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Assessing United Nation’s commitment to “resolve conflict”: The need to re-strategize Peacekeeping missions

Anant Mishra

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Numerous peacekeeping missions conducted by the UN “drastically” failed to “maintain peace and security” in the “conflict-rigged” regions. The article focuses on the peacekeeping missions conducted by the UN during the late 1990s, while carefully “assessing the operational mechanism” of the UNTAG in Namibia and its interaction with UNPOL and CIVPOL while keeping in mind the “geo-political” impact of a “failed intervention” and later providing “viable pragmatic solutions” to ensure a “successful implementation of peace-building and peace-keeping initiatives”. Peace-keeping mission’s success depends heavily on “regional political actors”, whereas to ensure a smooth “democratic transition”, support from international aid organizations, non-government institutions remains vital.

Although, “carefully preparing rehabilitation and restructuring programs” while “timely monitoring and evaluating its implementation”, coupled with a “viable pragmatic framework of the peacekeeping mission”, are some of the primary factors responsible for ensuring “regional political cooperation” in an effort to maintain peace.

Introduction

In the last decade, the world witnessed formulation of various Peacekeeping missions especially strategized to re-vitalise “peace and stability in the region”. However, in the light of frequently increasing international and regional stakeholders such as the North Atlantic Treaty Organization (NATO), power countries such as the US, Britain, Japan, Germany, international institutions such as the European Union (EU), League of Arab States (LAS), Association of South East Asian Nations (ASEAN), and African Union (AU), United Nations remains the principle agency whose participation in peacekeeping missions, is “vital”. Today, over 15 peacekeeping missions are deployed under the leadership of UN Department for Peacekeeping Operations (DPKO), the principle agency of the UN, which inspite of “formidable expertise and experience” continues to face immense criticism for “fulfilling partial or fraction of expected results”. The criticism highlights two “significant facts”: UN has a habit of “repeating the same mistake in every new mission”, highlighting the “failure to achieve numerous objectives” stated in the “over-ambitious mandate” of UN missions particularly in Cote d’Ivoire, Somalia and Haiti. On the contrary, a large segment of “socio-economic development initiatives” remains “unachieved” as witnessed from its bitter experience in Rwanda and Sudan.

The article emphasis on the need for UN take a “responsible leadership role” in “resolving international conflicts”, disregarding the “pressure from international political arena” or “acute criticism received from military and security experts” on recent “unfavourable outcomes” from peacekeeping missions. The answer to these “unfavourable outcomes” lies within the successes achieved by the UN peacekeeping missions coupled with numerous successful “resolutions” passed the UN Security Council. The particular case of Namibia and the measures successfully implemented by the then UN Transition Assistance Group while ensuring“ peaceful transition of power” through “elections” and paving a way for a “democratically elected government”, are vital to assess and formulate future peacekeeping missions. The article’s focus is to “carefully understand and assess operational mechanism of the UNTAG” which made it a successful peacekeeping mission while understanding the factors responsible for making the mission a success and “simulating those factors in the peacekeeping missions of today”.

History of Namibia and UNTAG formation

To analyse the factors responsible behind UNTAG mission’s successful, it is important to understand the history of Namibia and the scenario which resulted in the formation of UNTAG. The question of “political stability in Namibia” is as old as the UN itself, perhaps older. Series of dialogues, discussion sand multiple responsible actors advocating for a “peaceful solution” in Namibia, were largely “responsible factors” of its success.

The political quest to control Namibia began with the invasion of British led South African Union forces defeated the then German troops during World War I. Although, the “disputed” Namibia came under the supervision of League of Nations “mandate”, the then British dominated troops of South African Union enjoyed “political and administrative” control over the region. However, during post-World War II, the International Court of Justice “over-ruled” the de-facto political and administrative control of South African Union forces on Namibia terming it “illegal and violation of all international laws”, brushing the judgment aside, South Africa continues to treat Namibia as its own “province”. In an effort to achieve independence from the then South African “occupation” of Namibia, a violent faction in the name of South Africa People’s Organization was formed.

Clearly mentioning the “international status” of Namibia, the then United Nations Security Council passed numerous resolutions between the year 1966 and 1968. Namibia was now under direct UN administration, whose responsibility was given to the then formed UN Council on South West Africa. After completing numerous “fact-finding missions”, the UN Council on West Africa agreed that “the South African occupation of Namibia was illegal” and in 1975 declared to “democratically conduct elections under the UN supervision”. While three members of the P5 countries plus Canada and Germany “debated for a peaceful independence”, the then “apartheid gripped” South Africa wanted to retain its “occupation” on Namibia. United Nations, then officially recognized SWAPO as a “responsible stakeholder and partner in peaceful discussions”, in 1976.

The official formulation of the UNTAG peacekeeping mission was complete in early 1978, whereas its mandate was completely “strategized” by the end of the same year, with a principle focus of “carrying out peaceful democratic transition of power while declaring Namibia’s independence”. However, the official deployment of UNTAG was delayed for eleven years only to be implemented after a temporary ceasefire between SWAPO and South African troops in April 1989. The time taken by UN to successfully deploy its peacekeeping mission was largely contributed to the Cold-War which will be significantly addressed in the later section of the article. The UNTAG peacekeeping mission lasted for one complete year and its formal closing came only when the state assembly received a formal declaration from then UNTAG Special Representative on 21st March 1990.

Essential elements of success

“Mission-specific” Mandate

To draw an initial assessment of the UNTAG mission in an effort to compare it with other UN peacekeeping missions, it is imperative to first understand the nomenclature of its mandate. The Mandate not only states the “operational mechanism of UN troops on the ground, but also acts a framework strictly defining the actions of UN personnel”, including their “rule of engagement” while highlighting “objectives of the mission” with an interim timeline.

