Numerous peacekeeping missions conducted by the UN “drastically” failed to “maintain peace and security” in the “conflict-rigged” regions. The article focuses on the peacekeeping missions conducted by the UN during the late 1990s, while carefully “assessing the operational mechanism” of the UNTAG in Namibia and its interaction with UNPOL and CIVPOL while keeping in mind the “geo-political” impact of a “failed intervention” and later providing “viable pragmatic solutions” to ensure a “successful implementation of peace-building and peace-keeping initiatives”. Peace-keeping mission’s success depends heavily on “regional political actors”, whereas to ensure a smooth “democratic transition”, support from international aid organizations, non-government institutions remains vital.
Although, “carefully preparing rehabilitation and restructuring programs” while “timely monitoring and evaluating its implementation”, coupled with a “viable pragmatic framework of the peacekeeping mission”, are some of the primary factors responsible for ensuring “regional political cooperation” in an effort to maintain peace.
In the last decade, the world witnessed formulation of various Peacekeeping missions especially strategized to re-vitalise “peace and stability in the region”. However, in the light of frequently increasing international and regional stakeholders such as the North Atlantic Treaty Organization (NATO), power countries such as the US, Britain, Japan, Germany, international institutions such as the European Union (EU), League of Arab States (LAS), Association of South East Asian Nations (ASEAN), and African Union (AU), United Nations remains the principle agency whose participation in peacekeeping missions, is “vital”. Today, over 15 peacekeeping missions are deployed under the leadership of UN Department for Peacekeeping Operations (DPKO), the principle agency of the UN, which inspite of “formidable expertise and experience” continues to face immense criticism for “fulfilling partial or fraction of expected results”. The criticism highlights two “significant facts”: UN has a habit of “repeating the same mistake in every new mission”, highlighting the “failure to achieve numerous objectives” stated in the “over-ambitious mandate” of UN missions particularly in Cote d’Ivoire, Somalia and Haiti. On the contrary, a large segment of “socio-economic development initiatives” remains “unachieved” as witnessed from its bitter experience in Rwanda and Sudan.
The article emphasis on the need for UN take a “responsible leadership role” in “resolving international conflicts”, disregarding the “pressure from international political arena” or “acute criticism received from military and security experts” on recent “unfavourable outcomes” from peacekeeping missions. The answer to these “unfavourable outcomes” lies within the successes achieved by the UN peacekeeping missions coupled with numerous successful “resolutions” passed the UN Security Council. The particular case of Namibia and the measures successfully implemented by the then UN Transition Assistance Group while ensuring“ peaceful transition of power” through “elections” and paving a way for a “democratically elected government”, are vital to assess and formulate future peacekeeping missions. The article’s focus is to “carefully understand and assess operational mechanism of the UNTAG” which made it a successful peacekeeping mission while understanding the factors responsible for making the mission a success and “simulating those factors in the peacekeeping missions of today”.
History of Namibia and UNTAG formation
To analyse the factors responsible behind UNTAG mission’s successful, it is important to understand the history of Namibia and the scenario which resulted in the formation of UNTAG. The question of “political stability in Namibia” is as old as the UN itself, perhaps older. Series of dialogues, discussion sand multiple responsible actors advocating for a “peaceful solution” in Namibia, were largely “responsible factors” of its success.
The political quest to control Namibia began with the invasion of British led South African Union forces defeated the then German troops during World War I. Although, the “disputed” Namibia came under the supervision of League of Nations “mandate”, the then British dominated troops of South African Union enjoyed “political and administrative” control over the region. However, during post-World War II, the International Court of Justice “over-ruled” the de-facto political and administrative control of South African Union forces on Namibia terming it “illegal and violation of all international laws”, brushing the judgment aside, South Africa continues to treat Namibia as its own “province”. In an effort to achieve independence from the then South African “occupation” of Namibia, a violent faction in the name of South Africa People’s Organization was formed.
