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The 2016 NATO Summit: What will be on the agenda in Warsaw?

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Authors: Dr. Ian Anthony, Dr. Ian Davis(*)

At their Summit in Warsaw on 8–9 July, the heads of state and government of the NATO member countries will have a very full agenda of key topics for discussion. It seems unlikely that the leaders will seek to revise key guidance documents—the 2010 NATO Strategic Concept and the 2012 Deterrence and Defence Posture Review. However, it is widely recognized that both documents contain some language and ideas that are no longer in line with the way NATO members see current security problems.

For example, even if France did not invoke article 5 of the Washington Treaty, there is a consensus among member states that the terrorist attacks in Paris in November 2015 were an act of armed aggression. Since 2010, the Islamic State (IS) group has joined al-Qaeda as an enemy of NATO. Moreover, NATO has now agreed that a cyberattack can, under certain conditions, be considered an act of aggression that would require an article 5 response. In addition, the current Strategic Concept describes the threat of a conventional attack against the NATO alliance as low and underlines the strategic importance of NATO-Russia cooperation. Today, while NATO stops short of describing Russia in its documents as an enemy, and continues to hold out the possibility of cooperation under certain conditions, it is equally clear that NATO no longer sees Moscow as a partner. How to deal with Russia is one of six broad interlinked agenda items that are likely to dominate the Warsaw Summit:

  • the conflict in Ukraine and relations with Russia;
  • strengthening collective defence;
  • rethinking deterrence and the roles of nuclear weapons, missile defence and cybersecurity;
  • addressing the ‘arc of crises’, especially armed Islamist extremism, while staying engaged in Afghanistan;
  • the ‘open door’ and partnerships policies; and
  • the ‘burden sharing’ debate.

These are discussed below.

1. The conflict in Ukraine and relations with Russia

The relationship between Russia and NATO—and the West more generally—has deteriorated, taking on a radically changed quality. Since the illegal annexation of Crimea, NATO has suspended all practical civilian and military cooperation with Russia, while leaving some channels open for dialogue. In a televised interview in Poland in May, NATO’s Secretary General Jens Stoltenberg said that NATO would do its best to avoid escalations and promote an open dialogue with Moscow. The NATO-Russia Council met in April 2016, but Stoltenberg underlined that the meeting only reinforced the existence of what the he called profound and persistent disagreements.

2. Strengthening collective defence

A linked issue on the agenda will be to assess the implementation of the package of measures intended to strengthen collective defence that the leaders agreed at their previous Summit, in Wales in 2014. A number of so-called assurance measures were agreed at the Wales Summit, including establishing a continuous air, land and maritime presence and conducting meaningful military activities in the eastern part of the alliance. After 2014, plans have been developed to ensure that around 4000 troops from NATO countries will be present in the Baltic states and Poland on a rotational basis.

The small but rapid reaction force authorized in 2014 has been created to respond immediately, anywhere in the alliance, in case of need. In addition, the ‘follow-on’ NATO Response Force has been doubled in size to roughly 40,000 troops. The rotational forces and the NATO Response Force both include all the necessary air, maritime, logistic and other support.

The 1997 NATO-Russia Founding Act stated that, in the circumstances prevailing at the time, the permanent stationing of substantial combat forces in Central and Eastern Europe was not necessary. Some NATO members believe that the security environment has changed in ways that mean that any undertaking given to Russia need no longer be respected. However, recent arrangements have been designed by NATO in a way that all members of the organization believe to be consistent with the text of the 1997 Founding Act.

The Wales Summit also decided to increase the number of military exercises conducted each year, and to design exercises using scenarios closer to the collective defence mission. In 2016 at least 23 military exercises of different sizes are planned, using a range of scenarios and hosted by 20 different nations.

