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Strategic Stabilization: A Window of Opportunities for Russia and the U.S.

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Despite the belligerent nuclear statements by Russia and the U.S. in the first quarter of 2018, the configuration of a possible future for the international arms control regimes can be seen beyond the veil of rhetoric.

Therapeutic address

The address to the Federal Assembly by President Vladimir Putin, who has since been re-elected, was striking and unprecedented in terms of its nuclear-missile revelations. However, it generated a fair share of criticism, and rightly so for the most part. In particular, the visualization of the new nuclear delivery systems included a number of previously demonstrated animations, including the understandably criticized “footage” of MIRVs arriving at Florida, which was borrowed from a video related to the future Sarmat ICBM that had been included in a TV film devoted to the Voyevoda ICBM. One aspect that wasn’t entirely understandable was the clearly doctored footage of a target being allegedly being hit by a Kinzhal, a system that is currently very close to deployment. It is, however, worth noting that all the systems featured in the presentation – the heavy Sarmat ICBM, the Avangard hypersonic glide vehicle, the Burevestnik nuclear-powered cruise missile of unlimited range, the Poseidon nuclear-powered unmanned underwater vehicle, the Kinzhal airborne rocket system, and the Peresvet combat laser system – were all, to one extent or another, started as Soviet projects aimed at counteracting the deployment of U.S. ABM as part of President Ronald Reagan’s Strategic Defense Initiative.

This, however, is beside the point. The key part of Putin’s address was the message to the effect that Russia is prepared to overcome the problems posed by any existing or future U.S. ABM system. Shortly after the president’s address, Russian Defense Minister Sergey Shoigu expressed his bewilderment at why the U.S. would need a “leaky” ABM umbrella. Putin himself clarified his position in an interview with NBC, effectively declaring that Russia was ready for further reductions in strategic offensive weapons, the ABM threat notwithstanding. An external symptom of this readiness is the absence of ABM on the agenda of the next iteration of the international security conference in Moscow, which originally emerged as a platform for discussions on U.S. ABM-related issues. Thus, we can assume that the demonstration of nuclear delivery systems that are invulnerable a priori to any existing or future anti-missile systems had a therapeutic effect and significantly lowered the tone of hysterical talk concerning the development of the U.S. ABM system.

The most recent evidence of the possibility of a new agreement came in the form of a telephone conversation between Putin and Trump on March 20, after which the two presidents declared their interest in a meaningful discussion on strategic stability aimed at preventing a new arms race [1]. The first step towards a positive agenda should be a joint statement on strategic stability by the two countries’ presidents. Apart from the traditional talking point about the impossibility of winning a nuclear war, the statement would benefit from the inclusion of assurances stating that the new defensive and offensive weapons do not aim to undermine the deterring potential of each country’s nuclear forces, and that neither of the two are striving to create nuclear weapons that would be applicable in local conflicts.

In this context, despite the negative backdrop of the current Russian-U.S. relations, the need to discuss the parameters of the future nuclear deal has once again become a hot topic, even though Russian Foreign Ministry spokeswoman Maria Zakharova asserts that the time for such talks has not yet arrived.

Problems with prolongation

The simplest and most obvious option would be to prolong the current New START for another five years until 2026. There are, however, a number of obstacles to this.

Trump is extremely opposed to all the achievements of the Obama administration, including in the nuclear field. The Joint Comprehensive Plan of Action on Iran’s nuclear program is falling apart and, according to unofficial reports, the New START came under criticism during Trump’s first phone conversation with Putin.

Russia continues to be critical of the U.S. approach to reducing the number of nuclear delivery platforms and launchers. This criticism does not appear to be extremely significant, but it does illustrate the shortcomings of the current New START in terms of the mere possibility of such a problem emerging once the combined permitted levels of strategic offensive weapons under the New START have been reached.

The INF Treaty is a burning topic: the two sides have officially accused each other of breaching the document, while denying the accusations leveled against themselves. It should be noted that the U.S. has already codified its accusations, including as part of sanctions against enterprises involved in the production of 9M729 cruise missiles for the Iskander-M theater missile system (Novator Design Bureau and Titan-Barrikady).

Both the U.S., under its new Nuclear Posture Review, and Russia, under its new government armament program through 2027, are slated to phase in nuclear delivery systems which fall outside the scope of the New START.

Hypersonic glide vehicles are already being discussed by experts as future systems that would be capable of radically rearranging the global strategic landscape even if they are not tipped with nuclear warheads;

The “exotic” Burevestnik and Poseidon nuclear-powered nuclear delivery platforms, which have not yet been added to Russia’s arsenal, represent projects of assured destruction with nuclear retaliation. They are believed to be in a fairly high state of completion, but tests continue. It is impossible to predict the planned deployment timeline, locations, and numbers as of now: the exact parameters will depend on the situation with Russian-U.S. and global arms control regimes.

