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US Nuclear Policy Upgraded

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Experts and politicians are familiar with several variants of the 2018 NPR. The Huffington Post published a draft in mid-January. On February 2, in the run-up to the February 5 deadline to meet the central limits of the US–Russia New START treaty, the NPR was officially presented in the Pentagon by representatives of the Department of Defense, the Department of State, and the Department of Energy. The full text of the document was then briefly deleted from the Pentagon website.

On February 6, Secretary of Defense Jim Mattis personally presented the NPR to the House Armed Services Committee. Witnesses point out that this version differed slightly from the previous one. One of the main changes had to do with the appearance of a chart showing how the US is lagging behind Russia, China and North Korea in upgrading its nuclear arsenal (see Fig.1). In the first draft, the entire Korean Peninsula was shown in the colours of the North Korean flag; in the next version, the chart represented Taiwan as a Chinese territory; in the following one, Russia “lost” the Kuril Islands in their entirety. The latest variant of the chart appears to be true to life, but this minor incident may indicate a certain degree of inattention to detail on the part of those who compiled the document. It is worth mentioning that the NPR summary has also been published in Russian, Chinese, Korean, Japanese and French: this suggests that Washington believes it extremely important to inform its allies and adversaries about the US approach to nuclear arms.

The Russian Factor

The Trump administration’s nuclear doctrine specifically emphasizes the degradation of the system of international politico-military relations in the second decade of the 21st century, a process characterized by the quantitative and qualitative increase of challenges and threats to US interests. This situation resulted from the international activity of “revisionist powers”: Russia, China, North Korea and Iran. The document repeatedly mentions this “revisionism”, so it is worth listing the nuclear-related accusations Washington is levelling against Russia.

The NPR accuses Russia of three main “sins”:

  • breaching the INF Treaty by testing and deploying a long-range ground-based cruise missile;
  • pursuing a “escalate-to-deescalate” strategy. This strategy implies delivering a limited tactical nuclear strike should the threat of losing a conventional conflict become imminent, in order to subsequently impose the terms of conflict settlement on the adversary. This concept belonged exclusively to the realm of journalism until recently, even though renowned experts did discuss it actively and aggressively, albeit somewhat sceptically;
  • upgrading its nuclear arsenals, including via the development of various exotic delivery platforms. Everyone seems already accustomed to fantasies about hypersonic glide vehicles, but the mention, in this context, of a strategic intercontinental torpedo with a megaton-class warhead (known as Status-6) is puzzling and unexpected.

The Russian Foreign Ministry’s reaction to the publication of the new US nuclear doctrine came in the form of a prompt and fairly apposite comment: “Russia’s Military Doctrine clearly limits the possibility of using nuclear weapons to two hypothetical defensive scenarios: first, in response to an aggression […] involving the use of nuclear or any other weapons of mass destruction, and second, in response to a non-nuclear aggression, but only if Russia’s survival is endangered. The 2014 Military Doctrine introduced a new term, the ‘system of non-nuclear deterrence’, which implies preventing aggression primarily through reliance on conventional (non-nuclear) forces.”

The comment continues: “We are deeply concerned about Washington’s no-limits approach, under which it might use nuclear weapons in ‘extreme circumstances’, which are not limited to military scenarios in the new US doctrine. […] If this is not the doctrinal enhancement of the role of nuclear weapons, what then does Washington imply when it uses the term with regard to Russia?”

One may mock the lexical peculiarities of the Russian comment, but it does contain a commendably succinct and exhaustive description of the country’s nuclear doctrine. It should be stressed that the Foreign Ministry was merely reacting. Had it been proactive in explaining the country’s stance on nuclear weapons and their qualitative and quantitative parameters to partners, opponents and society, all questions regarding Russia’s conceptions and arms may have been resolved before making their way into the NPR and similar documents.

Such positive promotion of Russia’s strategic non-nuclear deterrence concept merits in-depth analysis. In his speech at an open session of the Defence Ministry’s Board in late 2017, General Valery Gerasimov, Russian Chief of the General Staff, provided an exhaustive description of the “non-nuclear deterrence components” being formed in Russia as applied to the weapons systems currently employed. These include the S-400 SAM system, the Bastion coastal anti-ship missile system, submarines and sea-surface ships armed with Kalibr missiles and also, with certain reservations, the Iskander-M theatre missile system (“operational-tactical”). It is worth mentioning that all the aforementioned systems are, to varying degrees, dual-capable, i.e. they can be tipped with nuclear warheads. The problem of dual-capable nuclear/conventional arms is growing ever more acute. In particular, one of last year’s publications by the Carnegie Endowment for International Peace, under the editorship of James M. Acton, is devoted to this topic.

