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Increased international transparency in military spending is possible

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Authors: Dr Nan Tian and Pieter D. Wezeman

On 20 October the First Committee of the United Nations General Assembly will discuss the annual report by the UN Secretary-General containing military expenditure data submitted by UN member states. In keeping with the trend seen in recent years, the number of UN member states participating in the reporting process for 2017 is comparatively low.

However, analysis by SIPRI indicates that many non-participating member states, including countries in sub-Saharan Africa, now release much of the relevant data into the public domain. Thus, the challenge for the First Committee is to encourage member states to submit this data directly to the UN.

Low reporting levels

The UN Secretary-General’s annual report has been published since 1981. The reporting mechanism was created after an agreement between member states that sharing information on military spending would be a useful confidence-building measure, which would increase the predictability of military activities, reduce the risk of military conflict and raise public awareness of disarmament matters.

However, low participation levels have been a long-standing problem—a problem that has worsened in recent years. Participation in the reporting process has declined from annual levels of participation of an average of 40 per cent of UN member states in 2002–2008 to 25 per cent in 2012–16. A total of 49 of the 193 member states submitted reports in 2016. In 2017 the UN Secretariat received reports from 41 governments in time to be included in the 2017 report. As in previous years, it is expected that a few other states will report later in the year.

The functioning of the reporting mechanism has been the subject of discussions by a UN Group of Governmental Experts (GGE), which convened for a total of three weeks in 2016–17. The GGE noted that the causes of the low level of participation in the reporting mechanism should be established through an empirical study. Nonetheless, the GGE suggested a number of possible causes, including the following:

  • reporting fatigue among government officials involved in international confidence-building-related instruments;
  • lack of confidence in the information submitted to the report;
  • lack of perceived benefit, in particular when the government information is made available elsewhere in the public domain; and
  • lingering concerns about the sensitivity of the data.

The low level of participation is all the more remarkable considering that SIPRI based its military spending figures for 2016 on government documents for 148 countries, most of which are available in the public domain.

The case of sub-Saharan Africa

Published UN records show that, as of September 2017, no sub-Saharan African country had submitted an annual report on its military expenditure to the UN; it was a similar story in 2016. However, while they do not participate in reporting at the international level, many sub-Saharan African countries do make a substantial number of their budgetary reports available at the national level. SIPRI monitors these reports and has found considerable improvements in transparency in recent years, specifically in terms of availability, accuracy, reliability, ease of access and level of disaggregation.

Availability

Only five of the sub-Saharan African countries in the SIPRI Military Expenditure Database had no military spending information for the calendar year 2016 (47 of the 49 countries in sub-Saharan Africa are currently included in the database). This is a far cry from the complete absence of submissions to the UN military expenditure report for that year. Of the countries that reported military expenditure budgets, 6 also published ‘revised budgets and actual spending’ documents, while an additional 12 published ‘revised budgets’.

SIPRI’s research shows that for the period 2012–16, only two countries (Ethiopia and Equatorial Guinea) did not provide official government budgetary documents. Most countries publish documents annually with some releasing them biannually and quarterly. Long delays in publication are rare. Only two countries now seem to delay the release of budget documents by a year (Gambia and Guinea-Bissau).

Ease of access

Ease of access to the relevant budgetary information is essential for true transparency in military expenditure. Of the 49 sub-Saharan African countries, 34 have official budget documents published on their Ministry of Finance (MOF) websites, while 8 countries have no information on their respective government (MOF or other) websites and 7 do not have an official MOF website.

The MOF websites of the 34 sub-Saharan African countries where budgetary information is published are generally easy to navigate, follow a logical order of access to information and do not place restrictions on downloading of budget documents. Problems, however, arise in the case of countries with no information on their MOF website. In most of these countries issues such as poor website design (ease of navigation) and low levels of internet technology capacity (e.g. broken links or poorly maintained websites) all hamper public accessibility. There are numerous examples where governments have announced the release of budget documents but due to website or internet capacity problems the documents are inaccessible (e.g. Botswana and Gambia).

Disaggregation

Information disaggregation breaks down military expenditure into different and more detailed elements offering a more precise picture of the resource allocations within the military sector. Indications that spending is not in line with policy can be the first warning of possible resource mismanagement or corruption. By contrast, spending that is aligned with defence policy is a clear sign of confidence building at the national and regional levels.