Nuclear-tipped sea-launched cruise missiles (SLCM) present a serious problem. Such missiles are nothing new, but for now there is no control regime that would apply to them. START I imposed an unverifiable limit of 880 SLCMs for both parties; in fact, these weapons have not been officially sent on combat duty to sea since the early 1990s as part of unilateral initiatives. In 2011, the U.S. finally decided to retire the nuclear-tipped variant of the TLAM-N Tomahawk cruise missile; the country has by now destroyed all the associated W-80-0 warheads [2]. Russia historically (and most likely deliberately) maintains a certain degree of ambiguity when it comes to the types of its SLCMs that are potentially and actually capable of being tipped with specialized warheads (the same is true of other Russian missile types). The U.S. periodically describes its nuclear-tipped SLCMs as a response to Russia’s breaches of the INF Treaty, allegedly through the continued deployment of a ground-based type of cruise missiles with a range of around 2,000 km, and states that it is prepared to suspend its project should the matter be resolved. Washington keeps different deployment options on the table for its SLCMs, from the fairly obvious Virginia-class nuclear-powered submarines to such exotic variants as Zumwalt-class stealth destroyers. Overall, it appears that in this particular context, Russia is merely a pretext, whereas the true reason that the U.S. re-admitted this class of nuclear weapons to its arsenal is China, with its rapidly developing naval force, which is being supported and reinforced by ground-based (and maybe even sea-based) ballistic anti-ship missile projects.

The air-launched aero-ballistic missile as part of the Kinzhal system is, in fact, an elegant solution to the INF Treaty problem, while not being formally covered by the New START.

As previously mentioned, Russia conducted an ABM “therapy” session for both the external audience and, perhaps more to the point, for internal consumption. However, given the previous history of the issue, primarily Moscow’s reiterated demands for legal guarantees that the U.S. ABM system will not be aimed against Russia and its other demands (including those voiced jointly with China), this topic should make its way into the future treaty in some form or another.

Should the two countries reach a compromise, a certain mechanism needs to be devised for both parties to save face, which is of particular importance given that Trump is facing stern opposition in Congress.

There is hope that one of the irritating arms control factors in Russian-U.S. relations will soon disappear: there are reports that the project to develop the Rubezh light mobile ICBM has been put on ice in favor of the Avangard missile [3]. U.S. experts had previously voiced their concerns that the Rubezh project was primarily intended as a smokescreen for the deployment of intermediate-range ballistic missiles that are banned under the INF Treaty. Furthermore, the U.S. National Defense Authorization Act calls for preparing a report on the Rubezh.

Ways to resolve differences

Given the above, Russia and the U.S. could and should shift to a positive agenda by each making two concessions:

the U.S. would suspend its nuclear-tipped SLCM project and provide a symbolic gesture of giving up an ABM component as well as making it possible for Russian specialists to inspect European Aegis Ashore installations (including periodically);

Russia would suspend its Burevestnik and Poseidon projects and make a symbolic statement to the effect that it would not be deploying, say, 9M729 missiles, and would replace them in the constantly growing Iskander-M missile inventory with a certain future article, one which Russian developers are most likely already working on. To further ease pressure, Russia would invite inspectors to visit one of its separate missile brigades, possibly including a demonstration of the 9M729 that would unequivocally prove that the missile is not in breach of the INF Treaty;

Under the best-case scenario, the sides might consider the possibility of Russian experts visiting various components of the U.S. ABM system with frequent inspections and being present during tests of certain interceptor missiles, with U.S. experts similarly visiting Russia’s separate military brigades and observing test launches of theater missiles. However, given the current harsh confrontation between the two countries, such a scenario would appear to be utopian.

It is evident that both countries’ goodwill would be key to implementing this plan, but it is precisely this ingredient that has been lacking so far. In addition, possible outcries at home should not be discounted, either. In this light, Moscow and Washington would do well to work in advance to agree on the optimal wording that would highlight their achievements and the potential for the most efficient use of the previously allocated budgets for the projects that are to be suspended, and also for these projects to be promptly re-activated if need be. Such actions are capable of resolving the two countries’ differences on the INF Treaty and on the ABM program.

Parameters of the new treaty

After the mutually irritating issues have been put to rest, however formally, the dialogue could proceed to a new comprehensive treaty. The following key criteria might be discussed:

A further reduction in the overall number of nuclear warheads. It appears important to agree to such a level at which the next phase of the process could accommodate, least painfully, the other nuclear powers, including the unofficial ones;

A clarification of the rules for counting heavy bombers and associated nuclear munitions: not in the context of either party’s advantages (which only exist in the eyes of the EU and Russian bomber patriots), but taking into account future military aviation and missilery developments, primarily for the Russian Kh-BD and US LRSO cruise missiles;

A clarification of the volume and nature of telemetry to be surrendered in the course of test launches of new ICBMs. The U.S. has been unofficially voicing its concerns about the New START procedure because Russia has tested and supplemented its arsenal with new systems since the treaty came into effect. Now the tables have been turned: Washington has launched work to develop the GBSD ICBM, and the new lower-yield warhead for the Trident II SLBM may also prove a peculiar weapon, despite the statements that it will be, in effect, a single-stage W76 with the index 2. In fact, the Trident missile itself will be replaced sooner or later.