The US Response

Washington is planning to employ a combination of the following elements in order to deter Russia:

  • the US nuclear triad (intercontinental ballistic missiles, nuclear submarines armed with ballistic missiles, and heavy bombers);
  • non-strategic nuclear forces from the USA and other countries in Europe, i.e. B611 aerial bombs and the nuclear sharing concept, which Russia has been criticizing for many years;
  • the nuclear forces of British and French allies.

This approach appears to be a serious obstacle to the future of bilateral strategic offensive arms reduction. At the same time, it may also prove instrumental in overcoming the seeming deadlock. Washington, in effect, is introducing its allies’ nuclear arsenals into the Russia–US strategic stability equation, meaning that Russia now has every reason to take these arsenals into account in future talks. Moscow will certainly have to introduce into the equation some of the Russian nuclear components that have until now remained outside the scope of limitation and reduction agreements, and were even excluded from the transparency principle. However, certain progress is possible here, provided that third nuclear countries (ideally China as well) are involved in the process.

Let us now discuss the materiel portion of the NPR: the assessment of America’s needs for nuclear delivery platforms.

Fig. 1 New nuclear delivery systems, with corrections and amendments by Hans Kristensen (Federation of American Scientists) in red.

The Trump administration believes that America is nowhere near being “great again” when it comes to nuclear weapons. This opinion is not entirely true. Nevertheless, the NPR calls for creation and deployment of new systems in addition to the new B-21 Raider bomber, LRSO air-launched cruise missile, GBSD intercontinental ballistic missile, new Columbia-class submarine (all effectively launched under the Obama administration), and the modernization/service life extension programmes for existing nuclear warheads, which are nearing completion. The document identifies the need for nuclear-tipped sea-launched cruise missiles and lower-yield warheads for Trident II submarine-launched ballistic missiles.

The NPR also sets the rather vague objective of developing advanced nuclear delivery platforms and “alternative basing modes”, which may imply mobile ground-based (or airborne!) launchers. Sea-launched cruise missiles are meant to fill the gap caused by the INF-Treaty-related limitations, both in response to Russia’s “transgressions” and in other theatres saturated with missiles of nations not bound by the treaty. Notionally, low-yield warheads for submarine-launched ballistic missiles are meant as a deterrent against attempted use of tactical nuclear weapons in conventional conflict.

The NPR authors believe the US president will thus be able to deliver a nuclear strike that would not result in a full-scale nuclear war. It remains unclear how Washington’s adversary is supposed to distinguish an incoming low-yield munition from a full-blown first-strike weapon. The single-missile argument does not hold water, because a single launch from a submarine with subsequent air burst is considered a classic tactic for blinding enemy early warning and missile defence radars, to be followed by the multiple-launch application of the entire arsenal. Curiously, the UK had such sub-strategic submarine-launched ballistic missiles in its armoury more than 20 years ago. Discussions continue as to whether these munitions are effective. It would appear that the preservation of the “nuclear taboo” proves the usefulness of such munitions. On the other hand, the existence of “serious” strategic weapons in the arsenals of several leading world powers seems no less convincing a reason why nuclear arms have not been used in anger to date.

Apart from the aforementioned aspects of nuclear arms development, the NPR pays special attention to less publicly known components of the US nuclear arsenal: the nuclear command, control and communications (NC3) system and nuclear warheads.

The US NC3 system has long been in need of modernization because it consists largely of slightly modified Cold-War-era technology. At the same time, the NPR emphasizes the increase in, and qualitative changes to, the threats in outer space and cyberspace, the two key command-and-control arenas that apply not only to nuclear arms. To bring the NC3 system up to date and make it reliably stable, the NPR calls for massive reforms, the deployment of new subsystems, and the introduction of protection against all types of threats. It is in this context that the document contains the extremely controversial thesis stating that nuclear weapons may be used in response to a conventional attack on critical infrastructure, even a cyberattack against NC3 systems. The connection between nuclear arms and cyberthreats is becoming a particularly hot topic. It appears that within the debates involving the NPR, the sides would do well to at least reach a mutual understanding of the problem, if not work out common rules of the game.