Clearly mentioning the “international status” of Namibia, the then United Nations Security Council passed numerous resolutions between the year 1966 and 1968. Namibia was now under direct UN administration, whose responsibility was given to the then formed UN Council on South West Africa. After completing numerous “fact-finding missions”, the UN Council on West Africa agreed that “the South African occupation of Namibia was illegal” and in 1975 declared to “democratically conduct elections under the UN supervision”. While three members of the P5 countries plus Canada and Germany “debated for a peaceful independence”, the then “apartheid gripped” South Africa wanted to retain its “occupation” on Namibia. United Nations, then officially recognized SWAPO as a “responsible stakeholder and partner in peaceful discussions”, in 1976.
The official formulation of the UNTAG peacekeeping mission was complete in early 1978, whereas its mandate was completely “strategized” by the end of the same year, with a principle focus of “carrying out peaceful democratic transition of power while declaring Namibia’s independence”. However, the official deployment of UNTAG was delayed for eleven years only to be implemented after a temporary ceasefire between SWAPO and South African troops in April 1989. The time taken by UN to successfully deploy its peacekeeping mission was largely contributed to the Cold-War which will be significantly addressed in the later section of the article. The UNTAG peacekeeping mission lasted for one complete year and its formal closing came only when the state assembly received a formal declaration from then UNTAG Special Representative on 21st March 1990.
Essential elements of success
To draw an initial assessment of the UNTAG mission in an effort to compare it with other UN peacekeeping missions, it is imperative to first understand the nomenclature of its mandate. The Mandate not only states the “operational mechanism of UN troops on the ground, but also acts a framework strictly defining the actions of UN personnel”, including their “rule of engagement” while highlighting “objectives of the mission” with an interim timeline.
The principle discussion during the “formulation of any UN Mandate” largely rests on Chapter VI or Chapter VII of the United Nations Charter. Chapter VI explicitly states the use of military force only in cases when “fired upon” while explicitly mentioning a formal “ratification of all stakeholders”, meanwhile Chapter VII states the use of necessary military force without “formal ratification of any stakeholder”. Today, experts continue to argue on the successes achieved by peacekeeping missions implementing Chapter VII of the UN Charter, as the mission remains “independent” and free to initiate any formal military engagement while inducing “political pressure” if necessary, in an effort to “maintain peace and stability in the region”. The Rwandan genocide is a perfect example, as the mission received only the mandate of Chapter VI making it “impossible to initiate a direct confrontation” with violent factions. In this scenario, the mission failed largely because of an unmatched mandate.
Although, it extensively depends upon the “intensity of conflict and presence of responsible stakeholders”, the mandate including Chapter VI proved to be vital, in case of UNTAG in Namibia, and a perfect example to “implement successful peace and stability in a region” without the direct use of military action.
Furthermore, the responsibility to “build and secure negotiations” further increase the stakes of responsible parties, which can be highlighted from “extensive diplomatic engagements between SWAPO and South Africa.
However, no individual can predict the “the success of peacekeeping mission solely from either Chapter VI or Chapter VII mandates”. Although, the difference will be created when the “mandate is able to fulfill the operational requirements of a peacekeeping mission”. This “burden of responsibility” only lies with the Permanent Members of the United Nations Security Council.
Role of international communities
Experts have “traditionally” credited the success of UNTAG peacekeeping mission to “effective communication and coordination” between the then members of United Nations Security Council. This statement is essentially correct, as the global dynamics were “fluid” then, in the light of the Cold War. With “principle of uncertainty” hanging over the mission, the then member nations of the Security Council adopted the 1978 UN Security Council Resolution 435, while ensuring “legal necessities” of the mission and formally deploying the UNTAG forces by the end of Cold War.
In the light of Cuban troops withdrawal from Angola, the then policy makers at the UN were not willing to take any chance of “outgoing clashes” between SWAPO in Namibia and angered Cuban forces, thus delaying the deployment of UNTAG peacekeeping force for over eleven years, even after successful ratification of the then Resolution 435. In the meantime, South Africa was taking desperate “maneuvers” in an effort to retain its “colony” under the apartheid system, rallying behind the then Reagan administration through a strategic partnership agreement: South Africa, however “hesitantly” accepted the UN led leadership of Namibia while forming an alliance with the US to prevent communism from spreading from Mozambique to Angola and South Africa. South Africa made a “political maneuver”, establishing relationship with Washington in the light of the latter’s “involvement in South Africa’s domestic politics”.