The search for ways to classify and inventory new nuclear delivery systems, primarily as regards hypersonic glide vehicles;

Given Russia’s criticisms of the way the U.S. is denuclearizing its B-52H bombers, and in light of Washington’s ongoing (albeit somewhat vague) plans with regard to the Prompt Global Strike effort, the possibility of hypersonic glide vehicles being armed with non-nuclear warheads, and the Russian Defense Ministry’s conventional deterrence concept, which is directly linked to the development of such weapons, the topic of strategic conventional weapons could form a separate and important section of the future document.

The influence of intelligence, military, and criminal activities in cyberspace on strategic stability, including as regards the vulnerability of nuclear weapons. This topic has been highlighted, even if indirectly, in connection with the consistent disruptions of Russian-U.S. talks on information security and strategic stability in early March 2018.

Of particular importance is the possibility of partially involving representatives of other nuclear powers in the discussion of at least the fourth, fifth, and sixth bullet points listed above. Furthermore, should arms reduction processes continue even on a bilateral basis, all five nuclear powers could be involved in an information exchange and efforts to improve the transparency of strategic nuclear forces. At the same time, tactical nuclear weapons will remain beyond the scope of these efforts due to differences in regional dynamics, even though in theory nuclear charges might be inventoried collectively and not by individual country.

Stabilizing communications

Russia and the U.S. retain the potential for mutually assured destruction. Both Putin’s statement to the effect that the world is hardly viable without Russia and the reminder by U.S. Strategic Commander Gen John Hyten that his country may deliver a devastating strike on Russia in any situation should cool hot heads around the world. For better or for worse, nuclear weapons remain the only guarantee against a major hot war in the current situation of massive international confrontation. A meaningful discussion as to the existence of and application scenarios for nuclear arms, any quantitative limitations, possible nuclear doctrines, and other measures of trust and transparency would help retain and strengthen communications between the two notional enemies, which is crucial to the future of the entire planet. This can only be possible if both parties approach the problem in a constructive way and demonstrate their willingness to compromise.

Resolving individual differences and finding points of mutual contact per se will not be able to form the foundation for a full-fledged Detente 2.0, but these efforts might help articulate the partners’ goals and objectives in negotiations. The mutual misunderstanding of each other’s true intentions is precisely what resulted in the continuing escalation of problems. This is why the two countries must learn how to listen to and understand each other anew.

[1]. It should be noted, however, that both presidents previously expressed their readiness for such an arms race and that it had actually commenced.

[2]. In the meantime, W-80-1 warheads remain in service with air-delivered cruise missiles; the future LRSO cruise missile will be tipped with the W-80-4 warhead of the same series.

[3]. Previously, different sources would often mention Rubezh and Avangard in the same context, in different combinations. There is, however, no reason to believe that a lighter ICBM could propel a hypersonic glide vehicle over an intercontinental distance. On the other hand, China is planning to soon deploy its own vehicle precisely as an intermediate-range missile system; however, this subclass of missile weapons is outside the scope of our article.

First published in our partner RIAC

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The Need to Reorient New Delhi in the Indo-Pacific

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Beijing’s overt expansionism in South Asia and the South China Sea (SCS) continues to threaten India’s maritime security. The rise of China as an Asian military and global economic power has also disrupted the inherent security and multilateralism of the Indo-Pacific region (IPR).

In response, New Delhi along with others has adopted the concept of the Indo-Pacific. However, over the last decade New Delhi’s orientation in the IPR has been particularly “Pacific-oriented”, resulting in a less than comprehensive approach to India’s maritime security priorities in the Indian Ocean Region (IOR).

India’s Strategic Goals in the Indo-Pacific

China’s so-called “peaceful rise” has been betrayed by Beijing’s growing territorial designs in South Asia and the SCS; the ongoing buildup along the Line of Actual Control (LAC), and China’s militarised outposts in the SCS are evidence to this. These designs have also been operationalised through economic measures under its predatory Belt and Road Initiative (BRI), of which the “silk road” is a challenge to India’s maritime security.

India’s strategic competition with China has provoked the expansion of national material capacity and foreign policy measures. These are aimed at developing and preserving collective regional security and multilateralism, in India’s primary and secondary interest areas.

However, over the years, New Delhi’s adoption of the IPR concept has witnessed a disproportionate emphasis on the eastern sub-region of the Indian Ocean (EIO) in terms of its maritime security priorities, resulting in a Pacific-oriented approach. A number of factors have brought about such an orientation.

A Pacific-Oriented Approach and the EIO

First, India’s strategic advantage along the “Indo-Pacific straits”. The “Malacca dilemma” gives New Delhi an edge over China’s energy supply-lines, and regional trade from the IOR to the western Pacific Ocean. This advantage is furthered by the development of material capacities, most significant of which has been the establishment of India’s first integrated command on the Andaman and Nicobar Islands.

The Andaman and Nicobar Command’s (ANC) surveillance and kinetic capabilities not only improves India’s own security status, but also signals its contribution in preserving collective regional security in the EIO, for example, through the India-Australia-Japan-US Quadrilateral Security Dialogue (QSD), or Quad.