The NPR contains detailed and tightly deadlined targets for the National Nuclear Security Administration (which formally reports to the Department of Energy but operates independently) to prolong the service life of existing warhead types until 2030 (this may require upgrades, as illustrated by the example of the W-76 warhead for the Trident II submarine-launched ballistic missile). Also by 2030, the USA must produce up to 80 plutonium pits, which are critical to the manufacture of nuclear charges. In fact, these targets were generally described back in 2007–2008, and their importance was reiterated following the signature of New START in 2010–2011. The USA is not planning to conduct any nuclear tests (with the exception of those required to ensure the safety and efficiency of the nuclear arsenal). On the other hand, Washington does not intend to ratify the Comprehensive Nuclear-Test-Ban Treaty either.

The new NPR pays somewhat less attention to non-proliferation, nuclear terrorism and arms control than the previous versions, and mainly focuses on the rivalry between the superpowers.

According to official estimates made public in late 2017, full implementation of the US nuclear modernization programme will require up to $1.2 trillion through the year 2046. Coupled with massive spending on missile defence (incidentally, the Department of Defense will shortly release a Missile Defense Review, whose title conspicuously omits the word “ballistic”), and the growing needs of all conventional military branches, the planned expenses might be streamlined by postponing the implementation of some projects and completely abandoning others, which is not unknown in the history of the US defence industry.

The Doctrine as the Catalyst of Discussion

The modernization of nuclear weapons is inevitable and even advisable for all nuclear powers. Russia, for one, continues to deploy and develop advanced nuclear systems. Universal nuclear disarmament remains a thing of the distant future; shiny new missiles appear to be safer to handle than rusty old ones, and they are better at deterring potential adversaries.

A number of provisions contained in the NPR make one reconsider the existing attitude towards the role of nuclear arms in the contemporary system of international politico-military relations and start devising new conceptual approaches. It would be an utter mistake to return to “escalation dominance”, the “missile gap,” and other antiquated Cold War theses, which are hardly applicable to the contemporary polycentric nuclear world.

Nuclear weapons as an aspect of great power competition were too quick to disappear from the international agenda (together with the very notions of competition and great power), with the focus shifting towards various global problems associated with sustainable development. The new US NPR clearly indicates the fallibility of this approach. At the same time the discussion spurred by the publication of this document gives one hope for the emergence of a new approach to building a stable multipolar world.

First published in our partner RIAC

Defense

Foreign fighters a ‘serious crisis’ in Libya

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The 20,000 foreign fighters now in Libya represent “a serious crisis” and “a shocking violation of Libyan sovereignty”, UN Acting Special Representative Stephanie Williams said on Wednesday, during the latest meeting under the country’s political dialogue forum. 

Seventy-five people from across the social and political spectrum of Libyan society are taking part in the forum, aimed at establishing a transitional body that will govern the country in the lead-up to elections next year.  

“You may believe that these foreigners are here as your guests, but they are now occupying your house.  This is a blatant violation of the arms embargo”, said Ms. Williams, who also heads the UN Support Mission in Libya (UNSMIL). 

“They are pouring weapons into your country, a country which does not need more weapons. They are not in Libya for your interests, they are in Libya for their interests. Dirou balkom (take care). You have now a serious crisis with regard to the foreign presence in your country.” 

Chaos, ceasefire and dialogue 

Following the overthrow of President Muammar Gaddafi in 2011, Libya descended into chaos, resulting in the country being divided between two rival administrations: the Government of National Accord (GNA), based in the west, and the Libyan National Army (LNA), located in the east. 

The sides agreed a ceasefire in October in Geneva, after mediation led by Ms. Williams. Provisions included the withdrawal of all military units and armed groups from the frontlines, and the departure of mercenaries and foreign fighters from the country.   

The ceasefire paved the way for the start of the Libyan Political Dialogue Forum (LPDF), with a first round of talks held in Tunis from 7- 15 November.  The outcome was a roadmap to elections on 24 December 2021:  the 70th anniversary of Libya’s independence. 