The principle discussion during the “formulation of any UN Mandate” largely rests on Chapter VI or Chapter VII of the United Nations Charter. Chapter VI explicitly states the use of military force only in cases when “fired upon” while explicitly mentioning a formal “ratification of all stakeholders”, meanwhile Chapter VII states the use of necessary military force without “formal ratification of any stakeholder”. Today, experts continue to argue on the successes achieved by peacekeeping missions implementing Chapter VII of the UN Charter, as the mission remains “independent” and free to initiate any formal military engagement while inducing “political pressure” if necessary, in an effort to “maintain peace and stability in the region”. The Rwandan genocide is a perfect example, as the mission received only the mandate of Chapter VI making it “impossible to initiate a direct confrontation” with violent factions. In this scenario, the mission failed largely because of an unmatched mandate.

Although, it extensively depends upon the “intensity of conflict and presence of responsible stakeholders”, the mandate including Chapter VI proved to be vital, in case of UNTAG in Namibia, and a perfect example to “implement successful peace and stability in a region” without the direct use of military action.

Furthermore, the responsibility to “build and secure negotiations” further increase the stakes of responsible parties, which can be highlighted from “extensive diplomatic engagements between SWAPO and South Africa.

However, no individual can predict the “the success of peacekeeping mission solely from either Chapter VI or Chapter VII mandates”. Although, the difference will be created when the “mandate is able to fulfill the operational requirements of a peacekeeping mission”. This “burden of responsibility” only lies with the Permanent Members of the United Nations Security Council.

Role of international communities

Experts have “traditionally” credited the success of UNTAG peacekeeping mission to “effective communication and coordination” between the then members of United Nations Security Council. This statement is essentially correct, as the global dynamics were “fluid” then, in the light of the Cold War. With “principle of uncertainty” hanging over the mission, the then member nations of the Security Council adopted the 1978 UN Security Council Resolution 435, while ensuring “legal necessities” of the mission and formally deploying the UNTAG forces by the end of Cold War.

In the light of Cuban troops withdrawal from Angola, the then policy makers at the UN were not willing to take any chance of “outgoing clashes” between SWAPO in Namibia and angered Cuban forces, thus delaying the deployment of UNTAG peacekeeping force for over eleven years, even after successful ratification of the then Resolution 435. In the meantime, South Africa was taking desperate “maneuvers” in an effort to retain its “colony” under the apartheid system, rallying behind the then Reagan administration through a strategic partnership agreement: South Africa, however “hesitantly” accepted the UN led leadership of Namibia while forming an alliance with the US to prevent communism from spreading from Mozambique to Angola and South Africa. South Africa made a “political maneuver”, establishing relationship with Washington in the light of the latter’s “involvement in South Africa’s domestic politics”.

Washington on the contrary, needed South Africa’s support, in an effort to address the issue of Namibia’s independence, needing a formal consent from South Africa under the Chapter VI of the UN Charter. Washington refrained to infiltrate militarily in Angola and Namibia, as these “geographies” did not hold much “political value”. Furthermore, Washington could not afford another proxy war especially when the “political and economic” stakes were high, after its recent “costly gamble” in Vietnam.

Taking the communist perspective, which were then Cuba and Angola, with Soviet Union supporting them, Soviet Union could not maintain a grip in Cuba. The winds of “communist politics” were drastically changing course. Moreover, South African military units along with forces of Frente Nacional da Liberaçao de Angola (FNLA) and the National Union for Total Independence of Angola (UNITA) soldiers, financially aided by Washington, began “aggressive” military attacks on Soviet backed Cuban and Angolan troops within Angola. This resulted in “politico-military campaign” supported by both blocs. In 1984, the then President of Angola, declared the withdrawal of its troops, only under three conditions:

a)South Africa must remove all its troops from Angolan territory.

b)Implement Resolution 435, but only under the leadership of UN.

c)Immediately cease all US and South African intervention in Angolan domestic politics.

It remains a fact that, “Post-Cold War period brought a tremendous shift in international politics” which also ended the “stalemate in UN Security Council” making it “effective” to take decisions again. Furthermore, in case of Namibia’s independence, the role of UNTAG peacekeeping mission was vital and received a significant support from international communities (all actors) ensuring a “positive result”. The need for members of the UN Security Council and other international communities to support any UN peacekeeping mission, is absolutely vital, without which, the peacekeeping mission will not be able to deliver necessary progressive results.

Role of regional communities

The success of the UNTAG peacekeeping mission was not only possible because of an extensive support from international communities, the necessary support from regional and domestic cooperation remained vital during “electoral proceedings”. The theory to conduct elections in a conflict state has been “discussed and debated rigorously, many questioning the UN’s state building initiatives, however, in Namibia, without “opening the doors to free and fair elections, UNTAG peacebuilding successes couldn’t have achieved. From a point of “traditional analysis”, there are three key points policy makers must remember. Some may be unique for Namibia, while other case analysis can be “effectively used to reinforce on-going peacekeeping missions while formulate effective operations in the near future”.

a) To begin with, the “root cause of the issue” along with cooperation and coordination between multiple regional stakeholders at various levels provided strength to the “peacekeeping initiatives” right from the beginning. The “stance” taken by multiple stakeholders were “clear” highlighting the difference between “contested parties” and parties “voicing to achieve a same goal”, which separated the “two conflicted parties from other groups”. This eased the efforts taken by the UN military Observer units to monitor ceasefire. Moreover, bilateral communications between the “contesting stakeholders” through mediation from an international inspector, United Nations in this case, easily communicated between the two.

b) It would not be incorrect to state that, the issue in Namibia was “largely one-sided” especially in the context of “regional political turmoil”. Border skirmishes, violent ethnic clashes and resources distribution, did not affect the peace process. The incumbent peace-keeping missions in Sudan and missions in Rwanda, the threats to peacebuilding were extensive.

c) Moreover, the Namibian government institutions, before the deployment of UNTAG peacekeeping forces, were “structurally functioning”, as the institutions did not receive extensive damages in the civil war. With a large section of government institutions still functioning, across the country, UNTAG were able to “operate and carry out constitution election successfully” using such “institutional support”. It is important to note that, the supervision of UN mission in Congo largely failed because of absence of vital “institutional infrastructure”, which were decimated in subsequent civil wars.

