which is not welcomed by Asian partners, as it will create a race in the region. Furthermore, India is in the hands of an extremist Hindu political party – RSS. RSS is a fanatic party and can go to any extent, without thinking about the consequences. It is not safe for the region to equip India with nuclear submarines.

This region is highly populous, China with its population of 1.4 billion, India itself is 1.2 billion, and the rest of countries like Pakistan, Bangladesh, Sri Lanka, Nepal, Myanmar, Maldives, collectively constitutes almost half of the world’s population. If any misadventure happened in this region, half of the population of the whole world is under threat.

It will be not a wise decision to promote nuclearization, either by the US, UK, or France. One mistake cannot be compensated for by making another one. It will be a total disaster for humankind.

Humankind needs peace and prosperity. Human-made disasters can be averted and must be averted. It is the right time to take appropriate measures to stop nuclearization and the promotion of the nuclear race in this part of the world or any other part of the world. It is our individual’s responsibility to raise our voice and bring public awareness of such human-made disasters. Collectively we may avert such disasters, all peace-loving nations and individuals must join efforts to neutralize such deals and agreements. Countering China, to take such extreme actions is not justified. The US may review its decisions and avert disaster to humankind.

Continue Reading

Defense

Presidential Irrationality and Wrongdoing in US Nuclear Command Authority

Published

on

Credit: U.S. Air Force

Abstract: In post-World War II memory, no greater political danger has confronted the United States than the presidency of Donald J. Trump. Endowed with nuclear command authority, this unstable and openly law-violating American leader pointed the United States toward existential harms.[1] Recognizing this threat to the nation’s physical survival, General Mark Milley acted honorably and effectively to protect an imperiled republic. By expanding pertinent safeguards against any presidential abuse of nuclear command authority,[2] the Chairman of the US Joint Chiefs of Staff did what was necessary and proper. The following assessment by Professor Louis René Beres, who has been publishing on nuclear war-related issues[3] for more than half a century, underscores what should never again be allowed to defile America’s national security decision-making. “The safety of the people,” reminds Cicero in The Laws, “shall be the highest law.”

——————

“As to dangers arising from an irrational American president, the best protection is not to elect one.”

General Maxwell D. Taylor, from personal letter to the author, 14 March 1976[4]

Meanings of Decisional Irrationality

Strictly speaking, irrationality is not a proper medical or psychiatric term; rather, it is a more-or-less scientific description of human distortion and behavioral disposition.[5] Still, as a convenient shorthand for exploring mental or emotional debility in US presidential decision-making, this colloquial reference is adequate, timely and potentially useful. In essence, though now just retrospective, America’s most senior general officer revealed assorted verifiable grounds for questioning former President Donald J. Trump’s mental stability. Now, looking ahead, it is necessary to take a longer term and generic look at US presidential nuclear authority.

               This look must become a task for disciplined strategic thinkers, not politicians.

               How to begin? This uniquely critical area of presidential decision-making – one that has remained ambiguous or deliberately “opaque” – concerns both the right and capacity to order a launch of US nuclear weapons. To be tangibly meaningful, these intersecting decisional components must always be examined together. This is the case though any presidential nuclear capacity functioning without correct antecedent authority would be worrisome per se.

               By definition, as I have discovered personally over the past half century, these are all complicated intellectual matters. In 1976, then just five years out of Princeton as a newly-minted Ph.D., I began work on an original book about nuclear war and nuclear terrorism.[6]  From the start, I focused especially on US presidential prerogatives to order the firing of nuclear weapons.  I was most particularly interested in the potentially-plausible prospect of presidential nuclear irrationality and/or wrongdoing.

               In technically scientific terms, this did not mean a US president who was “clinically insane” (obviously the most fearsome sort of scenario), but “only” a Head of State who might sometime value some specific preference or combination of preferences more highly than American national survival. Today, at least until General Milley’s revelations, we worry more about leadership irrationality in certain other countries, most conspicuously in North Korea and Iran.[7] Nonetheless, as the JCS Chair recently disclosed, the worst atomic decisional errors could happen here. Even if this were not the case, there could still take place  variously unforeseen decisional synergies between (1) a fully rational American president and his irrational negotiating counterparts in Pyongyang or Tehran;[8] or (2) an irrational American president and his expectedly rational counterparts in such conspicuously adversarial states.[9]

In the Beginning

               Back “in the early days” of apocalyptic nuclear issues, and with an expressly American decision-making focus in mind, I entered into ongoing communication with then-former JCS Chairman Maxwell Taylor. In my last correspondence with the distinguished and decorated general, he responded with a handwritten letter (attached hereto) dated 14 March 1976. As the Taylor response explicitly referenced only the dangers of an “irrational American president,” I could legitimately undertake no automatic extrapolation of his diagnosis to other strategic risks.[10]