Women participants also issued a statement outlining a series of principles and recommendations for improving women’s participation in the political process and governance.  

The second round of talks began last week, with Wednesday marking the third virtual meeting of the parties.  

Corruption, misgovernance and ‘political tourism’ 

Ms. Williams highlighted ongoing challenges in Libya, pointing out that some 1.3 million citizens are expected to need humanitarian assistance in January. 

She also reminded participants of the country’s “terrible” electricity crisis, stating “I am not pointing fingers.  This is a crisis in the west and in the east. You have a crisis of corruption. You have a misgovernance crisis, and now you have only 13 of 27 powerplants that are functioning.” 

Although around $1 billion is needed immediately to avert a complete collapse of the electrical grid, she said “this is very difficult now because of the divisions in the institutions, and because of the epidemic of corruption and this kleptocratic class that is determined to remain in power.” 

Meanwhile, human rights abuses are a daily reality nationwide, with reports of kidnapping, arbitrary detentions and killings, and estimates indicate that there are nearly 94,000 cases of COVID-19, though the actual number could be higher. 

“While there is a lot of political tourism going to different countries and capitals, the average Libyans are suffering, and the indications of improvement for their situation are not there,” said Ms. Williams. 

‘Time is not on your side’ 

For the UN envoy, the LPDF is the best way for Libya to move forward.  Underscoring that there is “a direct cost for inaction and obstruction”, she warned participants that the clock is ticking. 

“I know that there are many who think that this whole dialogue is just about sharing power, but it is really about sharing responsibility for future generations”, she said. 

“This is my ask of you as we have the discussions today in going forward, because, and I will say it again, time is not on your side.”

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The Need to Reorient New Delhi in the Indo-Pacific

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Beijing’s overt expansionism in South Asia and the South China Sea (SCS) continues to threaten India’s maritime security. The rise of China as an Asian military and global economic power has also disrupted the inherent security and multilateralism of the Indo-Pacific region (IPR).

In response, New Delhi along with others has adopted the concept of the Indo-Pacific. However, over the last decade New Delhi’s orientation in the IPR has been particularly “Pacific-oriented”, resulting in a less than comprehensive approach to India’s maritime security priorities in the Indian Ocean Region (IOR).

India’s Strategic Goals in the Indo-Pacific

China’s so-called “peaceful rise” has been betrayed by Beijing’s growing territorial designs in South Asia and the SCS; the ongoing buildup along the Line of Actual Control (LAC), and China’s militarised outposts in the SCS are evidence to this. These designs have also been operationalised through economic measures under its predatory Belt and Road Initiative (BRI), of which the “silk road” is a challenge to India’s maritime security.

India’s strategic competition with China has provoked the expansion of national material capacity and foreign policy measures. These are aimed at developing and preserving collective regional security and multilateralism, in India’s primary and secondary interest areas.

However, over the years, New Delhi’s adoption of the IPR concept has witnessed a disproportionate emphasis on the eastern sub-region of the Indian Ocean (EIO) in terms of its maritime security priorities, resulting in a Pacific-oriented approach. A number of factors have brought about such an orientation.

A Pacific-Oriented Approach and the EIO

First, India’s strategic advantage along the “Indo-Pacific straits”. The “Malacca dilemma” gives New Delhi an edge over China’s energy supply-lines, and regional trade from the IOR to the western Pacific Ocean. This advantage is furthered by the development of material capacities, most significant of which has been the establishment of India’s first integrated command on the Andaman and Nicobar Islands.

The Andaman and Nicobar Command’s (ANC) surveillance and kinetic capabilities not only improves India’s own security status, but also signals its contribution in preserving collective regional security in the EIO, for example, through the India-Australia-Japan-US Quadrilateral Security Dialogue (QSD), or Quad.

Second, the origins of the IPR concept in the now famous “confluence of the seas” speech delivered by PM Shinzo Abe to the Indian Parliament in 2007. The  mention of,  “[a] “broader Asia” that broke away geographical boundaries…”, or Southeast Asia, highlighted the political locus of the IPR’s confrontation with an “assertive China”. The continued militarisation of the SCS, growing tensions in East Asia, and the US-China strategic competition, helps perpetuate Southeast Asia’s prominence in the IPR discourse.