While carefully assessing the role of “civil society in the success of UNTAG peacekeeping mission”, it is imperative for domestic entities to play a responsible role, to ensure the success of peacekeeping missions. These domestic entities included regional, local and national political organizations, the press, civil society institutions, non-government agencies, government entities and various minority groups. The responsibility taken by local masses during elections, changed the course of Namibian history. As a matter of fact, the voters appearing to cast votes outnumbered even the UN voting estimation exceedingly by 50:1. The total recorded turn out was at 97 percent.

Effective structure

Besides “cooperation and coordination” from international and domestic stakeholders, the objectives of the UNTAG peacekeeping mission followed by relentless efforts undertaken by its personnel, resulted in successful constitution elections. The mandate of the mission “coupled” the effectiveness and the efficiency of UNTAG personnel in Namibia, which gave desired results. It is imperative for the mission to fulfill “operational goals”, even overlooking the people’s “suspicions”. It is also important to note that, beside UNTAG, there were no “successful” peacekeeping missions that democratically conducted constitutional elections; “UNTAG was swimming in unchartered territories”. If the elections turned out to be a failure or “rigged”, would not only have dissolved the legitimacy of political institutions but could have raised questions on the ability of UN peacekeeping while “extensively” compromising UN position of “neutrality”. Besides South Africa, almost every stakeholder had “certain hidden agendas” forcing them to support UNTAG.

Apart from this “complex political understanding”, there was an “effective and efficient” cooperation and coordination between different military officers, advisors, civilian staffers and UNPOL officers. The mission was not only to observe a ceasefire, but it largely extended to “conducting free and fair elections” which needed the support of UNPOL and civilian staffers. The triggered an “intensely complex, integrated multidimensional response” coupled by “extensive and rigorous communication” within all sectors and command units within UNTAG headquarters. This indeed was a “complex scenario”, especially when the deployed troops hailed from different countries with different command structure and expertise.

Besides communication and integrated command structures, the mission responsibility largely depended on “skilful resourceful officers”, who maintained a direct communique with their headquarters in New York, will facing “numerous threats to peace”.

However, there were series of “frequent rigorous” clashes between SWAPO and South African military units, and fighting began intensive with every clash. This occurred during the initial deployment of UNTAG observers, in a time when the personnel strength was half. The peacekeeping initiatives were further reinforced with diplomatic communique, which resulted in a meeting between UN diplomat and the two “contentious” parties. SWAPO then began to actively participate in DDR (Disarmament, De-mobilization and Reintegration), only when UNTAG was in full strength. With complete in strength, UNTAG headquarters responded actively while establishing an effective communication with all UNTAG mobile and command units, in an effort to quickly resolve the conflict. The failure of timely communication resulted in loss of numerous lives during UN peacekeeping mission in Rwanda. Policy makers must note that, communication plays a vital role in de-escalating conflict.

The UNPOL acted as a bridge, connecting commanders in UN HQ directly with the masses. The observers deployed under civilian police units, were strictly instructed to not to take an action directly, rather focusing on the development of local police units, South African police, until the independence of Namibia.

The civilian police units were strictly tasked to maintain “peace, security and the rule of law ”while remain “unbiased” throughout the time. This was quite a difficult task. The local masses were not aware about the civilian police structure, new to their environment, building trust remained vital. Civilian police units conducted numerous peace building public centric initiatives, in an effort to gain trust. South Africa tried to portray a “negative image” about civilian policing, while strengthening their tactics of “guerrilla warfare” in an effort to counter police with an objective to create chaos. With an effective communication with UNTAG HQ and other command and mobile units, the UN successfully countered the insurgency through diplomatic means.

Furthermore, the success of the mission extensively depended on “winning hearts and mind”, the cooperation of the masses and their coordination with the UNTAG observers remained vital. As stated in aforementioned arguments, the mandate of UNTAG was strictly political; “free fair and democratically” conduct constitutional elections. In the past UN peacekeeping operations, “conducting free and fair elections” was no less than a nightmare for officers and commanders of UN. Indeed democratically conducted elections boosts the moral, but if the election fails, the domino effect created by the failure to conduct free and fair elections will instigate cataclysmic events. After the formal declaration of elections, the masses are “vulnerable to violence”. During this time, UN HQ discusses multiple challenges, especially those faced during formulation of a timeline, voter registration and counting procedures, selection of the electoral system, plus the availability of a suggestion/complain box. The responsibility is not limited to only “conducting elections” but ensuring that the electoral candidates do not violate any laws established or install dictatorial control over the government, remains vital for peacekeeping officers to address. UNTAG successfully addressed all the aforementioned “challenges”. Since, Namibian masses had no “electoral” experience, hence, the masses were given “extensive” electoral education. UNTAG HQ successfully distributed numerous multi-lingual pamphlets and distributed them throughout the country. The officers closely worked with religious establishments and local policy leaders in an effort to create awareness among the masses, while spreading the agenda and purpose of the UN mission. Despite facing serious financial challenges, UNTAG successfully achieved its mandate. Considering all stages (from monitoring to implementation), not one issue pertained. The UNTAG officers demonstrated highest “responsible behaviour and completed their task with outmost professionalism while maintaining timely and effective cooperation and coordination with command and mobile units”.