Still, there are various related hazards that ought never be disregarded prima facie.  For example, we must become better prepared to deal with a US Chief Executive who appears more than irrational. This means a president who was seemingly “crazy,” “insane,” or “mad.”[11]

               It is difficult for me to imagine that General Taylor would have hesitated to adapt these characterizations of more advanced decisional “pathology” to the extant subject-matter scope of nuclear decision making. This is the case even though such characterizations could never be seriously scientific. To obtain authentically scientific assessments of nuclear event probability, there must first exist a determinable frequency record of pertinent past events. Unassailably (and fortunately), there has never been a nuclear war from which to draw valid strategic inferences.

               There is more. Any US presidential order to launch nuclear weapons would be effectively sui generis. The US bombings of Hiroshima and Nagasaki at the end of World War II did not constitute a nuclear war, but rather the American use of nuclear weapons in an otherwise conventional war. In August 1945 (the month of my own birth in war-torn Europe), there were no other atomic bombs anywhere on earth.

               Not a one.

Whether concerned with presidential irrationality or madness, present analytic concern should be focused upon an emotionally or mentally debilitated president.[12]  Whichever applies, the truly vital questions going forward will have to do with Constitutional, statutory and other recognizable sources of US war-making authority, especially presidential right to order the use of nuclear weapons.

International Law and US Law

Urgent questions here will relate to assorted and sometimes subtle intersections of international law and US law. From the beginning of the United States, international law has been an integral part of its national law. Early on, Chief Justice John Marshall asserted and reasserted that all international law – whatever its source – had been incorporated into the domestic law of the United States.[13] Before Marshall, William Blackstone’s Commentaries on The Law of England clarified that the “law of nations” is always “a necessary part of  the law of the land.”

These Commentaries represent the authoritative foundation of all United States law.

               Under current US law, whatever its apparent jurisprudential origins, a president may correctly use military force once Congress has declared a war or after the US (and/or its citizens) have been attacked.[14] As to the permissible kinds of force and levels of force, these operational decisions would have to be determinable according to longstanding laws of war of international law (the comprehensive law of armed conflict or humanitarian international law), and also the municipal law of the United States. In any such foreseeable circumstances, there would exist no clearly identifiable prohibitions against nuclear force per se.[15]

               For better or for worse, non-weapon-specific prohibitions would apply broadly, to the extent that any US retaliation or counter-retaliation would violate the always-binding expectations of discrimination (sometimes called “distinction”), proportionality,[16] or military necessity.[17]

               Both the US Constitution and the War Powers Act place strict limits on any president’s authority to initiate hostilities with a foreign power, whether by conventional or nuclear means. A significant grey area has to do with the Commander-in- Chief’s right to strike first defensively or preemptively; that is, as a presumptive expression of “anticipatory self-defense.[18] Here, the authorizing component of permissibility must be the perception of any grave danger that is “imminent in point of time.”

               Logically, the relevant criteria of “imminence” could not reasonably be the same today as they were back in a pre-nuclear 1837. That was the year of the Caroline, the classic case setting the correct legal standard for all subsequent preemptive national action.[19]

Matters of Chronology and Crisis

               What should we have expected from former President Donald Trump if he had sometime reasoned that a nuclear attack on the United States or its allies was “imminent in point of time?” Should we have remained comfortable with leaving such a prospectively existential judgment to his own personal decisional standards of the moment? Or should this eleventh-hour option have been be a matter of more plainly shared or “concurrent authority” with the US Congress?[20]

               In actual state practice, applicable questions of law are apt to be subordinated to the overarching and ubiquitous assumption[21] that any  president’s final authority in defending the United States should never be challenged during an impending or already-ongoing crisis. This sort of assumption would become especially worrisome in circumstances where an enemy nuclear attack could be contemplated and anticipated. In brief, this means that a verifiably irrational or mad American president would likely have his military commands obeyed, up to and including an order to use nuclear weapons. This reasoning applies also to preemptive American strikes, whether launched in retaliation or counter-retaliation. It also means that while a wide variety of redundant safeguards already exists to prevent unauthorized uses of American nuclear weapons up and down the identifiable nuclear chain of command, no parallel safeguards can exist at the top or apex of this unique decisional hierarchy.

               This was the precise conclusion reached in General Maxwell Taylor’s 1976 letter to me (attached hereto) on nuclear command authority.