Potential areas of disagreement: The ‘frontline’ NATO states would have preferred further measures to exploit the flexibility offered by the NATO-Russia Founding Act to the fullest extent possible. In March 2014, for example, Poland urged NATO to station 10 000 troops on its territory on a permanent basis, but the organization has so far resisted doing so. The United States has already taken measures to bolster forces on NATO’s eastern flank, but sustaining significant rotational forces with wider participation among member states will be challenging, and from a practical perspective a permanent presence would be easier to manage. It is likely that the USA will contribute a significant share of the 4000 troops to be part of the rotation, but the exact composition is yet to be determined and the Warsaw Summit is expected to finalize exact numbers and the exact locations for the rotational presence.

3. Rethinking deterrence: the roles of nuclear weapons, missile defence and cybersecurity

A third important subject for discussion among NATO leaders will be deterrence: what it means and how it can be assured given deteriorating relations with Russia. This is closely tied to national perceptions of which security problems are the most pressing, and the sense of how far a military response is the most appropriate one.

Nuclear weapons

The role of nuclear weapons in European security has recently become a subject of discussion after many years in which it was relegated to the background. Statements by senior Russian leaders have focused attention on how Russia sees the use of nuclear weapons in its military doctrine, and nuclear-capable weapon delivery platforms regularly participate in Russian military exercises. While it is unlikely that NATO will make any significant modifications to its nuclear policies at the Warsaw Summit, it is re-evaluating the role of nuclear scenarios in its crisis-management exercises. In 2015 NATO Defence Ministers conducted a focused discussion around better integrating conventional and nuclear deterrence.

Russia already undertakes exercises in which nuclear and conventional forces are closely integrated, and NATO currently carries out nuclear exercises of its own—but not in an integrated way with conventional weapons. In 2016 nuclear-capable aircraft, such as the F15E Strike Eagles normally stationed at RAF Lakenheath in England, participated in Exercise INIOHOS in Greece, perhaps to remind Russia that the United States has nuclear capabilities in Europe. In addition, the strategic nuclear capabilities of France, the United Kingdom and the USA could also be available to NATO if required.

Missile defence

In 2010 NATO authorized the development of a missile defence architecture that would provide equal protection to European NATO states in case of attack by a small number of short- and medium-range ballistic missiles. The Warsaw Summit will review the implementation of the 2010 decisions. Until now the United States and NATO have defined their missile defence programmes as directed against exclusively non-Russian threats.

Cybersecurity and other multidimensional challenges

There is a new military environment at the periphery of NATO, and a growing sense that it faces a multidimensional challenge. Growing military capabilities are combining with new types of threat posed by dedicated tools for cyberwarfare, the sophisticated manipulation of information in both mainstream and social media, and the strategic use of energy policy. In this case NATO leaders will consider how to combine the military reassurance measures that they have already agreed with an effective, multifaceted response to the new challenges that they face.

In particular, the Summit is likely to designate cyberwar the fifth domain of warfare (the others being air, sea, land and space). The USA did so in 2011. The distinction is important because it suggests that NATO would have the option to treat certain cyberattacks as military attacks, and respond accordingly under article 5 of the Washington Treaty.

Potential areas of disagreement: The fact that Russia is a participant in the major conflicts that are taking place in countries bordering Europe means that NATO leaders will need to consider whether the reassurance measures already defined are sufficient, or, if not, what additional decisions might be needed.

4. Addressing the arc of crises: taking on armed Islamist extremist movements while staying engaged in Afghanistan

A fourth issue that will be discussed in Warsaw is the contribution that NATO can make to crisis management from an arc of crises perspective. The issues this raises are the most complicated and difficult, and the discussion of them may be the most contentious. This narrative was outlined by the previous NATO Secretary General, Anders Fogh Rasmussen, and NATO’s former Supreme Allied Commander Europe, Philip Breedlove, in the Wall Street Journal in August 2014: ‘Instability rages to the south, with an arc of crises spreading from North Africa to the Middle East. And Russia is resorting to a hybrid war, with snap exercises, secret commandos and smuggled missiles’. While it is unlikely that there will be support for any new combat operations outside the area of application of the Washington Treaty, whether NATO should initiate planning for such a contingency may be discussed.