Second, the origins of the IPR concept in the now famous “confluence of the seas” speech delivered by PM Shinzo Abe to the Indian Parliament in 2007. The  mention of,  “[a] “broader Asia” that broke away geographical boundaries…”, or Southeast Asia, highlighted the political locus of the IPR’s confrontation with an “assertive China”. The continued militarisation of the SCS, growing tensions in East Asia, and the US-China strategic competition, helps perpetuate Southeast Asia’s prominence in the IPR discourse.

Third, New Delhi’s continuation of the “Look East” policy as the “Act East” policy (AEP)  in 2014. Building on historical ties with Southeast Asia, New Delhi placed ASEAN at the core of the AEP. ASEAN is also considered “central to India’s footprint in East Asia”. These foreign policy measures, focused on developing resilient trans-regional connectivity and supply-chains, flow past the EIO, from the Andaman Sea, through the Malacca strait, to Southeast Asia and beyond.

Fourth, and finally, India’s growing importance in the US-China strategic competition. China’s economic influence in Southeast Asia, along with its large military capabilities, poses a threat to the US’s position as an influential extra-regional power. The recently ratified Regional Comprehensive Economic Partnership (RCEP) has been the latest in a list of disruptions to the US’s predominance in the IPR. 

As India’s maritime goals continue to converge with that of the US and its regional allies – Japan, Australia, and the Republic of Korea – New Delhi’s interests will stretch further into the Pacific theatre, to the SCS, East China Sea and Western Pacific. In fact, some suggest that the idea of a military command on the Andaman and Nicobar Islands was in fact, first discussed by President Bill Clinton and PM P.V Narashima Rao as a deterrent against China in 1995.

Furthermore, the US defines the IPR as, “…the region which stretches from the west coast of India to the western shores of the United States…”, thereby excluding the WIOR from its strategic approach to the Indo-Pacific theatre. This explains why the sub-region is understated in India’s IPR discourse. 

While Indian Navy (IN) manoeuvres in the region have been generally limited to the IOR, the recent Galwan Valley clash saw an IN warship deployed to the SCS; coincidentally, during an ongoing US naval exercise in the area. There is also a growing call for the expansion of IN presence to the Western Pacific, beyond its mission-based deployments.

Reorienting New Delhi Towards the WIOR

This Pacific-orientation has resulted in the omission of the western sub-region of the Indian Ocean Region (WIOR) from India’s strategic approach to the IPR. The use of the term “Indo-Pacific straits” for those between the EIO and Southeast Asia, already exclude the sub-region from India’s strategic approach to the IPR.

A comprehensive approach to the IOR should obviously entail an emphasis on India’s maritime security priorities in both sub-regions of the IOR.

This in turn will allow New Delhi to realise its interests in the larger Indo-Pacific theatre.

The WIOR is physically a much larger arena, with different regional and extra-regional actors. However, it is a significant arena within the IPR for much of the same reasons as the EIO

The main obstacle of the WIOR, when placed within the IPR concept is that India’s approach to the region diverges greatly from its current IPR partners. Differing priorities, conflicting interests and historical contexts, for example with regards to Pakistan and Iran, have generally muted the region.

The decision to hold the second phase of the 2020 Malabar Exercise in the Arabian Sea is a welcome move in reinforcing the sub-region in India’s IPR approach. New Delhi’s reception of the recently signed Maldives-US defence agreement is also a sign of India’s slow reorientation to the WIOR.

India’s position in the WIOR gives it a number of strategic advantages. The Indian peninsula along with the Lakshadweep Islands and Laccadive Sea, offers New Delhi a unique edge in protecting and overseeing much of the world’s goods trade from the Atlantic Ocean, and energy supplies from West Asia to the Pacific Oceans. The development of material capacities in this arena will act as a springboard for the further enhancement of collective regional security.

The growing participation of extra-regional actors in the WIOR, such as France, Germany, the Netherlands, and the EU, signals to New Delhi the need to include the region in its IPR approach. Pursuing mutually beneficial security and economic arrangements with actors besides its existing IPR partners will also help circumventing current contrasts in maritime priorities and geostrategic interests.

More importantly, China’s growing military and economic presence in the Arabian Sea, through the “string of pearls” and the “maritime silk road”, remains a threat to India’s traditional ties to, and its status as a net-security provider in the WIOR. The Chabahar Port in the Balochistan-Sistan province in Iran is one such economic interest that has seen much controversy; the recent exclusion of India from the Zahedan railway project, and the subsequent agreement of a $400 billion strategic partnership between China and Iran.

The WIOR is also of concern to India due to extant interests, such as maintaining a strategic advantage vis-a-vis Pakistan, enhancing trade with Afghanistan and East Africa, piracy/terrrorism in the Arabian Sea, and energy supplies from the Middle East.

Conclusion

To secure India’s maritime priorities in the IOR, but also consolidate its vision for the IPR, New Delhi needs to reorient itself, determine its strategic advantages in the WIOR, and develop national capacity and foreign policy measures equivalent to those in the EIO.