At the time of writing, of the countries in sub-Saharan Africa for which military spending information is available for the period 2012–16, a total of 31 have provided disaggregated budgets. Whereas, 16 have provided no disaggregation of their military budget.

Insights from sub-Saharan Africa

The sub-Saharan African example shows that international transparency in military spending is possible. A substantial amount of relevant information exists in publicly available national reports. SIPRI has observed vast improvements in military sector transparency in the past five years. The number of public defence policy documents or white papers continues to grow and useful budgetary information is now also becoming more readily available. Countries such as the Central African Republic (CAR), the Democratic Republic of the Congo and Somalia, which previously provided almost no military spending data, now publish disaggregated military budgets and, in the case of CAR, even actual outlays. Others have in recent years constructed public websites where documents can be found.

It is to be hoped that the existence of extensive and relevant budgetary information in the public domain will be highlighted during the First Committee discussions. The challenge for the First Committee is to encourage member states to submit this data to the UN. What is clear from SIPRI’s analysis is that the lack of participation by member states in the reporting process is unrelated to the availability or sensitivity of the information. Since states already report such information nationally, in some cases in a detailed manner, incentives must be offered for these member states to also report to the UN.

The advantages of transparency in the military sector are well known; thus, the discussions on poor participation must focus on the issues of reporting fatigue, the perceived lack of relevance and the required resources (human and capital) in a way that demonstrates that the benefits of collective transparency outweigh the small effort needed to submit already available information. 

For more detail on the issues discussed in this Backgrounder see SIPRI’s forthcoming (early 2018) report ‘Transparency in Military Expenditure: the case of sub-Saharan Africa’. First published in SIPRI.org

(*) Pieter D. Wezeman is a Senior Researcher with the SIPRI Arms and Military Expenditure Programme (SIPRI).

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Defense

India’s Probable Move toward Space Weaponization

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The term Space Weaponization tends to raise alarm as it implies deployment of weapons in the outer space or on heavenly bodies like Sun and Moon or sending weapon from earth to the outer space to destroy satellite capabilities of other states. Thus, space weaponization refers to the actions taken by a state to use outer space as an actual battlefield.

Space militarization on the other hand is a rather less offensive term which stands for utilization of space for intelligence gathering, surveillance and reconnaissance missions through satellites to support forces on ground in the battle field. Space militarization is already in practice by many states. In South Asia, India is utilizing its upper hand in space technology for space militarization. However, recent concern in this regard is India’s attempts to weaponize space, which offers a bleak situation for regional peace and stability. Moreover, if India went further with this ambitiousness when Pakistan is also sending its own satellites in space, security situation will only deteriorate due to existing security dilemma between both regional counterparts.

Threats of space weaponization arise from the Indian side owing to its rapid developments in Ballistic Missile Defenses (BMDs) and Inter-Continental Ballistic Missiles (ICBM). Both of these technologies, BMDs and ICBMs, hand in hand, could be used to destroy space based assets. In theory, after slight changes in algorithms, BMDs are capable of detecting, tracking and homing in on a satellite and ICBM could be used to target the satellites for intelligence, surveillance and reconnaissance.

Many international scholars agree on the point that BMD systems have not yet acquired sophistication to give hundred percent results in destroying all the incoming ballistic missile, but they sure have the capability to work as anti-satellite systems. The reason behind the BMD being an effective anti-sat system is that it is easier to locate, track and target the satellites because they are not convoyed with decoys unlike missiles which create confusions for the locating and tracking systems.

India possesses both of the above-mentioned technologies and its Defense Research and Development Organization has shown the intention to build anti-satellite weaponry. In 2012, India’s then head of DRDO categorically said that India needs an arsenal in its system that could track the movement of enemy’s satellite before destroying it, thus what India is aiming at is the credible deterrence capability.

One thing that comes in lime light after analyzing the statement is that India is in fact aiming for weaponizing the space. With the recent launch of its indigenous satellites through its own launch vehicle not only for domestic use but also for commercial use, India is becoming confident enough in its capabilities of space program. This confidence is also making India more ambitious in space program. It is true that treaties regarding outer space only stop states from putting weapons of mass destruction in outer space. But, destruction of satellites will create debris in outer space that could cause destruction for other satellites in the outer space.