               There is more. It remains possible, of course, and even potentially desirable, that a presidential order to use nuclear weapons would be disobeyed at one or another recognizable level of implementation. Strictly speaking, however, as any such expression of disobedience would be “illegal,” it is not sufficiently probable or reliable in extremis atomicum. The staggering irony of actually having to hope for certain high-level instances of disobedience or chain-of-command failures ought not be too casually set aside.

               Prima facie, this irony reveals that extant US nuclear-decision safeguards are sorely and overwhelmingly inadequate.

The Best Protection Lies with the American Voter           

               Is the US nuclear presidential authority dilemma remediable in any still-promising ways? “The best protection,” I learned from General Maxwell Taylor almost fifty years ago, is “not to elect” an irrational president. But now, as such straightforward advice cannot be acted upon retroactively, the residually “best protection” must lie elsewhere Among potentially gainful sources, this suggests more vigilant statutory oversight by the Secretary of Defense, the Chairman of the Joint Chiefs of Staff, the National Security Advisor and certain select others. This oversight also includes a more predictably reliable willingness – either singly or in appropriate collaboration with the others – to disobey any presumptively irrational or insane presidential nuclear command.

               Such willingness could be correctly defended as law-enforcing under those universally binding Nuremberg Principles (1946)[22] that obligate all persons (especially senior government officials everywhere)  to resist “crimes of state.” Because war and crimes against humanity are not mutually exclusive, compliance with overriding Nuremberg Principles could become necessary not only to limit aggression, but also to prevent genocide.[23]

               Ultimately, America’s best chance of avoiding or surviving such a grievous threat could depend less upon any codified law or tangible institutions than the last-minute or impromptu courage of a handful of senior officials. Though any such estimation must be less than ideal or optimal, it may simply be “realistic.” To wit, it was the courage and insight of a single senior decision-maker, JCS Chair Mark Milley, that firmed up necessary Constitutional protections against a severely debilitated commander-in-chief.

Buttressed by national and international law, it is incumbent upon voting American citizens to act upon General Maxwell Taylor’s 1976 warning.[24] That earlier alarm, which cautioned “not to elect” a potentially “irrational” American president, should be extended to include even a potentially “insane” Commander-in-Chief. In the final analysis, however, we may not be able to rely upon prudential and law-oriented voters to effectively save the United States from itself – that is, from prospectively aberrant nuclear decision-making. In that intolerable case, all narrowly statutory or technical directions on nuclear decision making would be overtaken by  visceral expectations of American “mass.”[25]

               Then it would be too late.

 American democracy owes a sincere debt to US General Mark Milley. In the sycophancy-driven Trump world, a world of determined anti-reason, Milley’s reliance upon law and virtue was much more than merely acceptable.[26] For US national integrity and survival, it was indispensable.

But what should we do now?


[1] For informed accounts by this author of nuclear attack effects, see: Louis René Beres,  The Management of World Power: A Theoretical Analysis (1973); Louis René Beres, Transforming World Politics: The National Roots of World Peace (1975);  Louis René Beres, Apocalypse: Nuclear Catastrophe in World Politics (Chicago and London: University of Chicago Press, 1980); Louis René Beres, Mimicking Sisyphus: America’s Countervailing Nuclear Strategy ((Lexington, Mass: Lexington Books, 1983); Louis René Beres, Reason and Realpolitik: U.S. Foreign Policy and World Order (Lexington, Mass: Lexington Books, 1984); Louis René Beres, Security or Armageddon: Israel’s Nuclear Strategy (Lexington, Mass: Lexington Books, 1986); and Louis René Beres, Surviving Amid Chaos: Israel’s Nuclear Strategy (2016; 2nd ed., 2018).

[2] This expansion included urgent consultations with chiefs of the armed forces and conversations with foreign leaders concerned about Trump-induced US instabilities.

[3] These publications have been both strategic and legal in focus.

[4] General Taylor was an earlier Chairman of the US Joint Chiefs of Staff. His handwritten letter to Professor Beres follows this article and the author’s bio. On August 18, 2017, Rep. Zoe Lofgren introduced a bill to the US House of Representatives that would have required President Donald Trump to undergo a mental health examination to determine if he is emotionally stable enough to remain in office. The proposed legislation expressly invoked the 25th Amendment, a rarely-used Constitutional provision allowing the vice-president and members of the Cabinet to remove a president from office. Rep. Lofgren’s bill did not become law.

[5] “Science,” says 20th-century Spanish philosopher Jose Ortega y’Gasset in Man and Crisis, ” by which I mean the entire body of knowledge about things, whether corporeal or spiritual – is as much a work of imagination as it is of observation…. the latter is not possible without the former.”