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On the Universality of the “Logic of Strategy” and Beyond

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Just like several other scholars, military strategist Edward Luttwak argues that “the universal logic of strategy applies in perfect equality to every culture in every age”.[i] This implies that there is indeed one logic inherent to strategic thought, which, according to Luttwak, “cannot be circumvented […] and must be obeyed”.[ii]Mahnken further underpins the idea of the universality of the logic of strategy with the argument that war is a human activity and human nature has not changed throughout time.[iii]When considering Colin Gray stating that “there is an essential unity to all strategic experience in all periods of history because nothing vital to the nature and function of war and strategy changes”, it seems rather natural to accept a certain inevitability of strategic conclusions.[iv]

It is therefore necessary to pose the question which implications the existence of a universal logic of strategy might entail. If such a universally valid logic is assumed to exist, those who understand – or rather master – it best and manage to uncover its underlying cognitive mechanisms will be the most successful actors within the international system as they will be more able to foresee and therefore counter the strategies of possible opponents.

Additionally, to investigate the notion of a logic of strategy is particularly relevant considering the prospect of future wars. If there is a logic of strategy, which is further universally valid, then neither the scenario of a militarized outer space, nor the invention of highly lethal, insuperable biological weapons or the increasing development of and reliance on artificial intelligence will have any substantial, altering effect on it. This thought is congruent with Colin Gray, who claims that it would be a major fallacy to fall prey to the assumption that the invention of ever more modern weapon systems might change the presumed continuity inherent to strategy.[v] In this respect, it must also be emphasized that a certain trust in a universally valid logic of strategy must be handled carefully and must not confine strategic thinking. Hence, the notion of a logic of strategy hints towards the very practice of strategy.[vi]

The term “strategy” itself evolved over time and certainly captured a different meaning before World War One than it does today. This caesura was introduced by Freedman, who argues that this experience led to a widening of the concept “strategy” and to several attempts of redefinition, thus diverging from earlier notions of the concept as provided by von Clausewitz and others.[vii] However, Whetham points out that the notion of strategy and its inherent logic already permeated pre-modern eras, even if it was not yet considered or referred to as such by the respective protagonists.[viii]Approaching the term from a contemporary perspective, Gray very prominently defines strategy as “the bridge that relates military power to political purpose”.[ix]Angstrom and Widen engage with the term similarly when they write that strategy must be viewed as a rationalist process that reconciles “the political aims of war and the military aims in war”.[x] The notion of strategy can therefore be boiled down to the combination of means, ways and aims.

The term “logic” shall in this essay be understood as a rational process of reasoning that is based on various premises and finally leads to the acceptance of a valid conclusion.[xi]Considering that the sub-discipline of strategic studies was traditionally occupied with the question whether and to what extent strategic action is subject to historical, economic, social and technological regularities and patterns – thus whether certain premises indeed necessarily lead to specific strategic conclusions – the assumption of a specific “logic of strategy” does not seem far-fetched. Therefore, this essay argues that indeed a universally valid logic inherent to strategy can be identified, having overcome the constraints of time and space. However, this logic is not the only one. Strategy further operates along the lines of a time- and space-bound, actor-specific logic, which is why strategy must be perceived through a multidimensional lens – and which finally makes strategy so difficult.

On the logic of strategy

When approaching the notion of a logic of strategy, it is necessary to emphasize two preconditions. Firstly, the utility of the use of military force as an important tool of statecraft must be acknowledged.[xii] Secondly, one has to consider the general overarching perception of international politics that widely underlies the field of strategic studies, namely the notion of an anarchic self-help system with independent states at its center, which are all armed to a certain extent and therefore find themselves in security dilemmas.[xiii] Within this framework we will now consider what might constitute the logic of strategy.

When elaborating on the question whether there exist “guidelines” that inform strategic thinking, Gaddis concludes that the fact that strategists do not always have to start from square one increases the likeliness of a certain logic of strategy.[xiv] According to Angstrom and Wilden, the logic of strategy unfolds as its design necessarily bases on three core pillars.[xv]Firstly, military and political ends are perceived as two distinct aspects that need to be put into accordance, the application of military means serving the political ends. Moreover, the actor being concerned with strategy does not have unlimited resources at his/her disposal. Therefore, the aspect of the scarcity of resources is to be viewed as a cornerstone or fixed determinant of the underlying logic of strategy. This is a crucial factor because, as Gray points out, examples like Imperial France, Nazi Germany or the Soviet Union all demonstrate that the pursuit of political ends beyond one’s means is bound to fail.[xvi]Thirdly, Angstrom and Widen emphasize that the logic of strategy builds on the confrontation of opposing wills, which accounts for strategy’s interactive and consequently dynamic nature.[xvii] This component might be captured best by Beaufre, who approaches strategy as “the art of the dialectic of two opposing wills using force to resolve their dispute”.[xviii] It is crucial to highlight that the “opposing will” belongs to an intelligent, capable opponent. These three elements that define the logic of strategy are further interlinked, leading to repercussions among them.