Washington on the contrary, needed South Africa’s support, in an effort to address the issue of Namibia’s independence, needing a formal consent from South Africa under the Chapter VI of the UN Charter. Washington refrained to infiltrate militarily in Angola and Namibia, as these “geographies” did not hold much “political value”. Furthermore, Washington could not afford another proxy war especially when the “political and economic” stakes were high, after its recent “costly gamble” in Vietnam.
Taking the communist perspective, which were then Cuba and Angola, with Soviet Union supporting them, Soviet Union could not maintain a grip in Cuba. The winds of “communist politics” were drastically changing course. Moreover, South African military units along with forces of Frente Nacional da Liberaçao de Angola (FNLA) and the National Union for Total Independence of Angola (UNITA) soldiers, financially aided by Washington, began “aggressive” military attacks on Soviet backed Cuban and Angolan troops within Angola. This resulted in “politico-military campaign” supported by both blocs. In 1984, the then President of Angola, declared the withdrawal of its troops, only under three conditions:
a)South Africa must remove all its troops from Angolan territory.
b)Implement Resolution 435, but only under the leadership of UN.
c)Immediately cease all US and South African intervention in Angolan domestic politics.
It remains a fact that, “Post-Cold War period brought a tremendous shift in international politics” which also ended the “stalemate in UN Security Council” making it “effective” to take decisions again. Furthermore, in case of Namibia’s independence, the role of UNTAG peacekeeping mission was vital and received a significant support from international communities (all actors) ensuring a “positive result”. The need for members of the UN Security Council and other international communities to support any UN peacekeeping mission, is absolutely vital, without which, the peacekeeping mission will not be able to deliver necessary progressive results.
Role of regional communities
The success of the UNTAG peacekeeping mission was not only possible because of an extensive support from international communities, the necessary support from regional and domestic cooperation remained vital during “electoral proceedings”. The theory to conduct elections in a conflict state has been “discussed and debated rigorously, many questioning the UN’s state building initiatives, however, in Namibia, without “opening the doors to free and fair elections, UNTAG peacebuilding successes couldn’t have achieved. From a point of “traditional analysis”, there are three key points policy makers must remember. Some may be unique for Namibia, while other case analysis can be “effectively used to reinforce on-going peacekeeping missions while formulate effective operations in the near future”.
a) To begin with, the “root cause of the issue” along with cooperation and coordination between multiple regional stakeholders at various levels provided strength to the “peacekeeping initiatives” right from the beginning. The “stance” taken by multiple stakeholders were “clear” highlighting the difference between “contested parties” and parties “voicing to achieve a same goal”, which separated the “two conflicted parties from other groups”. This eased the efforts taken by the UN military Observer units to monitor ceasefire. Moreover, bilateral communications between the “contesting stakeholders” through mediation from an international inspector, United Nations in this case, easily communicated between the two.
b) It would not be incorrect to state that, the issue in Namibia was “largely one-sided” especially in the context of “regional political turmoil”. Border skirmishes, violent ethnic clashes and resources distribution, did not affect the peace process. The incumbent peace-keeping missions in Sudan and missions in Rwanda, the threats to peacebuilding were extensive.
c) Moreover, the Namibian government institutions, before the deployment of UNTAG peacekeeping forces, were “structurally functioning”, as the institutions did not receive extensive damages in the civil war. With a large section of government institutions still functioning, across the country, UNTAG were able to “operate and carry out constitution election successfully” using such “institutional support”. It is important to note that, the supervision of UN mission in Congo largely failed because of absence of vital “institutional infrastructure”, which were decimated in subsequent civil wars.