There is strong support for additional efforts in the area of capacity building, and NATO Foreign Ministers have used the term ‘projecting stability’ to describe efforts to help partners strengthen their own forces and secure their own countries. The Summit will certainly be an opportunity to assess the impact of capacity building in Afghanistan.

Capacity building in Afghanistan

At the end of 2014 NATO terminated its combat mission in Afghanistan and transitioned into Operation Resolute Support. Since January 2015, the focus of NATO in Afghanistan has been supporting the emerging Afghan National Security Forces (ANSF) and other Afghan security institutions under the Ministry of Interior and the National Directorate of Security as they take full responsibility for ending conflict and building peace.

The number of NATO forces has been reduced and consolidated into locations where training, advisory and assistance roles can be provided for the essential functions set out in the mission support plan agreed between NATO and the Afghan Government. Assistance is being provided on budget planning and execution, reducing corruption, force generation (i.e. how to recruit, train and equip the armed forces and other security forces), logistics, the management of civil-military relations and public diplomacy, how to plan military operations (including how to provide the necessary resources), how to build strategic and tactical intelligence relevant to the overall mission of the ANSF and how to counter the Taliban’s information warfare.

In May the NATO Foreign Ministers agreed to extend the Afghan mission beyond 2016, so the Warsaw Summit will have to consider how to ensure the success of Operation Resolute Support in the difficult security environment that still exists in Afghanistan. In particular, given the presence of groups affiliated with IS, NATO will have to consider whether to provide more—and more direct—assistance to the ANSF and other Afghan security institutions, and perhaps even resume a combat role.

The Summit is also likely to review international financial support for the Afghan security forces. NATO officials will be hopeful they can get sufficient financial commitments locked in until 2020 as the previous round of pledges expires in 2017. However, finding the US$ 6 billion a year to continue to fund the Afghan security forces will be a major headache. Since toppling the Taliban in 2001, the USA alone has contributed nearly US$ 93 billion in assistance to Afghanistan, of which more than US$ 56 billion has been spent on training, equipping and supporting Afghan security forces.

Addressing conflict in the Middle East

The role of NATO in conflict-affected locations in the Middle East is also likely to be on the agenda of leaders in Warsaw. For those countries that request it, NATO is likely to offer capacity building and training in those functional areas where it has unique expertise. For example, in discussions with countries in the Gulf Cooperation Council that are trying to build closer military cooperation among themselves, NATO can offer unique insights into joint command systems and the management of collective defence.

NATO has already agreed to send an assessment team to Iraq to explore the possibility of in-country NATO training for Iraq’s military to help it better fight IS. NATO has already trained hundreds of Iraqi officers in Jordan. NATO is also considering aiding the US-led Coalition to Counter ISIL by supplying AWACS surveillance aircraft, while Libya’s new UN-brokered government is consulting NATO on how it might rebuild its defence and security institutions. Finally, NATO is also looking to do more in the Mediterranean Sea, in cooperation with the European Union (EU) and others. NATO’s Operation Active Endeavour is likely to become a broader maritime security operation, taking on new tasks such as upholding freedom of navigation, interdiction and support to maritime counterterrorism.

Potential areas of disagreement: To what extent have NATO member states moved beyond the ‘intervention fatigue’ associated with the large-scale Western military interventions in Iraq and Afghanistan? Several NATO states and partners are likely to remain very cautious about the future use of force, and concerned about measures that could lead to a ‘step-by-step’ military engagement. However, reluctance to deploy military force is also now under review given the conflict in Ukraine and growing calls to combat IS in Iraq, Libya, Syria and elsewhere.

5. The ‘open door’ and partnerships policies

The Summit will also pay close attention to the the composition of NATO, now and in the future, and consider how to strengthen a range of different relationships and partnerships, first and foremost in close proximity to its borders to the East and South.