As strategy describes the use of military means for the achievement of political ends, several authors have thus attempted to categorize the possible ways to use force. For instance, Robert Art distinguishes four functions of the use of force: defense, deterrence, compellence and swaggering.[xix] Why is this categorization important when reflecting on the logic of strategy? This is because the possible ways to use force (independently of which form the specific “force” takes) are not time-bound. When for example thinking of deterrence, one might be tempted to assume that this specific way to use force is inextricably linked to the deterrence function of nuclear arms in combination with the principle of mutually assured destruction (MAD). However, as Lonsdale vividly illustrates, Alexander the Great already mastered the interplay of military power and psychological effects and made use of coercion and deterrence in order to expand and sustain the newly shaping borders of his empire.[xx] This demonstrates that the logic of strategy operates on the basis of a certain toolkit of ways to use force, which have persisted over time.

Another aspect which could be interpreted as part of a universal logic of strategy might be its inherent paradoxicality. This feature is above all emphasized by Edward Luttwak, who postulates that the whole strategic sphere is permeated with a paradoxical logic deviating from day-to-day life’s ordinary “linear” logic.[xxi] He underpins this notion by referring to the proverb “Si vis pacem, para bellum”, the idea of nuclear deterrence (thus the interpretation of one’s readiness to attack retaliatory as genuinely peaceful intent) or by providing specific examples.[xxii] In this sense he draws attention to Japan’s attack on Pearl Harbor in 1941 and claims that the Japanese were able to create a momentum of surprise only by neglecting crucial preparations.[xxiii] This means that within the realm of strategy, Luttwak’s paradoxical logic finds thorough application as the straightforward “linear” logic is viewed rather predictable and is therefore more likely to be punished.

In sum, the aspects outlined above could be perceived as being universally valid, throughout time and space. However, as will be argued, there is more to the logic of strategy that must be considered.

Going Beyond Strategy’s Universal Logic

In the following, the attempt should be undertaken to challenge the notion that there is indeed only a logic of strategy. One could firstly argue that strategy, bridging between military means and political objectives, is not only grounded in the specific universal logic as outlined before but that strategy is also always a choice among several available options. Then the question follows, if all options available would theoretically all be equally feasible, require the same resources and are similar in terms of effectiveness, which strategy would be adopted? One could argue that this depends on the involved actors, which, even if acting under the premise of rationality, are rooted in their specific historical, social and political contexts.

Strategy is therefore clearly not designed within a vacuum. The contents of strategy do not only derive from what was described above as composing the universally valid logic of strategy. If we return to the definition of “logic”, the term was understood as a process of thought, which leads from several given premises to a valid conclusion under the condition of rationality. Therefore, also the given time- and space-bound circumstances under which a certain strategy is formulated could be considered as forming their own logic. Angstrom and Widen summarize these circumstances as strategic context, which unfolds along the lines of six dimensions of politics (without claiming to be exhaustive): geography, history, ideology, economy, technology and the political system.[xxiv] Instead of treating them as mere contextual factors, it is important to consider the respective as constituting their own logic, along which strategy is aligned. However, Angstrom and Widen emphasize that these actor-specific factors only bear limited explanatory power and that it is difficult to assess to what extent these factors influence the design of strategies.[xxv] This, nevertheless, does not invalidate the notion that these actor-, time- and space-specific circumstances should be considered as another logic by itself. Acknowledging the existence of more than one logic of strategy penetrating the realm of strategy would further emphasize the importance of the specific embeddedness of strategy – without undermining the significance of the above identified universally valid logic of strategy. One would consequently accept that when it comes to strategy, one encounters several logics in action.

Conclusion

When returning to the initial question, which implications the existence of a logic of strategy would have, specifically regarding the prospect of success, it is worthwhile to consult Richard Betts, who asks “Is Strategy an Illusion?”.[xxvi] He argues that effective strategy is often impossible due to the unpredictability and complexity of the gap between the use of force and the aspired political ends.[xxvii] However, it is indeed because of this overwhelming complexity in which strategy operates that its underlying logics should be reflected upon. Gaddis refers to the universally valid features of the logic of strategy as a “checklist”, which shall be considered to contribute to the design of a successful, effective strategy.[xxviii] As was demonstrated above, it is nevertheless also crucial to consider the additional specific time-and space-bound logic of strategy. To understand the strategy of potential opponents, it makes sense to deconstruct its logical foundation, to consider the universally valid logic of strategy but also the respective underlying actor-specific logic. Strategy thus operates along a multidimensional logic, both universally valid and time- and space-bound. This is what makes strategy difficult but acknowledging this conceptual aspect might notwithstanding contribute to its further mastery.


[i]Luttwak, Edward N., The Rise of China vs. the Logic of Strategy (Cambridge and London: Harvard University Press, 2012), vii.

[ii]Ibid., viii.

[iii]Mahnken, Thomas G., The Evolution of Strategy… But What About Policy? Journal of Strategic Studies 34 no. 4 (2016), 52.

[iv]Gray, Colin S.,Modern Strategy (Oxford: Oxford University Press, 1999), 1.

[v]Gray Colin S., Why Strategy Is Difficult. JFQ (1999), 8.

[vi] Cf. Lonsdale, David J. and Colin S. Gray (eds.), The Practice of Strategy: From Alexander the Great to the Present. Oxford: Oxford University Press (2011).

[vii]Freedman, Lawrence. The Meaning of Strategy: Part I: The Origin Story. Texas National Security Review 1 no. 1 (2007), 90-105.