[6] This book was published by the University of Chicago Press as Louis René Beres, Apocalypse: Nuclear Catastrophe in World Politics (1980).

[7]Irrational adversaries would likely not be deterred by the same threats directed at presumptively rational foes. On pertinent errors of correct deterrence reasoning (here regarding Iran in particular) see: Louis René Beres and General John T. Chain, “Could Israel Safely Deter a Nuclear Iran?”  The Atlantic, August 2012; and Professor Louis René Beres and General John T. Chain, “Israel and Iran at the Eleventh Hour,” Oxford University Press (OUP Blog). February 23, 2012. General Chain (USAF/ret.) served as Commander-in-Chief, U.S. Strategic Air Command (CINCSAC).

[8] Expressions of decisional irrationality could take different or overlapping forms. These include a disorderly or inconsistent value system; computational errors in calculation; an incapacity to communicate efficiently; random or haphazard influences in the making or transmittal of particular decisions; and the internal dissonance generated by any structure of collective decision-making (i.e., assemblies of pertinent individuals who lack identical value systems and/or whose organizational arrangements impact their willing capacity to act as a single or unitary national decision maker).

[9] Nuclear risks threatening US security could form an intricately interconnected network. Capable assessments of such risk must eventually include a patient search for synergies, and also for possible cascades of failures that would represent one especially serious iteration of synergy. Other risk properties that will warrant careful assessment within this genre include contagion potential and persistence.

[10] One such generally ignored risk is “playing to the audience,” that is, seeking personal popularity at the expense of national security. Accordingly, see Sophocles, Antigone, Speech of Creon, King of Thebes: “I hold despicable and always have…. anyone who puts his own popularity before his country.”

[11] Donald Trump’s presidency brings to mind those fragments of Euripides that concern tragic endings. Here we may learn from the classical playwright, “Whom God wishes to destroy, He first makes mad.” Inter alia, Greek tragedy explores the wider civil harms that any deranged “sovereign” mind can produce. Looking at the United States today, struggling with rampant “plague” and with extraordinary domestic instability, there is a still-discoverable wisdom in classical Greek tragedy.

[12] Significantly, neither the irrational/rational nor insane/sane distinction is narrowly dichotomous. There are, rather, multiple or “continuous” variations of each pairing, an indisputable fact that makes any more far-reaching psychological or legal analysis of these already-complex nuclear decision-making issues even more problematic.

[13]  See also “Supremacy Clause” of the US Constitution (Article VI); The Paquette Habana, 175 US 677,700 (1900); and Tel-Oren v. Libyan Arab Republic, 726, F.2d. 774, 781, 788 (D.C. Cir. 1984) per curiam).

[14] For the crime of aggression under international law, see: Resolution on the Definition of Aggression, adopted by the UN General Assembly, Dec. 14, 1974. U.N.G.A. Res. 3314 (XXIX), 29 UN GAOR, Supp. (No. 31), 142, UN Doc A/9631 (1975) reprinted in 13 I.L.M., 710 (1974).

[15] See, on such issues: Summary of the Legality of the Threat or Use of Nuclear Weapons (Advisory Opinion), 1996.

[16]  The principle of proportionality has its jurisprudential and philosophic origins in the Biblical Lex Talionis, the law of exact retaliation. The “eye for eye, tooth for tooth” can be found in three separate passages of the Jewish Torah, or Biblical Pentateuch.

[17] The principle of “military necessity” is defined authoritatively as follows: “Only that degree and kind of force, not otherwise prohibited by the law of armed conflict, required for the partial or complete submission of the enemy with a minimum expenditure of time, life, and physical resources may be applied.” See: United States, Department of the Navy, jointly with Headquarters, U.S. Marine Corps; and Department of Transportation, U.S. Coast Guard, The Commander’s Handbook on the Law of Naval Operations, NWP 1-14M, Norfolk, Virginia, October 1995, p. 5-1.

[18] Long before the nuclear age, Swiss scholar Emmerich de Vattel took a position in strong favor of anticipatory self-defense. Vattel concludes The Law of Nations (1758) as follows: “The safest plan is to prevent evil, where that is possible. A nation has the right to resist the injury another seeks to inflict upon it, and to use force and every other just means of resistance against the aggressor.” (See Vattel, “The Right of Self-Protection and the Effects of the Sovereignty and Independence of Nations,” reprinted in 3 Classics of International Law, 130 (Carnegie Endowment Trust 1916 (1758). Vattel, in the conspicuously earlier fashion of Dutch scholar Hugo Grotius, (The Law of War and Peace, 1625) drew widely upon ancient Hebrew Scripture and Jewish law.