In May 2016 Montenegro signed an Accession Protocol, which is the penultimate step in joining NATO. Once that protocol has been ratified by all member states, Montenegro will become the 29th member of NATO. After Bulgaria, Romania and Slovenia joined in 2004, and Albania and Croatia in 2009, the decision by Montenegro to seek membership is a further step in consolidating participation in south-east Europe. The decision is also a signal that NATO membership is not fixed, and that additional aspirant countries such as Georgia, Macedonia and Bosnia might join in the future. However, while future enlargement of NATO membership is not excluded, in practice there is widespread agreement that in the short term the prospects for expanding the alliance are limited.

The Summit will also address the issue of how NATO works with various different partners on issues of mutual interest. NATO has built a network of partnerships with more than 40 countries from all over the globe, including countries in North Africa and the Middle East, non-NATO members in Europe—such as Finland and Sweden, which are both so-called Enhanced Opportunity Partners of NATO—and countries further afield, such as Australia, Japan and South Korea. NATO is now looking at various ways to deepen and broaden those partnerships. It might, for example, intensify political consultations by making them more frequent and more focused; or it could engage certain interested partners on specific subjects of common concern by using established forums, such as the Mediterranean Dialogue and the Istanbul Cooperation Initiative, as well as smaller, more flexible formats.

There have been indications of increasingly positive cooperation between NATO and the EU. Federica Mogherini, the EU High Representative for Foreign and Security Policy, and the Foreign Ministers of Finland and Sweden participated in the May NATO ministerial meeting. This was interpreted as a signal that further NATO-EU cooperation could be expected, both on functional issues—such as cybersecurity and strategic communications to counteract information operations—and in operations such as the recent cooperation to address human trafficking.

6. Burden sharing

At the Wales Summit, NATO made a defence investment pledge that will be assessed in Warsaw. The alliance pledged to move progressively towards allocating 2 per cent of member states’ GDP to defence and, perhaps as important, allocate at least 20 per cent of their defence budgets to major equipment, including Research & Development. To give substance to this pledge, a number have stopped the successive reductions in military spending that took place in the years before the Wales summit, and in some cases have begun to increase military spending. It is too soon to say how the increased resources will be used.

Potential areas of disagreement: This debate is one of the longest running fault lines within NATO, with accusations that Europe spends too little on defence and is being protected at US taxpayers’ expense. While the USA does pick up a disproportionate share of the NATO tab, the imbalance is not as great as is sometimes suggested. At the Warsaw Summit, evidence that the military spending of European member states is no longer falling, and is beginning to increase, is likely to be highlighted as a successful outcome of the decisions taken in Wales in 2014. However, persuading Europe’s taxpayers to make further significant increases in defence spending remains an uphill challenge. Moreover, in the light of the complex security challenges that need to be addressed, whether increasing military spending is always the most appropriate response will continue to be contested.

‘Future NATO’ project

The conflict in Ukraine has forced NATO to go ‘back to basics’ and focus more on collective defence. However, it is unlikely to prevent the Warsaw Summit from continuing to advance a broader, ‘Future NATO’, project in which both capabilities and partnerships are strengthened.

NATO does not have, and will not acquire, all of the tools needed to address evolving 21st century security threats. However, the way in which NATO can consolidate and build on its partnerships is perhaps currently its least well defined area of work. As a result, the critical metric for success at the Warsaw Summit will be how the capacities available to NATO will be applied alongside those controlled by states and other international organizations.

(*) Dr Ian Davis is the Director of the SIPRI Editorial, Publications and Library Department.

First published in sipri.org

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Eastern seas after Afghanistan: UK and Australia come to the rescue of the U.S. in a clumsy way

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In March 2021 the People’s Republic of China emerged as the world’s largest naval fleet, surpassing the US Navy. An advantage of around 60 ships, which will increase in 2024, when China will count on a fleet of at least 400 units. A goal already announced in 2018 by President Xi Jinping.

After the unsuccessful withdrawal from Afghanistan, the United States announced the establishment of a new security cooperation alliance with the United Kingdom and Australia, whose first task is to assist Australia in building nuclear-powered submarines.