[viii]Whetham, David, The Practice of Strategy: From Alexander the Great to the Present. Edited by John Andreas Olsen and Colin S. Gray. War in History 21 no. 2 (2014), 252.

[ix] Gray, Modern Strategy,17.

[x]Armstrong, Jan and J. J. Widen,Contemporary Military Theory. The Dynamics of War (New York: Routledge, 2015), 33. Original emphasis.

[xi]Hintikka, Jaakko, Logic. Encyclopaedia Britannica, accessible via: https://www.britannica.com/topic/logic [accessed: October 25th 2020].

[xii]Art, Robert J., To What Ends Military Power? International Security 4 no. 4 (1980), 35.

[xiii]Gilpin, Robert G., No one Loves a Political Realist. Security Studies 5 no. 3(1996), 26.

[xiv]Gaddis, John Lewis, Containment and the Logic of Strategy. The National Interest 8 no. 10 (1987), 29.

[xv] Armstrong and Widen, Contemporary Military Theory, 46.

[xvi]Gray, Why Strategy Is Difficult, 10.

[xvii] Cf. Armstrong and Widen, Contemporary Military Theory.

[xviii]Beaufre, André, An Introduction to Strategy (London: Faber and Faber, 1965), 22.

[xix] Cf. Art, To What Ends Military Power?

[xx]Lonsdale, David J., The Campaigns of Alexander the Great. In: John A. Olsen; Colin S. Gray (eds.). The Practice of Strategy: From Alexander the Great to the Present (Oxford: Oxford University Press 2011)33.

[xxi]Luttwak, Edward N., Strategy: The Logic of War and Peace (Cambridge and London: Harvard University Press, 2001), 2.

[xxii] Ibid.

[xxiii] Ibid., 6.

[xxiv] Cf. Armstrong and Widen, Contemporary Military Theory, 36-43.

[xxv] Ibid., 42-43.

[xxvi] Cf. Betts, Richard K., Is Strategy an Illusion? International Security 25 no. 2 (2000), 5-50.

[xxvii]Ibid., 5.

[xxviii] Gaddis, Containment and the Logic of Strategy, 38.

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Defense

Biden, Modi and the Malabar Exercise 2020

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So lastly, the reluctant President Donald Trump, keeping the value of the verdict, allows the GSA to begin the transition under the Presidential Transition Act 1963, on November 23, 2020 making the post-election resources and services available to assist in the event of presidential transition. This facilitates the formal transfer of power and helps the new President adjust his vision and the assessment of the world. Joe Biden has his own view of the burning issues around of which the expanding China, Taiwan, South China Sea, Iran, South Asia and Indo-Pacific constitute important fragments. Now since India is engaged in almost all these issues directly or indirectly and happens to be a long term strategic ally of US the talk between Biden and Modi carries several messages. In the meantime, the conduct of Malabar exercise, that formally involves all the QUAD members (India, Japan, the US and Australia) institutionalizes the strategic relationship in the region and promises more stability and peace.

Prime Minister Narender Modi, just like the heads of Canada, UK, and Australia congratulated the new elect on November 17, 2020. The President-elect Joe Biden, in turn, called him back for thanks and reaffirmation of many things suspected to be under shadow by many. The president-elect noted that he looks forward to working closely with the prime minister on shared global challenges, including containing COVID-19 and defending against future health crises, tackling the threat of climate change, launching the global economic recovery, strengthening democracy at home and abroad, and maintaining a secure and prosperous Indo-Pacific region (The Week). Mr. Biden expressed his desire to carry forward the strong ties between the two states and strengthen and expand the US-India strategic partnership alongside the first Vice President of South Asian descent Kamla Harris. His election policy papers also held that no important global challenge could be solved without the Indo-US partnership.

Besides crafting a greater Indian role in world politics, Biden’s reference to challenges of climate change, the Covid 19 pandemic and global economic recovery, the stress on democracy and peaceful and prosperous Indo-pacific sketch some significant flashes of the coming times. ‘Democracy Assistance’ has been an important objective of US foreign policy since beginning but India has a mercurial stance over the goal as it has succumbed to the exigencies of national interest and security thus playing safe with the undemocratic neighbours. Therefore the US reference brings the dictatorial and nondemocratic regimes into discussion that it aims to size.

Indo-Pacific and the Malabar I&II

The Indo-Pacific and the QUAD have gained prominence in recent past on account of heat generated in the South China Sea and China’s OBOR project affecting the trade interests of ASEAN members, India and the US in the Indian Ocean region. In the October 7, 2020 QUAD members meet at Tokyo the issues of collaboration among the democratic states and challenge to world peace, primarily from China, was discussed seriously. US Secretary of State Mike Pompeo called for the democracies to work together to protect people and partners from the Communist Party of China’s exploitation, corruption and coercion. He referred to the Chinese provocations in the East China Sea, the Mekong, the Himalayas, and the Taiwan Straits (Joshi October 7, 2020). The Indian External Affairs Minister S. Jaishankar also called for likeminded countries to coordinate responses. Mr. Jaishanker held that we remain committed to upholding the rules-based international order, underpinned by the rule of law, transparency, freedom of navigation in the international sea, respect for territorial integrity and sovereignty and peaceful resolution of disputes (The Quint, October 7, 2020). However, a strong commitment lacked on the part of India which was met later during the Malabar exercise. India has a clear Indo-Pacific policy as articulated by Prime Minister Narendra Modi at the Shangri-La Dialogue in June 2018, which aims at protecting Indian interests in the Indian ocean region against China’s OBOR and SOP (String of Pearl). Peace and security in the region are high up on India’s list of priorities. As first and foremost, India’s economic interests in the region requires peace and convivial environment. At the same time, India has acknowledged rising China’s threats to its vital national interests in the region. Therefore, India’s strategy must be seen against the background of the interplay between India’s economic interests and national security (Purayil 2019).