Time management

To successfully achieve the mission-mandate, timing was imperative. Timing played a phenomenal role in the success of UNTAG mandate:

a)UNTAG HQ maintained it separate timeline syncing it with the timeline established to conduct elections, which began on the day of its deployment. Furthermore, the role of the stakeholders and their presence were all accounted for, making UNTAG the only agency to conduct elections.

b)Most importantly, the time between the ratification and acceptance of the 1978 Resolution of 435 and UNTAG peacekeeping missions formal deployment in 1989, eleven years were significant for UNTAG to simulate and prepare.

Policy makers must note that, the actual deployment structure remained the same even after its deployment in 1989.This structure was further reinforced with “ready to support” stakeholders. This made UN’s image as a principle agency to carry out peacekeeping missions “concrete” as it relentlessly pursued the then members of the UN Security Council to ratify and adopt the Resolution 435, while “extensively engaging” with all stakeholders.

Moreover, a large section of UN peacekeeping officers, extensively worked on identifying viable pragmatic policies to conduct free and fair Namibian elections in these eleven years. This ensured a “constant flow of information, management of information while maintaining constant and effective communication between the stakeholders. In this case, the preparations were “exceedingly lengthy” and “available time was cautiously and judiciously” utilized in relation to the “mandate and operational mechanism along with personnel management and communique”, which ultimately resulted in the success of UNTAG mission.

Conclusion

Today, peacekeeping missions conducted by UN, continues to face “questions on its legitimacy”. Many experts, think tank policy specialists and political leaders world-wide not only “consider it as an intervention” but also raises questions on “moral and ethnic grounds”. Superimposed by past unsuccessful peacekeeping missions the perception of general masses have drastically changed. Some raises questions on the missions “sustainability”, while many questions the “dilemma of democracy or the rise of dictatorial regimes”.

Policy makers and expert military strategists continue to face numerous challenges in “devising an appropriate peacekeeping strategy”. Every mission is new and seek different approaches, especially in its complexities, stakeholder’s approach and superimposing mandates. Although, one factor that could determine the success of peacekeeping mission, “operational mechanism”, which certainly exists in every mission, if “harness effectively and efficiently” with a right mandate, has the potential to drive mission successfully. However, it will not be incorrect to say that, UNTAG did not face any “complex hostile environment” as compared to UN missions in Rwanda, Sudan and Somalia. However, the successes achieved during UNTAG mission in Namibia, highlights certain “facts” applicable in all future UN peacekeeping initiatives.

a)It is absolutely vital for members of the United Nations Security Council (UNSC) to formulate a “mission centric mandate”.

b)The success of any peacekeeping mission largely depends upon cooperation and coordination at international, national, local and regional levels. This step should be further reinforced by “creating community centric development programs/initiatives”.

Then comes the “eccentricity of timing and pre-planning.

If the mandate is achieved before the estimated established time, the confidence of the people will increase and so does the missions/organizations authenticity and legitimacy. Policy makers must prepare thoroughly, assess and simulate all probable/possible scenarios, in an effort to increase their “effectiveness” to respond to “unprojectable situations”, which are always “possible” during UN peacekeeping operations.

Anant Mishra is a security analyst with expertise in counter-insurgency and counter-terror operations. His policy analysis has featured in national and international journals and conferences on security affairs.

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Defense

The Game-changing Fallibility of BMD Systems: Lessons from the Middle East and South Asia

M Waqas Jan

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As the Middle East’s major powers recalculate their defence and foreign policies following last month’s missile strikes on Saudi oilfields, there have emerged some telling lessons with regard to the changing nature of modern warfare. While these lessons are perhaps painfully obvious to the likes of Saudi Arabia who have directly been on the receiving end of these attacks, they are also evident in the near deafening introspection being undertaken by the region’s other power brokers, the United States and Israel as well. This has been made clear by the fact that even after a month since the attacks took place, there remains a definite and near ironic aspect of shock and awe to what was otherwise a quick, covert and precision strike on a highly valuable target.

What’s more, the fact that the strike took place despite the presence of one of the world’s most sophisticated missile defense systems, presents a telling example of how the technological balance in cruise missile development has shifted more in favor of offensive strikes at the expense of a once reliable defensive capability. As such, the ease and precision with which one of the world’s most closely guarded facilities were struck, shows that based on the widespread availability of current technologies, it is perhaps more reliable to count on a missile system’s offensive strike capabilities. Consequently, the opportunity cost of investing in and developing expensive missile defense shields based on this scenario becomes tremendously higher.

These lessons provide valuable strategic import to another nearby region which is also brimming with tensions amongst two extremely well equipped and militarily capable states. This refers to the South Asian region, where both India and Pakistan also seem headed towards a dangerous escalation of hostilities. As a result, both countries would do well to consider the lessons emanating from the above-mentioned Saudi experience. For instance, like Saudi Arabia, India has also been on a military spending spree over the last decade, importing some of the world’s most advanced weapons systems from across the world. Its massive economic growth has given it license to pursue a robust military modernization program that is keenly focused on enhancing its power projection capabilities. However, again like Saudi Arabia, India’s military also remains untested and risks being termed another ‘glitter force’ that is more concerned with procuring arms as a matter of prestige as opposed to operational efficacy. This for instance was clear during India’s aerial engagement with Pakistani Air Force jets in March, during which a sophisticated Israeli origin missile fired by India’s air defenses downed one of India’s own Russian made Mi-17 helicopters. Such lack of operational readiness and blind faith in untested systems is evident in both the Saudi and Indian experience highlighted above.