[19] The Caroline concerned the unsuccessful rebellion of 1837 in Upper Canada against British rule. Following this case, the serious threat of armed attack has generally been sufficient in law to justify certain appropriate militarily defensive actions. In a formal exchange of diplomatic notes between the governments of the United States and Great Britain, then US Secretary of State Daniel Webster outlined a framework for national self-defense that did not require antecedent attack. Accordingly, the authoritative jurisprudential framework now permitted a military response to threat as long as the danger posed was “instant, overwhelming, leaving no choice of means, and no moment for deliberation.” Naturally, this standard could sometimes be more easily met in our time-compressed and prospectively apocalyptic nuclear age.

[20] Reflecting this second point-of-view, Congressman Ted W. Lieu (D, LA County) and Senator Edward J. Markey (D, Massachusetts) introduced H.R. 669 (Restricting First Use of Nuclear Weapons Act of 2017) back on 24 January 2017. Although this proposed legislation would have prohibited the president from launching a nuclear first strike without a Congressional Declaration of War, it’s not clear that it could also have dealt satisfactorily with the irrationality/insanity issues herein under discussion. Moreover, the proposed legislation seemed to make no meaningful distinction between a nuclear first-strike and a nuclear first-use. https://lieu.house.gov/media-center/press-releases/congressman-lieu-senator-markey-introduce-restricting-first-use-0

[21] In part, at least, this implicitly core assumption is rooted in our continuously-anarchic system of international relations, a decentralized structure often referred to by the professors as “Westphalian.” The reference here is to the landmark Peace of Westphalia (1648), which concluded the Thirty-Years War and created the still-extant state system. See: Treaty of Peace of Munster, Oct. 1648, 1 Consol. T.S. 271; and Treaty of Peace of Osnabruck, Oct. 1648, 1, Consol. T.S. 119. Together, these two major agreements comprise the historic “Peace of Westphalia.”

[22] See Affirmation of the Principles of International Law Recognized by the Charter of the Nuremberg Tribunal, Adopted by the UN General Assembly, 11 December 1946. Inter alia, these Principles underscore the formal jurisprudential assumption of solidarity between states. This peremptory expectation, known in formal law as a jus cogens assumption, was already evident in Justinian, Corpus Juris Civilis (533 CE); Hugo Grotius, 2 The Law of War and Peace (1625; Chapter 20); and Emmerich de Vattel, The Law of Nations (1758; Chapter 19).

[23] See Convention on the Prevention and Punishment of the Crime of Genocide, 9 December 1948; Entered into force, 12 January 1951.

[24] “The safety of the people,” Cicero warns prophetically in The Laws, “shall be the highest law.”

[25] The “mass-man,” we may learn from 20th century Spanish philosopher Jose Ortega y’Gasset The Revolt of the Masses, “learns only in his own flesh.” Seem, also, by Professor Beres, at Yale: Louis Rene Beres,  https://archive-yaleglobal.yale.edu/content/call-intellect-and-courage; and at Princeton: Louis Rene Beres: https://www.dailyprincetonian.com/article/2018/02/emptiness-and-consciousness

[26] There is no longer a virtuous nation,” warns the Irish poet William Butler Yeats, “and the best of us live by candlelight.”

Continue Reading

Publications

Latest

Africa Today2 hours ago

Niger to Improve Women and Girl’s Access to Nutrition and Health Services

The Nigerien government will be able to provide its population with better health coverage with financing approved today by the...

Health & Wellness4 hours ago

Drops in Health Spending Jeopardize Recovery from COVID-19 in Developing Countries

Despite what will likely be the fastest economic growth in the aftermath of any recession in the last 80 years,...

Urban Development6 hours ago

City Climate Finance Gap Fund completes first year of operation

The City Climate Finance Gap Fund (the Gap Fund) has approved technical assistance for 33 cities across the developing world...

Americas8 hours ago

Early Elections in Canada: Will the Fourth Wave Get in the Way?

On August 15, Justin Trudeau, the Prime Minister of Canada and leader of the Liberal Party, announced an early parliamentary...

South Asia10 hours ago

Afghanistan may face famine because of anti-Taliban sanctions

Afghanistan may face a food crisis under the Taliban (outlawed in Russia) rule because this movement is under sanctions of...

Reports12 hours ago

Archipelagic Economies: Spatial Economic Development in the Pacific

A new World Bank report on the challenges facing the Pacific region’s outer island communities identifies investment in people and...

Eastern Europe14 hours ago

Western Influence Wanes in South Caucasus

Over the course of past year, Georgia’s relations with its Western partners have notably cooled. Under the ruling Georgian Dream (GD) party...

Trending