Third, New Delhi’s continuation of the “Look East” policy as the “Act East” policy (AEP)  in 2014. Building on historical ties with Southeast Asia, New Delhi placed ASEAN at the core of the AEP. ASEAN is also considered “central to India’s footprint in East Asia”. These foreign policy measures, focused on developing resilient trans-regional connectivity and supply-chains, flow past the EIO, from the Andaman Sea, through the Malacca strait, to Southeast Asia and beyond.

Fourth, and finally, India’s growing importance in the US-China strategic competition. China’s economic influence in Southeast Asia, along with its large military capabilities, poses a threat to the US’s position as an influential extra-regional power. The recently ratified Regional Comprehensive Economic Partnership (RCEP) has been the latest in a list of disruptions to the US’s predominance in the IPR. 

As India’s maritime goals continue to converge with that of the US and its regional allies – Japan, Australia, and the Republic of Korea – New Delhi’s interests will stretch further into the Pacific theatre, to the SCS, East China Sea and Western Pacific. In fact, some suggest that the idea of a military command on the Andaman and Nicobar Islands was in fact, first discussed by President Bill Clinton and PM P.V Narashima Rao as a deterrent against China in 1995.

Furthermore, the US defines the IPR as, “…the region which stretches from the west coast of India to the western shores of the United States…”, thereby excluding the WIOR from its strategic approach to the Indo-Pacific theatre. This explains why the sub-region is understated in India’s IPR discourse. 

While Indian Navy (IN) manoeuvres in the region have been generally limited to the IOR, the recent Galwan Valley clash saw an IN warship deployed to the SCS; coincidentally, during an ongoing US naval exercise in the area. There is also a growing call for the expansion of IN presence to the Western Pacific, beyond its mission-based deployments.

Reorienting New Delhi Towards the WIOR

This Pacific-orientation has resulted in the omission of the western sub-region of the Indian Ocean Region (WIOR) from India’s strategic approach to the IPR. The use of the term “Indo-Pacific straits” for those between the EIO and Southeast Asia, already exclude the sub-region from India’s strategic approach to the IPR.

A comprehensive approach to the IOR should obviously entail an emphasis on India’s maritime security priorities in both sub-regions of the IOR.

This in turn will allow New Delhi to realise its interests in the larger Indo-Pacific theatre.

The WIOR is physically a much larger arena, with different regional and extra-regional actors. However, it is a significant arena within the IPR for much of the same reasons as the EIO

The main obstacle of the WIOR, when placed within the IPR concept is that India’s approach to the region diverges greatly from its current IPR partners. Differing priorities, conflicting interests and historical contexts, for example with regards to Pakistan and Iran, have generally muted the region.

The decision to hold the second phase of the 2020 Malabar Exercise in the Arabian Sea is a welcome move in reinforcing the sub-region in India’s IPR approach. New Delhi’s reception of the recently signed Maldives-US defence agreement is also a sign of India’s slow reorientation to the WIOR.

India’s position in the WIOR gives it a number of strategic advantages. The Indian peninsula along with the Lakshadweep Islands and Laccadive Sea, offers New Delhi a unique edge in protecting and overseeing much of the world’s goods trade from the Atlantic Ocean, and energy supplies from West Asia to the Pacific Oceans. The development of material capacities in this arena will act as a springboard for the further enhancement of collective regional security.

The growing participation of extra-regional actors in the WIOR, such as France, Germany, the Netherlands, and the EU, signals to New Delhi the need to include the region in its IPR approach. Pursuing mutually beneficial security and economic arrangements with actors besides its existing IPR partners will also help circumventing current contrasts in maritime priorities and geostrategic interests.

More importantly, China’s growing military and economic presence in the Arabian Sea, through the “string of pearls” and the “maritime silk road”, remains a threat to India’s traditional ties to, and its status as a net-security provider in the WIOR. The Chabahar Port in the Balochistan-Sistan province in Iran is one such economic interest that has seen much controversy; the recent exclusion of India from the Zahedan railway project, and the subsequent agreement of a $400 billion strategic partnership between China and Iran.

The WIOR is also of concern to India due to extant interests, such as maintaining a strategic advantage vis-a-vis Pakistan, enhancing trade with Afghanistan and East Africa, piracy/terrrorism in the Arabian Sea, and energy supplies from the Middle East.