Considering its allies, the White House has shared only nuclear propulsion technology with the UK and Australia will be the next. Although the officials from the three countries denied that the new alliance was targeted to any country, European and US media believe that the move is intended to counter Chinese power and strength.

In addition to nuclear-powered submarines, the three countries will also strengthen cooperation in the areas of network technology, artificial intelligence and quantum technology. White House officials revealed that Britain played a strategic leadership role in reaching the alliance.

In Global Britain in a Competitive Age. The Integrated Review of Security, Defence, Development and Foreign Policy of March 2021 – which sets out the government’s geopolitical strategy after Brexit and outlines the UK role in the world over the next 10 years – the British Prime Minister, Boris Johnson, proposed to reposition UK’s global strategy after Brexit. He announced the foreign and defence policy, stressing that the country would be deeply involved in the Indo-Pacific region in the future.

According to a statement released by the White House on September 15, the US-UK-Australia security alliance is named AUKUS, and is designed to strengthen the three countries’ diplomatic, security and defence cooperation in the said region.

Under the new regional arrangement, the three countries will further strengthen information and technology sharing, as well as integrate science and supply chains and security and defence-related industrial bases.

The first key basis of the arrangement is the United States of America and the United Kingdom, with the aim of assisting Australia in building nuclear-powered submarines. The three countries will spend 18 months discussing how to implement the plan.

As said above, before Australia the United Kingdom was the only country with which the United States shared nuclear propulsion technology. It should be recalled that during the Cold War, after the Soviet Union had launched the first artificial satellite (the Sputnik 1 on October 4, 1957), the United States and Britain signed a joint defence agreement on July 3, 1958 (the US-UK Mutual Defence Agreement) to share key military nuclear technology. Britain obviously ignored the rest of Europe, about which, even before Napoleon, it had cared very little except as a rampart from the South and the East. However, let us revert to the present day.

Compared to conventional submarines, nuclear-powered ones are faster; they have greater endurance and attack capabilities and are more difficult to detect. Currently, only six countries in the world have this type of weapon: the United States, the People’s Republic of China, Russia, France, India and the United Kingdom.

According to the AUKUS plan, these submarines will be built in Adelaide, the capital of the State of South Australia, but the Commonwealth of Australia has no nuclear industry nor the necessary fissile materials. US officials have revealed that nuclear materials can be shipped from other countries to that federal State. The USA and Australia already signed an agreement in 2010, which stipulates that Australia will not retract or increase the amount of nuclear materials sent to the country from the United States, and it should also be recalled that Australia is also a signatory to the Nuclear Non-Proliferation Treaty.

Australia’s Prime Minister Scott Morrison, however, has already put his hands on, declaring that the construction of nuclear-powered submarines does not necessarily mean the production of nuclear weapons. He emphasised that Australia did not seek to acquire nuclear weapons, nor did it seek a chance in civilian nuclear power.

Nevertheless, some experts believe that Australia’s construction of nuclear-powered submarines is off to a bad start. In an interview with The Washington Post, James Acton – Director of the nuclear policy program at the Carnegie Foundation for International Peace – pointed out that the move severely undermined the nuclear non-proliferation system and could also trigger an arms race.

He sharply predicted that, after Australia’s precedent, Iran might also announce the construction of nuclear-powered submarines: after all, Iran is a subject of international law and a co-signatory to the Nuclear Non-Proliferation Treaty as is Australia.

In the past, while such a possible Iranian request might have been opposed by the international community, with AUKUS it will be lent credence, unless the aforementioned international law also formally establishes the existence of first-ranking and second-ranking States.

On the political level, Hugh White, a former Australian defence official, stated in an interview with The New York Times that Australia’s move was not just to build nuclear-powered submarines, but also a strategic adjustment to significantly deepen anti-Chinese cooperation with the United States.

When the new Indo-Pacific security alliance was announced on September 15, US President Joseph Biden, British Prime Minister Boris Johnson, and Australian Prime Minister Scott Morrison were careful not to mention the People’s Republic of China.