While carefully assessing the role of “civil society in the success of UNTAG peacekeeping mission”, it is imperative for domestic entities to play a responsible role, to ensure the success of peacekeeping missions. These domestic entities included regional, local and national political organizations, the press, civil society institutions, non-government agencies, government entities and various minority groups. The responsibility taken by local masses during elections, changed the course of Namibian history. As a matter of fact, the voters appearing to cast votes outnumbered even the UN voting estimation exceedingly by 50:1. The total recorded turn out was at 97 percent.
Besides “cooperation and coordination” from international and domestic stakeholders, the objectives of the UNTAG peacekeeping mission followed by relentless efforts undertaken by its personnel, resulted in successful constitution elections. The mandate of the mission “coupled” the effectiveness and the efficiency of UNTAG personnel in Namibia, which gave desired results. It is imperative for the mission to fulfill “operational goals”, even overlooking the people’s “suspicions”. It is also important to note that, beside UNTAG, there were no “successful” peacekeeping missions that democratically conducted constitutional elections; “UNTAG was swimming in unchartered territories”. If the elections turned out to be a failure or “rigged”, would not only have dissolved the legitimacy of political institutions but could have raised questions on the ability of UN peacekeeping while “extensively” compromising UN position of “neutrality”. Besides South Africa, almost every stakeholder had “certain hidden agendas” forcing them to support UNTAG.
Apart from this “complex political understanding”, there was an “effective and efficient” cooperation and coordination between different military officers, advisors, civilian staffers and UNPOL officers. The mission was not only to observe a ceasefire, but it largely extended to “conducting free and fair elections” which needed the support of UNPOL and civilian staffers. The triggered an “intensely complex, integrated multidimensional response” coupled by “extensive and rigorous communication” within all sectors and command units within UNTAG headquarters. This indeed was a “complex scenario”, especially when the deployed troops hailed from different countries with different command structure and expertise.
Besides communication and integrated command structures, the mission responsibility largely depended on “skilful resourceful officers”, who maintained a direct communique with their headquarters in New York, will facing “numerous threats to peace”.
However, there were series of “frequent rigorous” clashes between SWAPO and South African military units, and fighting began intensive with every clash. This occurred during the initial deployment of UNTAG observers, in a time when the personnel strength was half. The peacekeeping initiatives were further reinforced with diplomatic communique, which resulted in a meeting between UN diplomat and the two “contentious” parties. SWAPO then began to actively participate in DDR (Disarmament, De-mobilization and Reintegration), only when UNTAG was in full strength. With complete in strength, UNTAG headquarters responded actively while establishing an effective communication with all UNTAG mobile and command units, in an effort to quickly resolve the conflict. The failure of timely communication resulted in loss of numerous lives during UN peacekeeping mission in Rwanda. Policy makers must note that, communication plays a vital role in de-escalating conflict.
The UNPOL acted as a bridge, connecting commanders in UN HQ directly with the masses. The observers deployed under civilian police units, were strictly instructed to not to take an action directly, rather focusing on the development of local police units, South African police, until the independence of Namibia.
The civilian police units were strictly tasked to maintain “peace, security and the rule of law ”while remain “unbiased” throughout the time. This was quite a difficult task. The local masses were not aware about the civilian police structure, new to their environment, building trust remained vital. Civilian police units conducted numerous peace building public centric initiatives, in an effort to gain trust. South Africa tried to portray a “negative image” about civilian policing, while strengthening their tactics of “guerrilla warfare” in an effort to counter police with an objective to create chaos. With an effective communication with UNTAG HQ and other command and mobile units, the UN successfully countered the insurgency through diplomatic means.