Conclusion

To secure India’s maritime priorities in the IOR, but also consolidate its vision for the IPR, New Delhi needs to reorient itself, determine its strategic advantages in the WIOR, and develop national capacity and foreign policy measures equivalent to those in the EIO.

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On the Universality of the “Logic of Strategy” and Beyond

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Just like several other scholars, military strategist Edward Luttwak argues that “the universal logic of strategy applies in perfect equality to every culture in every age”.[i] This implies that there is indeed one logic inherent to strategic thought, which, according to Luttwak, “cannot be circumvented […] and must be obeyed”.[ii]Mahnken further underpins the idea of the universality of the logic of strategy with the argument that war is a human activity and human nature has not changed throughout time.[iii]When considering Colin Gray stating that “there is an essential unity to all strategic experience in all periods of history because nothing vital to the nature and function of war and strategy changes”, it seems rather natural to accept a certain inevitability of strategic conclusions.[iv]

It is therefore necessary to pose the question which implications the existence of a universal logic of strategy might entail. If such a universally valid logic is assumed to exist, those who understand – or rather master – it best and manage to uncover its underlying cognitive mechanisms will be the most successful actors within the international system as they will be more able to foresee and therefore counter the strategies of possible opponents.

Additionally, to investigate the notion of a logic of strategy is particularly relevant considering the prospect of future wars. If there is a logic of strategy, which is further universally valid, then neither the scenario of a militarized outer space, nor the invention of highly lethal, insuperable biological weapons or the increasing development of and reliance on artificial intelligence will have any substantial, altering effect on it. This thought is congruent with Colin Gray, who claims that it would be a major fallacy to fall prey to the assumption that the invention of ever more modern weapon systems might change the presumed continuity inherent to strategy.[v] In this respect, it must also be emphasized that a certain trust in a universally valid logic of strategy must be handled carefully and must not confine strategic thinking. Hence, the notion of a logic of strategy hints towards the very practice of strategy.[vi]

The term “strategy” itself evolved over time and certainly captured a different meaning before World War One than it does today. This caesura was introduced by Freedman, who argues that this experience led to a widening of the concept “strategy” and to several attempts of redefinition, thus diverging from earlier notions of the concept as provided by von Clausewitz and others.[vii] However, Whetham points out that the notion of strategy and its inherent logic already permeated pre-modern eras, even if it was not yet considered or referred to as such by the respective protagonists.[viii]Approaching the term from a contemporary perspective, Gray very prominently defines strategy as “the bridge that relates military power to political purpose”.[ix]Angstrom and Widen engage with the term similarly when they write that strategy must be viewed as a rationalist process that reconciles “the political aims of war and the military aims in war”.[x] The notion of strategy can therefore be boiled down to the combination of means, ways and aims.

The term “logic” shall in this essay be understood as a rational process of reasoning that is based on various premises and finally leads to the acceptance of a valid conclusion.[xi]Considering that the sub-discipline of strategic studies was traditionally occupied with the question whether and to what extent strategic action is subject to historical, economic, social and technological regularities and patterns – thus whether certain premises indeed necessarily lead to specific strategic conclusions – the assumption of a specific “logic of strategy” does not seem far-fetched. Therefore, this essay argues that indeed a universally valid logic inherent to strategy can be identified, having overcome the constraints of time and space. However, this logic is not the only one. Strategy further operates along the lines of a time- and space-bound, actor-specific logic, which is why strategy must be perceived through a multidimensional lens – and which finally makes strategy so difficult.

On the logic of strategy

When approaching the notion of a logic of strategy, it is necessary to emphasize two preconditions. Firstly, the utility of the use of military force as an important tool of statecraft must be acknowledged.[xii] Secondly, one has to consider the general overarching perception of international politics that widely underlies the field of strategic studies, namely the notion of an anarchic self-help system with independent states at its center, which are all armed to a certain extent and therefore find themselves in security dilemmas.[xiii] Within this framework we will now consider what might constitute the logic of strategy.