President Biden said that the establishment of the new alliance was used for ensuring long-term peace and stability in the Indo-Pacific region. US officials stressed that the trilateral cooperation was not directed against any other country, but was designed to safeguard the strategic interests of the three countries.

But whether it is the Australian media, the British media such as The Guardian or the US media such as CNN, they all agree that the alliance is directly targeting China.

Over the next few days, President Biden will also meet at the White House with the leaders of the “four-country group”: the United States, Japan, India and Australia.

Chinese Foreign Ministry spokesman Zhao Lijian, on the other hand, said at a press conference on September 16 that mutual respect and trust are the prerequisites for dialogue and cooperation between the countries.

He stressed that the current difficult situation in China-Australia relations stemmed solely from Australia. The most urgent task for Australia is to address the setback in relations between the two countries, as well as seriously assess whether it views the People’s Republic of China as a partner or a threat, and hence sincerely uphold mutual respect and treat each other as equals.

Let the principles and spirit of a comprehensive strategic partnership – not a sectoral one targeted against someone – govern the relations between the two countries.

In an interview with The Guardian, a senior White House official revealed that, when the new understanding was established, the UK played the role of mediator on all key issues and was “a very strong strategic leader”.

It should be noted that, on the issue of troop withdrawal from Afghanistan, Britain and the USA had severe divergences. The British Secretary of State for Defence, Robert Ben Lobban Wallace, repeatedly criticised the United States. Therefore, in theory, the USA can also bypass Britain and directly reach an agreement with Australia on nuclear-powered submarines.

The senior White House official – who disclosed the above mentioned issue – believes that this time the UK is so active in the three-nation military alliance because it had to “pay a deposit” for the policy described in Global Britain.

Global Britain, in itself, is a grandiose and vague concept. According to the UK government’s official website, the core of Global Britain is to invest again in UK’s relations with other countries, so as to promote an international order based on well-defined rules, and to demonstrate that the UK is a well-advised and trusted country in the international arena.

Some analysts believe that Boris Johnson’s Global Britain is trying to emulate Churchill’s three-circle diplomacy, e.g. the three areas of influence in British foreign policy: the Empire and the Commonwealth, the Anglo-Saxon world – in particular, the special relationship with the United States, i.e. the 51st star – and Europe.

The UK uses its close relationship with the second circle to act as a link between the other two circles to safeguard Britain’s interests and status as a (former) great power.

Meanwhile, let us see what France thinks about it. The French Ambassador to Australia, Jean-Pierre Thebault, was recalled to Paris on September 18. Before leaving, he criticised Australia for having made a “huge mistake” on the issue of submarine construction. Ambassador Thebault arrived at Sydney airport on the evening of September 18th, from where he took a flight to leave Australia and return to France.

On September 17, the French Foreign Ministry issued a communiqué announcing the immediate recall of the Ambassador to the United States, Philippe Étienne, and of the Ambassador to Australia, the aforementioned Thebault.

The communiqué stated that Australia had abandoned the submarine-building agreement reached with France and had instead established a “new partnership” with the United States on the development of nuclear submarines – an “unacceptable behaviour” between allies.

Before returning to France, Ambassador Thebault said that Australia’s cancellation of the submarine contract with France was a “big mistake” and that Australia’s handling of the partnership was “very bad”. He revealed that this was not just a contractual issue, but an issue of partnership based on trust and mutual understanding.

Ambassador Thebault reiterated that at no time did Australia give France any clear signal to suspend the relevant contract. He said that France was kept completely in the dark about the steps taken and during that period many Australian officials not only continued to discuss the project with France, but also expressed their willingness to make the project a success.

No comments have come so far from Australia.