Specifically, regarding the US made Patriot batteries used by the Saudis and the Israeli made Spyder missiles used by India, the above incidents have shown that the efficacy and reliability of these systems in the real-time conflicts of today is quite patchy at best. If anything, any form of over-reliance on these systems runs the risk of a grave miscalculation which in effect is multiplied by the regional complexities of both their respective security environments. These miscalculations are already on display in the increasingly volatile Middle East, as the Western backed and Saudi led military alliance is just realizing. With the vulnerability of such missile defense systems now increasingly evident, there has also arguably been an element of deterrence that has been further reinforced. Consequently, the path to de-escalation appears a lot more rational than one which may escalate towards all-out war. The case of South Asia too was similar where the aerial engagement between nuclear weapons capable India and Pakistan, also ultimately reinforced the latter’s conventional deterrent while exposing gaps in the former’s much touted aerial defenses.

Yet, considering that the case of South Asia remains infinitely more precarious due to the presence of two adversarial nuclear weapons states, the above described developments pose additional yet considerably more important implications when applied to the region’s nuclear deterrence framework. In effect, they erode the belief that ballistic missile defense systems can serve as the backbone to what many a state would consider a winnable nuclear war. These primarily comprise of Nuclear Weapons States such as the US and India which in the recent past have increasingly relied on concepts such as counterforce, pre-emption and precision as key themes within their official military thinking. All under the premise that Missile defense shields offer a reliable and credible defense against an adversary’s pre-emptive or secondary nuclear strikes as part of their strategic calculus. India’s much vaunted purchase of the Russian made S-400 system presents a clear example of such a strategy.

In contrast however, the fallibility and faltering reliability of such air defence systems shows the immense dangers of adopting such an approach within scenarios that have the potential of irreversibly altering life on earth as we know it. Considering how peace and stability in the South Asian region is precariously balanced between Pakistan and India’s nuclear deterrence framework, the unreliability and increasing fallibility of missile defense systems thus warrant a serious re-evaluation of the strategic calculus of both nuclear weapons capable India and Pakistan.  

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Protracted Asymmetric Geopolitical Conflict

Dayan Jayatilleka

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Each of us has his own definition of “geo-history”, and mine is the interface of the “geopolitical” and the “world-historical.”

We are marked by two anniversaries, that of the start of WW II in 1939 and its end in 1945. Fascism was a unique regime of terror, with a strategy of unbridled ‘exterminism’ and therefore constituted a unique political evil in world history. However, outside of its type of regime, strategy and tactics, was its ‘grand strategic’ goal also unique or was it not? Is there a resemblance or homology between, on the one hand, the doctrine of Ein Reich, the telos of world domination, a Thousand Year Reich, and the military moves of Germany and its Axis partners in the run-up to WWII, and on the other, that of a unipolar world order and global military expansionism; of open-ended unipolar global leadership? Is there a continuity or homology between on the one hand, the wartime US Grand Area planning for the postwar world (the documents of which were unearthed by Noam Chomsky), and the present Indo-Pacific strategy and on the other hand, the notorious earlier search for Lebensraum? Is the Indo-Pacific strategy an insistence on “maritime Lebensraum”?

If the answer is yes, and the two paradigms can be superimposed upon each other, then history provides only one answer: the united front and its extension, a global grand alliance. But a united front and grand alliance with whom, to what end?

Politics is combat. International politics is international combat. By the “suicide” of the Soviet Union (that post-mortem verdict was Fidel Castro’s), the Empire was unbound and it is now threatening world peace and the future of humanity itself. Every single arms control agreement (bar one) has been unilaterally renounced, but before that came the rollback of the Yalta and Potsdam agreements with the destruction of former Yugoslavia and the expansion of NATO. Now the empire seeks to dominate the entire global theatre in all possible spheres. This should not come as a shock or surprise. It is almost a law of physics (perhaps it should be called ‘geophysics’) that once unwisely unbound, the Empire would uncoil, spread, expand, and seek to dominate—in short, that the Empire would seek to behave as an empire.

The geohistorical question facing humanity today is how to constrain the Empire, but not return to the old delusions of how to do so. The Empire must be initially counterbalanced and then constrained– bound– permanently, until, as in the case of the Roman Empire, there is a benign change of beliefs (in this case, political) from within its own society, its own citizenry and not as before, a change in its external posture which proves in the long geo-historical term, to have been merely ephemeral, conjunctural, even tactical.

The Empire’s strategy as concerns Russia is quite simple to understand. It is a re-run of the strategy that enabled them to prevail in the Cold War. It is to provoke Russia into an arms race and exceed prudent spending limits, cause economic hardship and generate enough discontent that the citizenry, especially the young, will agitate, thereby causing psychological exhaustion and catalyzing peaceful democratic “regime change”, bringing into office a capitulationist/collaborationist administration sooner or later, in the wake of the end of President Putin’s term. Meanwhile, what is being played out in Hong Kong foreshadows the geohistorical endgame envisaged by the Empire for China and Eurasia as a whole.

By its global offensive, imperialism has potentially overstretched itself morally, ethically and politically. Not since Vietnam has imperialism had a potential target profile which is so large and so exposed. The targeting of Iran when that country has not violated the JCPOA can be turned into a massive indictment on the twin grounds of reason and logic as well as of natural justice. Similarly, the targeting of Venezuela can be exposed for the absurdity that someone who did not even run for Presidential office should be recognized as the legitimate President of a country. So also, the unilateral withdrawal from arms control agreements can be exposed for the danger this poses to humanity.

One of the most important principles of asymmetric political resistance is the identification of the most important strategic real estate as the moral high ground. The moral or moral-ethical high ground is the seizure and occupation of that terrain of argument which is recognized and recognizable as more rational, reasonable and of broader benefit to humanity, assuring “the greatest good of the greatest number” according to universal values and norms and not merely national or regional values and norms.