When elaborating on the question whether there exist “guidelines” that inform strategic thinking, Gaddis concludes that the fact that strategists do not always have to start from square one increases the likeliness of a certain logic of strategy.[xiv] According to Angstrom and Wilden, the logic of strategy unfolds as its design necessarily bases on three core pillars.[xv]Firstly, military and political ends are perceived as two distinct aspects that need to be put into accordance, the application of military means serving the political ends. Moreover, the actor being concerned with strategy does not have unlimited resources at his/her disposal. Therefore, the aspect of the scarcity of resources is to be viewed as a cornerstone or fixed determinant of the underlying logic of strategy. This is a crucial factor because, as Gray points out, examples like Imperial France, Nazi Germany or the Soviet Union all demonstrate that the pursuit of political ends beyond one’s means is bound to fail.[xvi]Thirdly, Angstrom and Widen emphasize that the logic of strategy builds on the confrontation of opposing wills, which accounts for strategy’s interactive and consequently dynamic nature.[xvii] This component might be captured best by Beaufre, who approaches strategy as “the art of the dialectic of two opposing wills using force to resolve their dispute”.[xviii] It is crucial to highlight that the “opposing will” belongs to an intelligent, capable opponent. These three elements that define the logic of strategy are further interlinked, leading to repercussions among them.

As strategy describes the use of military means for the achievement of political ends, several authors have thus attempted to categorize the possible ways to use force. For instance, Robert Art distinguishes four functions of the use of force: defense, deterrence, compellence and swaggering.[xix] Why is this categorization important when reflecting on the logic of strategy? This is because the possible ways to use force (independently of which form the specific “force” takes) are not time-bound. When for example thinking of deterrence, one might be tempted to assume that this specific way to use force is inextricably linked to the deterrence function of nuclear arms in combination with the principle of mutually assured destruction (MAD). However, as Lonsdale vividly illustrates, Alexander the Great already mastered the interplay of military power and psychological effects and made use of coercion and deterrence in order to expand and sustain the newly shaping borders of his empire.[xx] This demonstrates that the logic of strategy operates on the basis of a certain toolkit of ways to use force, which have persisted over time.

Another aspect which could be interpreted as part of a universal logic of strategy might be its inherent paradoxicality. This feature is above all emphasized by Edward Luttwak, who postulates that the whole strategic sphere is permeated with a paradoxical logic deviating from day-to-day life’s ordinary “linear” logic.[xxi] He underpins this notion by referring to the proverb “Si vis pacem, para bellum”, the idea of nuclear deterrence (thus the interpretation of one’s readiness to attack retaliatory as genuinely peaceful intent) or by providing specific examples.[xxii] In this sense he draws attention to Japan’s attack on Pearl Harbor in 1941 and claims that the Japanese were able to create a momentum of surprise only by neglecting crucial preparations.[xxiii] This means that within the realm of strategy, Luttwak’s paradoxical logic finds thorough application as the straightforward “linear” logic is viewed rather predictable and is therefore more likely to be punished.

In sum, the aspects outlined above could be perceived as being universally valid, throughout time and space. However, as will be argued, there is more to the logic of strategy that must be considered.

Going Beyond Strategy’s Universal Logic

In the following, the attempt should be undertaken to challenge the notion that there is indeed only a logic of strategy. One could firstly argue that strategy, bridging between military means and political objectives, is not only grounded in the specific universal logic as outlined before but that strategy is also always a choice among several available options. Then the question follows, if all options available would theoretically all be equally feasible, require the same resources and are similar in terms of effectiveness, which strategy would be adopted? One could argue that this depends on the involved actors, which, even if acting under the premise of rationality, are rooted in their specific historical, social and political contexts.

Strategy is therefore clearly not designed within a vacuum. The contents of strategy do not only derive from what was described above as composing the universally valid logic of strategy. If we return to the definition of “logic”, the term was understood as a process of thought, which leads from several given premises to a valid conclusion under the condition of rationality. Therefore, also the given time- and space-bound circumstances under which a certain strategy is formulated could be considered as forming their own logic. Angstrom and Widen summarize these circumstances as strategic context, which unfolds along the lines of six dimensions of politics (without claiming to be exhaustive): geography, history, ideology, economy, technology and the political system.[xxiv] Instead of treating them as mere contextual factors, it is important to consider the respective as constituting their own logic, along which strategy is aligned. However, Angstrom and Widen emphasize that these actor-specific factors only bear limited explanatory power and that it is difficult to assess to what extent these factors influence the design of strategies.[xxv] This, nevertheless, does not invalidate the notion that these actor-, time- and space-specific circumstances should be considered as another logic by itself. Acknowledging the existence of more than one logic of strategy penetrating the realm of strategy would further emphasize the importance of the specific embeddedness of strategy – without undermining the significance of the above identified universally valid logic of strategy. One would consequently accept that when it comes to strategy, one encounters several logics in action.