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AUKUS: Human-made disaster

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AUKUS is a new military alliance that emerged recently, among Australia, UK, and The US. Under this alliance, it has been declared that Australia will be equipped with nuclear submarines. There exists a panic in the region as Australia was not a declared nuclear state and if equipped with a nuclear submarine, whether or not, it is safe? Scholars and intellectuals have various opinions, but, agreed on one point that it will promote a nuclear race in the region. I believe, the spread of nuclear weapons, especially those who have no experience of handling nuclear submarines, maybe not be safe. It can be mishandled or accidentally, can cause any incident of disaster not only for Australia but for the whole region. Keeping nuclear weapons, need special safeguards and different temperament. To be a mature and responsible state is a prerequisite for having nuclear weapons, it also needs different ethics and principles to be equipped with such lethal weapons.

On the other hand, while NATO is there and Quad was created to specifically counter China, was there any genuine need for creating a new alliance like AUKUS? Is NATO abandoned? How the NATO member state thinks to ward AUKUS, one can imagine. Anyhow, they are hurt and mistrust has been created among NATO and the US.  First of all, The US is not at its peak to offend or compel any other country, like EU member states, and on other hand, the US economy is not in such a state, where it can support the luxury of defense expenditure like before. It is right to approach to cut defense expenditures and spend more of the socio-economic welfare of the country, but to create a new alliance is negating such an approach.

Many EU member states are confused and upset and in the days to come, the gap may widen further. First of all, some of the EU countries are in close cooperation with China economically. China has become the largest trading partner and investor for many EU countries. Dependency on the US has reduced considerably.

Especially, France is offended as it was in the advanced stage of negotiations with Australia for a similar deal but suddenly hijacked by the US and UK. France has lost a big opportunity and it’s her right to react and protest. France has called back its Ambassadors from Australia and the US. This is an initial reaction, but, more actions may be seen in the near future.

France, in a reaction, has announced to collaborate with India in a similar manner, which is not welcomed by Asian partners, as it will create a race in the region. Furthermore, India is in the hands of an extremist Hindu political party – RSS. RSS is a fanatic party and can go to any extent, without thinking about the consequences. It is not safe for the region to equip India with nuclear submarines.

This region is highly populous, China with its population of 1.4 billion, India itself is 1.2 billion, and the rest of countries like Pakistan, Bangladesh, Sri Lanka, Nepal, Myanmar, Maldives, collectively constitutes almost half of the world’s population. If any misadventure happened in this region, half of the population of the whole world is under threat.

It will be not a wise decision to promote nuclearization, either by the US, UK, or France. One mistake cannot be compensated for by making another one. It will be a total disaster for humankind.

Humankind needs peace and prosperity. Human-made disasters can be averted and must be averted. It is the right time to take appropriate measures to stop nuclearization and the promotion of the nuclear race in this part of the world or any other part of the world. It is our individual’s responsibility to raise our voice and bring public awareness of such human-made disasters. Collectively we may avert such disasters, all peace-loving nations and individuals must join efforts to neutralize such deals and agreements. Countering China, to take such extreme actions is not justified. The US may review its decisions and avert disaster to humankind.

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Presidential Irrationality and Wrongdoing in US Nuclear Command Authority

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Credit: U.S. Air Force

Abstract: In post-World War II memory, no greater political danger has confronted the United States than the presidency of Donald J. Trump. Endowed with nuclear command authority, this unstable and openly law-violating American leader pointed the United States toward existential harms.[1] Recognizing this threat to the nation’s physical survival, General Mark Milley acted honorably and effectively to protect an imperiled republic. By expanding pertinent safeguards against any presidential abuse of nuclear command authority,[2] the Chairman of the US Joint Chiefs of Staff did what was necessary and proper. The following assessment by Professor Louis René Beres, who has been publishing on nuclear war-related issues[3] for more than half a century, underscores what should never again be allowed to defile America’s national security decision-making. “The safety of the people,” reminds Cicero in The Laws, “shall be the highest law.”

——————

“As to dangers arising from an irrational American president, the best protection is not to elect one.”