The main axial routes and themes of the political struggle should be Peace and Sovereignty. Firstly, these are themes that have a universal or near-universal resonance. Secondly, they allow the critic to fight for and occupy the moral high ground because the West has only a toehold on the moral high ground in all these cases. Thirdly, they are also the main achievements of humanity that are threatened by the Western offensive. Fourthly, they are themes that are likely to have resonance among peoples the world over, albeit with greater or lesser emphasis in different areas of the globe.

This great struggle cannot be waged with the guiding ideology solely of or governed solely by “State Interest” or “National Interest.” It can only be waged by the recovery of the spirit of “internationalism” that was present in the entire Soviet period. It is little appreciated that Stalin, the father of ‘Socialism in One Country,’ and political leader of the Great Patriotic War waged an international campaign against fascism. Even in periods of isolation and siege, Stalin’s perspectival approach was never one of a cultural or civilizational preoccupation. The struggle for Peace and Sovereignty, Against Interventionism and Global War, requires the building of global opinion and a global movement.

A contemporary Realist would immediately grasp the opportunity which has opened up in post-Cold War history, namely of compensating at least partially for the loss of those territories and Russia’s Western buffer, the rollback of Yalta and Potsdam and the USSR’s wartime gains and the advance of the NATO borders up to Russia, by the geostrategic gains on the Eastern front through the renewal of partnership with China. Obviously, this has been recognized and acted upon but it has yet to be optimized by the kind of diverse yet solid strategic relationships that the USA has through NATO in the West, and Japan and many other states in other parts of the world. A Realist would recommend a re-visiting, retrieval and revision of Article 1 of the 30 Treaty signed by Stalin and Mao, which recognizes that the security of Russia and China are indivisible and that any aggression against one will be regarded as aggression against the other and responded to accordingly.

There is a contradiction between the Western project of the encirclement of Russia and the intellectual response to that encirclement. One of the reasons for that contradiction is the fact that academies and think tanks have been shaped and formed by and sometimes in the decades of ‘peaceful coexistence’ and later ‘détente’ with the West and are almost structurally unprepared for the change in the global geopolitical-geostrategic ‘ecology’ as it were. These institutions were formed or reshaped by party edict as adjuncts of the tasks of negotiation with the West and the competition (which became enmity for a period) with China. They are structurally oriented towards the West; their institutional faces are turned westwards. Their entire spirit and ethos are those of partnership with the West and suspicion of China stemming from the 1960s and 1970s.

Institutions need to reflect the tasks of the new times, those of facing the West as an adversary in a protracted Cold War encompassing a global hybrid war; facing encirclement by the West and the global offensive of the West. Perhaps new joint analytical and academic institutions should evolve as intellectual-scientific superstructures of the SCO, BRICS, the Astana process and most importantly the partnership with China. A Russo-Sino joint think-tank or ensemble of think-tanks of Advanced Studies, as an intellectual microcosm or advanced prototype of a strategic alliance (not merely a strategic partnership) seems an imperative need.

The threat to Russia is nothing less than deeply, profoundly existential. If Iran is disaggregated by military action two things will result simultaneously. In a small scale equivalent of the collapse of the USSR and the dawning of the unipolar moment after the Cold War ended, there will be a dramatic shift of the balance of forces within the global Islamic community or ummah, to the Wahhabi/Salafists, just as in return to pre-1979, Western power is projected right back into an arena dangerously proximate to Russia’s ‘soft underbelly’ as the western analysts have always seen it. The intermediate ‘buffer state’ may not always remain so. Any deep damaging of Iran will also have global grand strategic implications of tightening the encirclement of Eurasia and weakening China.

Iran’s capacity for deterrence and if deterrence fails, its capacity for prolonged resistance and the same of Venezuela, will decide the level of resistance far away from Russia’s frontlines. If Afghanistan ended the USSR by bleeding it white, then the most effective Western policy in that theatre was to equip the so-called mujahidin with shoulder fired anti-aircraft missiles to neutralize Soviet air power. If the USSR had not been so enmeshed in détente as to hold back the SAM-6s from and provide only a minimum supply of SAM-7s to the Vietnamese, then the damage inflicted on the US may have been such that it could not have gone on the offensive in Afghanistan a mere three years after the withdrawal from Saigon. While the US had no compunction in providing shoulder-fired to the Afghan mujahidin, with whom they had nothing in common ideologically, knowing full well that they would cause Soviet casualties especially among pilots, the USSR did have compunctions in providing SAM-6 batteries and a far more generous quantity of SAM-7s to the Vietnamese who were ideological comrades. The Vietnamese used to wryly remark to those of us in the Vietnam solidarity movement in Asia, that had the USSR provided them with the quantity and quality of air defense missiles that it gave the Arab states in the same period, the early 1970s, the Vietnamese would certainly have used them more effectively and with less losses than did the Arab armies.

That is perhaps the best single piece of explanatory evidence as to why the US recovered so fast from the Vietnam defeat while the USSR unilaterally withdrew from the Cold War and collapsed. It was a matter of will, and the consistent clarity of the US that the USSR was the enemy, and the determination to prevail over it. Later, the successor state of the USSR, the Russian state, with the Russian armed forces as its core, was seen as the enemy—even when the Russian administration and leadership may have been seen as a useful quasi-ally, partner and even ‘friend.’ Thus, on the questions of Iran and Venezuela, a contemporary Russian ‘dialectical and historical Realist’ analysis would consider a ‘reverse Brzezinski.’