The latest 24th edition of Malabar exercises have, however, put all the skeptics aside as India invited Australia also this time for the naval exercises and all the four QUAD members (India, US and Japan) have participated with great zeal. The more interesting thing is that the exercises take place at a time when the world is down with pandemic and the conflicting situations are flaring up in the Middle-East, Central Asia, Caucasus, South Asia and Far East. India is locked up in a border issue at Ladakh with China for over six months and South China Sea simmers under the fire of war threat.  India’s tough times with its smaller neighbours also make the possibility of the institutionalization of QUAD and Indo-Pacific of immense importance.

The first phase of the exercise was held in the Bay of Bengal from November 3-6, and the second phase was conducted in the Arabian Sea from November 17-20. The navies of India, the US, Australia and Japan concluded the second phase of the Malabar naval exercise in the Arabian Sea that involved two aircraft carriers and a number of frontline warships, submarines and maritime aircraft (Mint. November 20, 2020). The major highlight of the exercise was participation of Indian Navy’s Vikramaditya carrier battle group and the Nimitz strike group of the US Navy.

The more significant outcome of the exercise appears to be the proposal of a new fleet by US. On November 17, 2020 speaking at the Naval Submarine League’s annual symposium, the outgoing U.S. Navy Secretary Kenneth Braithwaite suggested the creation of a new fleet within the Indo-Pacific theater, which will take some load off the U.S. Seventh Fleet stationed near Japan. The fleet is to be placed in the crossroads between the Indian and the Pacific oceans, and going to have an Indo-PACOM footprint (Military Men. November 19, 2020). The region already has a Command known as U.S. Indo-Pacific Command found on 30 May 2018 and converted from United States Pacific Command (USPACOM) first found in 1947.

Initially, the Chinese response was balanced, stating that it has noticed the development and believes that military cooperation between countries should be conducive to regional peace and stability. But after the proposed fleet and the President-elect Joe Biden’s presumptive nominee for the secretary of defense position, Michele Flournoy, who is also seen as a China hawk in favor of a robust stance against the People’s Liberation Army, Navy, the idea of the First Fleet may very well carry forward to the next administration (Rej).

Since China had reacted sharply at the inclusion of Japan at the Malabar exercises in 2018 the inclusion of Australia this times irks it more as the idea of QUAD gets more institutionalized and the Indo-Pacific mapping further crystallized. The Biden’s quest for a stronger strategic partnership with India and support for Indian claim to permanent membership of the United Nations and the unflinching support for India against its security issues have raised eyebrows in Beijing. At one stage, the US presence in Diageo Garcia irked India but in the changed scenario the increased US presence in Indian Ocean doesn’t alarm it much, even though it curtails the Indian prominence. In view of OBOR project and the Chinese aggressiveness in the region, India has reconciled to the situation and even the US-Maldives agreement of September goes well with it. However, in the long run it is faced with a double challenge of plugging the Chinese dominance and saving its prominence and at the same time reconcile with a friendly ally in the US. Meanwhile, China, being the largest trade partner of Australia may hurt it economically and rake up heat at the Nine- dash line, Ladakh and Taiwan.

References

  • Joshi, Manoj. October 7, 2020. “The Quad and the Indo-Pacific.” https://www.orfonline.org/expert-speak/quad-indo-pacific/
  • Military Men. November 19, 2020. https://militarymen.in/us-navy-secretary-proposes-new-indo-pacific-fleet-the-diplomat/
  • Mint. November 20, 2020. https://www.livemint.com/news/india/phase-2-of-malabar-2020-exercise-concludes-in-arabian-sea-11605889757803.html
  • Purayil, Muhsin Puthan 2019. Geopolitics. “The 2019 Shangri La Dialogue and Reflections on India’s Indo-Pacific Strategy.” https://thegeopolitics.com/the-2019-shangri-la-dialogue-and-reflections-on-indias-indo-pacific-strategy/.
  • Rej, Abhijnan. The Diplomat. November 18, 2020. https://thediplomat.com/2020/11/us-navy-secretary-proposes-new-indo-pacific-fleet/
  • The Quint. October 7, 2020). https://www.thequint.com/news/india/we-will-work-together-s-jaishankar-meets-mike-pompeo-in-tokyo
  • The Week. https://www.theweek.in/wire-updates/international/2020/11/18/fgn2-us-biden-modi.html

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