On top of it all the reality cannot be ignored that both Pakistan and India cannot turn every other arena into battlefield. Rivalry between both states has already turned glaciers and ocean into war zones, resultantly affecting the natural habitat of the region. By going for ballistic missile defences and intercontinental ballistic missiles India has not only developed missile technology but also has made significant contribution in anti-sat weaponry, which is alarming, as due to security dilemma, Pakistan will now be ever more compelled to develop capabilities for the security of its satellites. So far both states are confined till space militarization to enhance the capabilities of their forces, but if that force multiplier in space goes under threat, Pakistan will resort to capability to counter Indian aggression in space as well, which will be the classic action-reaction paradigm. Thus, it is pertinent that India as front runner in space technology develop policy of restrain to control the new arms race in the region which has potential to change the skies and space as we know them.

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Pakistan’s Nuclear Policy: Impact on Strategic Stability in South Asia

Sonia Naz

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Most significant incident happened when India tested its nuclear device on18 May, 1974.After India’s nuclear test, Pakistan obtained the nuclear technology, expertise and pursued a nuclear program to counter India which has more conventional force than Pakistan. Pakistan obtained nuclear program because of India, it has not done anything independently but followed India. Pakistan just wanted to secure its borders and deter Indian aggression. It was not and is not interested in any arms race in the region. It is not signatory of the Non-Proliferation Treaty (NPT) and Comprehensive Test-Ban-Treaty (CTBT). Pakistan has not signed NPT and CTBT because India has not signed it. Since acquiring the nuclear weapons, it has rejected to declare No First Use (NFU) in case of war to counter India’s conventional supremacy.

The basic purpose of its nuclear weapons is to deter any aggression against its territorial integrity. Riffat Hussain while discussing Pakistan’s nuclear doctrine argues that it cannot disobey the policy of NFU due to Indian superiority in conventional force and it makes India enable to fight conventional war with full impunity. Pakistan’s nuclear posture is based on minimum credible nuclear deterrence which means that its nuclear weapons have no other role except to counter the aggression from its adversary.  It is evident that Pakistan’s nuclear program is Indiacentric.. Owing to the Indian superiority in conventional forces Pakistan nuclear weapons balance the conventional force power percentage between the two states. In November 1999, Pakistan’s Foreign Minister Abdul Sattar stated that ‘more is unnecessary while little is enough’.

The National Command Authority (NCA), comprising the Employment Control Committee, Development Control Committee and Strategic Plans Division, is the center point of all decision-making regarding the nuclear issue.According to the security experts first use option involves many serious challenges because it needs robust military intelligence and very effective early warning system. However, Pakistan’s nuclear establishment is  concerned about nuclear security of weapons for which it has laid out stringent nuclear security system. Pakistan made a rational decision by conducting five nuclear tests in 1998 to restore the strategic stability in South Asia, otherwise it was not able to counter the threat of India’s superior conventional force.

The NCA of Pakistan (nuclear program policy making body) announced on September 9, 2015 the nation’s resolve to maintain a full spectrum deterrence capability in line with the dictates of ‘credible minimum deterrence’ to deter all forms of aggression, adhering to the policy of avoiding an arms race.”It was the response of Indian offensive Cold Start Doctrine which is about the movement of Indian military forces closer to Pakistan’s border with all vehicles. Pakistan wants to maintain strategic stability in the region and its seeks conflict resolution and peace, but India’s hawkish policies towards Pakistan force it to take more steps to secure its border. Pakistan’s nuclear establishment is very vigorously implementing rational countermeasures to respond to India’s aggression by transforming its nuclear doctrine. It has developed tactical nuclear weapons (short range nuclear missiles) that can be used in the battle field.

Pakistan’s former Prime Minister Nawaz Sharif said in 2013 that Pakistan would continue to obey the policy of minimum credible nuclear deterrence to avoid the arms race in the region. However, it would not remain unaware of the changing security situation in the region and would maintain the capability of full spectrum nuclear deterrence to counter any aggression in the region. Dr. Zafar Jaspal argues in his research that Full credible deterrence does not imply it is a quantitative change in Pakistan’s minimum credible nuclear deterrence, but it is a qualitative response to emerging challenges posed in the region. This proves that Islamabad is not interested in the arms race in the region, but India’s constant military buildup forces Pakistan to convert its nuclear doctrine from minimum to full credible nuclear deterrence.