Conclusion

When returning to the initial question, which implications the existence of a logic of strategy would have, specifically regarding the prospect of success, it is worthwhile to consult Richard Betts, who asks “Is Strategy an Illusion?”.[xxvi] He argues that effective strategy is often impossible due to the unpredictability and complexity of the gap between the use of force and the aspired political ends.[xxvii] However, it is indeed because of this overwhelming complexity in which strategy operates that its underlying logics should be reflected upon. Gaddis refers to the universally valid features of the logic of strategy as a “checklist”, which shall be considered to contribute to the design of a successful, effective strategy.[xxviii] As was demonstrated above, it is nevertheless also crucial to consider the additional specific time-and space-bound logic of strategy. To understand the strategy of potential opponents, it makes sense to deconstruct its logical foundation, to consider the universally valid logic of strategy but also the respective underlying actor-specific logic. Strategy thus operates along a multidimensional logic, both universally valid and time- and space-bound. This is what makes strategy difficult but acknowledging this conceptual aspect might notwithstanding contribute to its further mastery.


[i]Luttwak, Edward N., The Rise of China vs. the Logic of Strategy (Cambridge and London: Harvard University Press, 2012), vii.

[ii]Ibid., viii.

[iii]Mahnken, Thomas G., The Evolution of Strategy… But What About Policy? Journal of Strategic Studies 34 no. 4 (2016), 52.

[iv]Gray, Colin S.,Modern Strategy (Oxford: Oxford University Press, 1999), 1.

[v]Gray Colin S., Why Strategy Is Difficult. JFQ (1999), 8.

[vi] Cf. Lonsdale, David J. and Colin S. Gray (eds.), The Practice of Strategy: From Alexander the Great to the Present. Oxford: Oxford University Press (2011).

[vii]Freedman, Lawrence. The Meaning of Strategy: Part I: The Origin Story. Texas National Security Review 1 no. 1 (2007), 90-105.

[viii]Whetham, David, The Practice of Strategy: From Alexander the Great to the Present. Edited by John Andreas Olsen and Colin S. Gray. War in History 21 no. 2 (2014), 252.

[ix] Gray, Modern Strategy,17.

[x]Armstrong, Jan and J. J. Widen,Contemporary Military Theory. The Dynamics of War (New York: Routledge, 2015), 33. Original emphasis.

[xi]Hintikka, Jaakko, Logic. Encyclopaedia Britannica, accessible via: https://www.britannica.com/topic/logic [accessed: October 25th 2020].

[xii]Art, Robert J., To What Ends Military Power? International Security 4 no. 4 (1980), 35.

[xiii]Gilpin, Robert G., No one Loves a Political Realist. Security Studies 5 no. 3(1996), 26.

[xiv]Gaddis, John Lewis, Containment and the Logic of Strategy. The National Interest 8 no. 10 (1987), 29.

[xv] Armstrong and Widen, Contemporary Military Theory, 46.

[xvi]Gray, Why Strategy Is Difficult, 10.

[xvii] Cf. Armstrong and Widen, Contemporary Military Theory.

[xviii]Beaufre, André, An Introduction to Strategy (London: Faber and Faber, 1965), 22.

[xix] Cf. Art, To What Ends Military Power?

[xx]Lonsdale, David J., The Campaigns of Alexander the Great. In: John A. Olsen; Colin S. Gray (eds.). The Practice of Strategy: From Alexander the Great to the Present (Oxford: Oxford University Press 2011)33.

[xxi]Luttwak, Edward N., Strategy: The Logic of War and Peace (Cambridge and London: Harvard University Press, 2001), 2.

[xxii] Ibid.

[xxiii] Ibid., 6.

[xxiv] Cf. Armstrong and Widen, Contemporary Military Theory, 36-43.

[xxv] Ibid., 42-43.

[xxvi] Cf. Betts, Richard K., Is Strategy an Illusion? International Security 25 no. 2 (2000), 5-50.

[xxvii]Ibid., 5.

[xxviii] Gaddis, Containment and the Logic of Strategy, 38.

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