China appears caught in a contradiction within an irony. The contradiction is that having entered the world capitalist order dominated by the West and become a major player within it, it now finds itself vulnerable to both economic and military threats simply because it proved to be strong enough to be an economic competitor but not strong enough to prevent, deter or prevail over a military build-up triggered by the inherently hierarchical and hegemonistic character of the system it had bought into. The irony is that China had found itself caught in a contradiction because it had forgotten Mao’s theory of contradictions which draws a fundamental distinction between antagonistic and non-antagonistic contradictions. China regarded the competition between itself and the West as a purely economic and therefore non-antagonistic contradiction, but the world system being not only an economic system but one of power, China’s peaceful rise was perceived by the West not as a ‘friendly’ or non-antagonistic contradiction but precisely as an antagonistic one, to be responded to not merely by economic means but also by military means, namely the biggest build-up of an armada in recent history through the Indo-Pacific strategy.

The irony is a dual one, because it was China that first cautioned the USSR about the idealistic and utopian nature of the project of “peaceful economic competition” with the West, but later pursued it with greater zeal and success than the USSR ever did or could. In the 1960s and 1970s, China had established a methodology of identifying the contradictions in the world at any given period and went on to hierarchize those contradictions. The listing would naturally shift over time and became irrationally anti-Soviet at one point; an irrationality that lasted a long period. However, the methodology of discerning, identifying and ranking contradictions was a realistic one, because it alerted China or anyone who used the dialectical framework, to the reality of antagonism, of hostility, in the world arena.

If the world’s foremost military power which disposes of the greatest destructive force known by history, regards one or more countries as adversaries, indeed as The Other(s), and backs up this policy perspective with the actual offensive disposition and concentration of men and material over time, then basic survival instinct should dictate that the states designated and treated as adversaries should seek to combine their military and non-military strengths to countervail and deter such a power which regards them with hostility and as threats. There are several such countries but only two such great powers, and these are Russia and China, in whichever order. Those who opine that Russia can slip out of this siege by living down a perception of a special relationship with China and associating as closely or even more closely with other great or big powers, seem to forget that Western moves against Russia’s interests preceded its renewed hostility to China.

The bottom line is that in any objective, dialectical and historical Realist analysis of Russia’s core interests, no relationship with Europe can be a substitute or even on par with a partnership with China. Not all vectors are equal, and some are certainly more equal than others.

Since neither Russia nor China can countervail the US-led Western alliance on its own, a closer equation is needed between the two than between either Russia or China and any other big power or powers. No other big power, however friendly, is the target of unremitting and adversarial Western action, and therefore will not take the same risks for either Russia or China as each of them should logically do for each other, since they both stand threatened and targeted. A Concert of Big Powers cannot be a substitute for a defensive United Front or coalition of states, of which the Russia-China relationship will be the main alliance, consisting of those sovereign states actively threatened in a military-economic sense by the West.

These are the strictly personal views of the author.

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Defense

Time for a New Approach to Conventional Arms Control?

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The return to an outright deterrence relationship between NATO and Russia involves the danger of an arms race and a number of military risks, particularly in the NATO-Russia contact zones. These risks can be contained by means of sub-regional arms control. Approaches of this kind should comprise sub-regional force limitations, limitations of military exercises, transparency and inspection rules for rapid deployment and long-range strike capabilities outside the zone of limitations, as well as a strict verification regime. Measures should be based on existing agreements rather than negotiating a new treaty.

Currently, there is a little scholarly discussion on new initiatives or innovative approaches to conventional arms control (CAC) in Europe. A diligent study by Peter van Ham from the Dutch Clingendael Institute — “Modernizing conventional arms control in the Euro-Atlantic region” — discusses the merits of different approaches. A very critical report by the Swedish FOI Institute — “Conventional Arms Control. A Way Forward or Wishful Thinking?” — , edited by Johan Engvall and Gudrun Persson, focuses more on the question as to why German Social Democrats, in the wake of the 2016 Steinmeier initiative, are focusing so much on CAC than on the issue itself. And finally, in the framework of the OSCE Network of Think Tanks and Academic Institutions, a group of authors from Germany, Latvia, Poland, Russia, Switzerland, Turkey, and the US presented a concrete proposal for sub-regional arms control in the Baltic region — “Reducing the Risks of Conventional Deterrence. Arms Control in the NATO-Russia Contact Zones”.

There are many, to some extent, reasonable arguments questioning new efforts for CAC. The Conventional Armed Forces in Europe (CFE) Treaty is politically dead, the modernization of the Vienna Document on Confidence- and Security-Building Measures 2011 (VD11) is blocked. Why should any new initiative for CAC fly? In a broader sense, it is argued that, with the failure of the INF Treaty, the termination of the Iran nuclear agreement by the US and the uncertain future of the New START Treaty arms control, in general, has become almost unachievable. There is deep mistrust on all sides. Western governments argue that there cannot be business as usual (including arms control) with Russia as long as the Russian government is backing secessionist forces in Eastern Ukraine, while the Russian side is arguing that arms control is blocked by NATO’s ambitions for military superiority.

The Return of Deterrence

What unites most governments in Europe is the conviction that strengthening one’s own military capabilities is more important than cooperative security approaches. We are seeing the return of a mutual deterrence scenario coupled with the progressive erosion of cooperative security policies that were pursued until the early 2000s. To be sure: We never had a pure cooperative security scenario, but rather a hybrid mix of cooperative and deterrence elements. But even this led to an unprecedented reduction of conventional and nuclear weapons in Europe.

Currently, we are experiencing a quick reversal of this positive trend at all levels: We are witnessing the re-emergence of strong threat perceptions that are directly contrary to one another and mutually exclusive. Military exercises on both sides are approaching the levels reached in the Cold War. And we see hardening military postures, states investing more, modernizing and in some cases enlarging their armed forces. Although we have not yet reached a full arms race, we are on the brink of one. In terms of military options, the issue at stake is no longer “large-scale offensive options” of a continental-size in the sense of the preamble of the CFE Treaty, but the perception of emerging options for a surprise attack in the contact regions between NATO and Russia, particularly in the Baltic and the Black Sea regions.