India’s offensive policies alarm the strategic stability of the region and international community considers that Pakistan’s transformation in nuclear policies would be risky for international security. They have recommended a few suggestions to Pakistan’s nuclear policy making body, but the NCA rejected those mainly because Pakistan is confronting dangerous threats from India and its offensive policies such as the cold start doctrine. Hence no suggestion conflicting with this purpose is acceptable to Pakistan. This is to be made clear at the all national, regional and international platforms that Pakistan is striving hard to maintain the strategic stability while India is only contributing toward instigating the regional arms race.

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Significance of Pakistan’s Tactical Nuclear Weapons

Sonia Naz

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A Tactical Nuclear Weapon (TNW) is a nuclear weapon, smaller in its explosive power, which is developed to be used in the military situation on a battlefield. A TNW is a non-strategic weapon. It is the product of Cold war. The US considered it convenient to deploy TNWs on the territory of its North Atlantic Treaty allies to save them from the Soviet largest conventional force. The TNWs became part of the US policy to enhance deterrence to prevent Soviet aggression in Europe. Pakistan also developed NASR to thwart India from launching military offensive in the form of the Cold Start Doctrine (CSD).Pakistan’s desire to become a nuclear- armed state is rooted in a belief to secure itself from India which has supremacy in conventional force along with nuclear arsenals. Nuclear weapons hence play crucial role in Pakistan’s overall military strategy. NASR missile system is the short range missile system for tactical level operations. In fact, NASR is a rapid response weapon developed to support “full spectrum deterrence” by thwarting India’s growing conventional strength advantages. The NASR is reported to have 60 kilometer range along terminal guidance system. Tactical weapons such as NASR are designed with the limited range to be  used against an opponent who has supremacy in conventional force over Pakistan. According to the former head of the Strategic Plan Division (SPD) Lt General Kidwai, the nuclear weapons would be only used “if the very existence of Pakistan as a state is at stake.” The sole aim of the nuclear weapons is to deter Indian aggression. He also stated that Indian CSD is an offensive limited war strategy designed to seize Pakistan’s territory swiftly, hence, the developments of TNWs have sufficiently blocked the avenues for serious military operation from the Indian military side.

The NASR has been designed to “consolidate Pakistan’s strategic capabilities at all levels of the threat spectrum”. In 2011, Pakistan conducted the test of tactical nuclear weapons. In July 2011, India also tested its TNWs (Prahaar).They compared it with the American TNWs with claim that development of these TNWs took Defense Research and Development Organization (DRDO) two years. The Prahaar has many similarities with NASR for example it can be deployed rapidly within a  few minutes. It can be fired from a road mobile launcher. The second test of TNWs was conducted in 2013. A year later another test of TNWs was conducted. According to SPD the effects of this missile are strategic in nature and they would increase the existing deterrence capability.

In fact, NASR is well timed and necessary to address the problem of conventional asymmetry between Pakistan and India. Pakistan is not interested in symmetry with India but it wants to maintain the strategic stability in South Asia. While, Indian Cold Start Doctrine, its conventional military modernization and its deals in civil nuclear field with superpower generated the need for Pakistan to design TNWs. Because, Indian conventional force modernization render the Pakistan nuclear massive retaliation inevitable. Zafar Nawaz Jaspal states that the NASR is a cost-effective way (due to Pakistan’s resource constraints), to alleviate the rapidly growing conventional asymmetries between India and Pakistan and to counter the threat of limited war. Because, India has been the world’s largest arms importer since 2009. The development of short range missile is part of Pakistan’s security policy because India has supremacy in conventional force and it spends more money than Pakistan on its military force modernization. While, Pakistan also can spend more money on its conventional force, but, it believes in minimum credible nuclear deterrence within its limited financial resources. The purpose of the development of TNWs is defensive not offensive because Pakistan would use it to fortifying it borders. NASR has been criticized by the international community and India by arguing that it would increase arm race in the region, but, the purpose of this development is just to overcome the growing threats from the Indian hawkish doctrines. CSD forces Pakistan to increase its dependence on nuclear weapons.

The dilemma is that if India violates any international law nobody says anything. But if Pakistan takes any step to deter Indian aggression and secure its border, international community criticizes Pakistan. Great powers are interested to change the rules of international non-proliferation regimes for India, but, their attitude towards Pakistan is very discriminatory. International community should understand that Pakistan does not do anything independently, but, it follows India. India’s hawkish policies force Pakistan to convert its nuclear doctrine from “minimum” to “full” deterrence while Pakistan believes in minimum credible nuclear deterrence.

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