Furthermore, the success of the mission extensively depended on “winning hearts and mind”, the cooperation of the masses and their coordination with the UNTAG observers remained vital. As stated in aforementioned arguments, the mandate of UNTAG was strictly political; “free fair and democratically” conduct constitutional elections. In the past UN peacekeeping operations, “conducting free and fair elections” was no less than a nightmare for officers and commanders of UN. Indeed democratically conducted elections boosts the moral, but if the election fails, the domino effect created by the failure to conduct free and fair elections will instigate cataclysmic events. After the formal declaration of elections, the masses are “vulnerable to violence”. During this time, UN HQ discusses multiple challenges, especially those faced during formulation of a timeline, voter registration and counting procedures, selection of the electoral system, plus the availability of a suggestion/complain box. The responsibility is not limited to only “conducting elections” but ensuring that the electoral candidates do not violate any laws established or install dictatorial control over the government, remains vital for peacekeeping officers to address. UNTAG successfully addressed all the aforementioned “challenges”. Since, Namibian masses had no “electoral” experience, hence, the masses were given “extensive” electoral education. UNTAG HQ successfully distributed numerous multi-lingual pamphlets and distributed them throughout the country. The officers closely worked with religious establishments and local policy leaders in an effort to create awareness among the masses, while spreading the agenda and purpose of the UN mission. Despite facing serious financial challenges, UNTAG successfully achieved its mandate. Considering all stages (from monitoring to implementation), not one issue pertained. The UNTAG officers demonstrated highest “responsible behaviour and completed their task with outmost professionalism while maintaining timely and effective cooperation and coordination with command and mobile units”.
To successfully achieve the mission-mandate, timing was imperative. Timing played a phenomenal role in the success of UNTAG mandate:
a)UNTAG HQ maintained it separate timeline syncing it with the timeline established to conduct elections, which began on the day of its deployment. Furthermore, the role of the stakeholders and their presence were all accounted for, making UNTAG the only agency to conduct elections.
b)Most importantly, the time between the ratification and acceptance of the 1978 Resolution of 435 and UNTAG peacekeeping missions formal deployment in 1989, eleven years were significant for UNTAG to simulate and prepare.
Policy makers must note that, the actual deployment structure remained the same even after its deployment in 1989.This structure was further reinforced with “ready to support” stakeholders. This made UN’s image as a principle agency to carry out peacekeeping missions “concrete” as it relentlessly pursued the then members of the UN Security Council to ratify and adopt the Resolution 435, while “extensively engaging” with all stakeholders.
Moreover, a large section of UN peacekeeping officers, extensively worked on identifying viable pragmatic policies to conduct free and fair Namibian elections in these eleven years. This ensured a “constant flow of information, management of information while maintaining constant and effective communication between the stakeholders. In this case, the preparations were “exceedingly lengthy” and “available time was cautiously and judiciously” utilized in relation to the “mandate and operational mechanism along with personnel management and communique”, which ultimately resulted in the success of UNTAG mission.
Today, peacekeeping missions conducted by UN, continues to face “questions on its legitimacy”. Many experts, think tank policy specialists and political leaders world-wide not only “consider it as an intervention” but also raises questions on “moral and ethnic grounds”. Superimposed by past unsuccessful peacekeeping missions the perception of general masses have drastically changed. Some raises questions on the missions “sustainability”, while many questions the “dilemma of democracy or the rise of dictatorial regimes”.
Policy makers and expert military strategists continue to face numerous challenges in “devising an appropriate peacekeeping strategy”. Every mission is new and seek different approaches, especially in its complexities, stakeholder’s approach and superimposing mandates. Although, one factor that could determine the success of peacekeeping mission, “operational mechanism”, which certainly exists in every mission, if “harness effectively and efficiently” with a right mandate, has the potential to drive mission successfully. However, it will not be incorrect to say that, UNTAG did not face any “complex hostile environment” as compared to UN missions in Rwanda, Sudan and Somalia. However, the successes achieved during UNTAG mission in Namibia, highlights certain “facts” applicable in all future UN peacekeeping initiatives.
a)It is absolutely vital for members of the United Nations Security Council (UNSC) to formulate a “mission centric mandate”.
b)The success of any peacekeeping mission largely depends upon cooperation and coordination at international, national, local and regional levels. This step should be further reinforced by “creating community centric development programs/initiatives”.
Then comes the “eccentricity of timing and pre-planning.
If the mandate is achieved before the estimated established time, the confidence of the people will increase and so does the missions/organizations authenticity and legitimacy. Policy makers must prepare thoroughly, assess and simulate all probable/possible scenarios, in an effort to increase their “effectiveness” to respond to “unprojectable situations”, which are always “possible” during UN peacekeeping operations.