The Risks of Deterrence

Any military deterrence relationship necessarily involves risks and inherently drives escalation. The three most important drivers of escalation are uncertainty, sub-regional conflicts, and the nuclear dimension. Uncertainty and the lack of military transparency are driving the two sides into a security dilemma with inherent worst-case thinking. Sub-regional conflicts — just imagine a re-escalation of hostilities in Ukraine — can be a powerful factor in raising the level of tensions in Europe. And finally, the failure of the INF Treaty will most probably have a destabilizing impact on the deterrence relationship in Europe.

These military risks in a narrower sense are aggravated by two broader global trends: With the rise of China and other emerging powers, we are passing through a period of hegemonic change that is characterized by a maximum of uncertainty and volatility. And we are passing through the two or three and not many more decades that are critical for stopping a global climate disaster. Both lines of risk, the more narrow military one as well as the broader global dimension, make it imperative to avoid a new arms race in Europe (and elsewhere) that would spoil scarce resources and attract the political attention that we urgently need to address global problems.

Options for Conventional Arms Control in Europe

Against this background, there are basically three options of addressing risks ensuing from a deterrence scenario dominated by conventional armed forces. The first is traditional measures of risk reduction, bilateral or multilateral agreements on the avoidance of incidents and accidents, possibly augmented by transparency measures. A good example is the Baltic Sea Project Team. Measures of this kind are considered by most governments, at least in principle. They are urgently needed, but clearly insufficient in view of the present and future risks.

A second option would be a comprehensive, pan-European post-CFE agreement that also involves new military options and types of equipment. The 2016 Steinmeier initiative for reviving arms control in Europe comes closest to this option. Despite discussions in a German-led Like-Minded Group this option seems to be far too ambitious under the current conditions. It would rather fit a cooperative security policy scenario that is beyond reach at the moment.

The third option consists of using arms control instruments for stabilizing the given deterrence relationship focusing on those areas where the danger of destabilization is most imminent, that is the contact zones between NATO and Russia. This option remains within the scope of mainstream deterrence thinking. It requires an approach of sub-regional arms control.

Problems of Sub-regional Arms Control

Sub-regional arms control is disputed by many for three main reasons. Some are afraid of the political singularization of those who would fall under a sub-regional arms control regime contrary to others who would not. Second, some governments are afraid that sub-regional or any kind of arms control would divert attention from necessary defense measures. And finally there is concern that sub-regional arms control might not be feasible in operational terms in the sense that there is always an impact from outside into the zone covered by a sub-regional arms control regime.

However, sub-regional approaches have been considered time and again. The negotiations on Mutual Balanced Force Reductions (MBFR, 1973-1989), the predecessor negotiations of the CFE talks, dealt solely with sub-regional approaches. And Chapter X of the VD11 explicitly addresses “Regional Measures.” If the three arguments quoted above are taken seriously, it is possible to establish valid sub-regional arms control regimes. The three key factors are an arms control zone large enough to dispel singularization fears and to limit properly the sides’ forces in an equal manner; sufficient regulations for armed forces outside the zone; and a thorough transparency and verification regime.

A Model for Sub-regional Arms Control in Europe

The authors of the Risk Study elaborated a model for sub-regional arms control taking the Baltic Contact Zone as an example. This zone would comprise Estonia, Latvia, Lithuania, Poland, the Eastern part of Germany covered by the 2 plus 4 Treaty, Belarus, and parts of the Western Military District of Russia. The zone is large enough to dispel fears of singularization as it covers parts of Germany and Russia. And it is also large enough to cover a substantial part of the sides’ forces. The Baltic arms control regime would be equipped with the following main features:

No permanent deployment of additional substantial combat forces would be allowed in the Baltic Contact Zone. This builds on the obligation of NATO in the 1997 NATO-Russia Founding Act to avoid “additional permanent stationing of substantial combat forces” in the newly admitted NATO states and the corresponding obligation of Russia in the 1999 CFE Final Act not “to station substantial additional combat forces” in the Kaliningrad and Pskov oblasts. Although there is no shared definition of the term “substantial combat forces,” there is wide-shared agreement that these two obligations are still valid and have not been broken. To make them operational for a sub-regional arms control regime, it would only be necessary to agree on a definition of “substantial combat forces” and to recommit to these obligations. The commitment not to increase combat forces in the contact zone would represent the key element of the sub-regional arms control regime.

In addition, military exercises in the contact zone would be limited in size, frequency, duration and geographical proximity to borders. Such an agreement could be regarded as a measure under Chapter X of the VD11.

As a complementary measure, rapid deployment and long-range strike capabilities deployed beyond the contact zone should be subject to a notification and observation regime.

All measures agreed would be subject to sufficiently strict transparency and verification regime that could also be established in the frame of the VD11. Certainly, additional quota for inspections and evaluation visits would become necessary.

Is Sub-regional Arms Control in Europe Possible?

Such a regime would have two important advantages: It would address the real risks, namely sub-regional offensive options, and it would build on the adaptation of existing agreements, the VD11, the NATO-Russia Founding Act and the CFE Final Act, rather than negotiating a completely new treaty. A sub-regional arms control regime of this kind is modest in the sense that it remains within the framework of a mutual deterrence relationship. However, it is bold in that it would introduce effective steps for stabilizing this relationship.

Is such an approach to conventional arms control in Europe feasible under the current conditions? Certainly not, if we continue to exchange almost ritualized mutual accusations. And it will become possible only when we recognize that extraordinary circumstances require special measures.

It will certainly not be possible if talks on conventional arms control are conducted predominantly at expert levels. These issues must be dealt with at the higher political levels, including heads of state and government, and ideally embedded in a broader approach of pragmatic cooperation.

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