General Maxwell D. Taylor, from personal letter to the author, 14 March 1976[4]

Meanings of Decisional Irrationality

Strictly speaking, irrationality is not a proper medical or psychiatric term; rather, it is a more-or-less scientific description of human distortion and behavioral disposition.[5] Still, as a convenient shorthand for exploring mental or emotional debility in US presidential decision-making, this colloquial reference is adequate, timely and potentially useful. In essence, though now just retrospective, America’s most senior general officer revealed assorted verifiable grounds for questioning former President Donald J. Trump’s mental stability. Now, looking ahead, it is necessary to take a longer term and generic look at US presidential nuclear authority.

               This look must become a task for disciplined strategic thinkers, not politicians.

               How to begin? This uniquely critical area of presidential decision-making – one that has remained ambiguous or deliberately “opaque” – concerns both the right and capacity to order a launch of US nuclear weapons. To be tangibly meaningful, these intersecting decisional components must always be examined together. This is the case though any presidential nuclear capacity functioning without correct antecedent authority would be worrisome per se.

               By definition, as I have discovered personally over the past half century, these are all complicated intellectual matters. In 1976, then just five years out of Princeton as a newly-minted Ph.D., I began work on an original book about nuclear war and nuclear terrorism.[6]  From the start, I focused especially on US presidential prerogatives to order the firing of nuclear weapons.  I was most particularly interested in the potentially-plausible prospect of presidential nuclear irrationality and/or wrongdoing.

               In technically scientific terms, this did not mean a US president who was “clinically insane” (obviously the most fearsome sort of scenario), but “only” a Head of State who might sometime value some specific preference or combination of preferences more highly than American national survival. Today, at least until General Milley’s revelations, we worry more about leadership irrationality in certain other countries, most conspicuously in North Korea and Iran.[7] Nonetheless, as the JCS Chair recently disclosed, the worst atomic decisional errors could happen here. Even if this were not the case, there could still take place  variously unforeseen decisional synergies between (1) a fully rational American president and his irrational negotiating counterparts in Pyongyang or Tehran;[8] or (2) an irrational American president and his expectedly rational counterparts in such conspicuously adversarial states.[9]

In the Beginning

               Back “in the early days” of apocalyptic nuclear issues, and with an expressly American decision-making focus in mind, I entered into ongoing communication with then-former JCS Chairman Maxwell Taylor. In my last correspondence with the distinguished and decorated general, he responded with a handwritten letter (attached hereto) dated 14 March 1976. As the Taylor response explicitly referenced only the dangers of an “irrational American president,” I could legitimately undertake no automatic extrapolation of his diagnosis to other strategic risks.[10]

Still, there are various related hazards that ought never be disregarded prima facie.  For example, we must become better prepared to deal with a US Chief Executive who appears more than irrational. This means a president who was seemingly “crazy,” “insane,” or “mad.”[11]

               It is difficult for me to imagine that General Taylor would have hesitated to adapt these characterizations of more advanced decisional “pathology” to the extant subject-matter scope of nuclear decision making. This is the case even though such characterizations could never be seriously scientific. To obtain authentically scientific assessments of nuclear event probability, there must first exist a determinable frequency record of pertinent past events. Unassailably (and fortunately), there has never been a nuclear war from which to draw valid strategic inferences.

               There is more. Any US presidential order to launch nuclear weapons would be effectively sui generis. The US bombings of Hiroshima and Nagasaki at the end of World War II did not constitute a nuclear war, but rather the American use of nuclear weapons in an otherwise conventional war. In August 1945 (the month of my own birth in war-torn Europe), there were no other atomic bombs anywhere on earth.

               Not a one.

Whether concerned with presidential irrationality or madness, present analytic concern should be focused upon an emotionally or mentally debilitated president.[12]  Whichever applies, the truly vital questions going forward will have to do with Constitutional, statutory and other recognizable sources of US war-making authority, especially presidential right to order the use of nuclear weapons.

International Law and US Law

Urgent questions here will relate to assorted and sometimes subtle intersections of international law and US law. From the beginning of the United States, international law has been an integral part of its national law. Early on, Chief Justice John Marshall asserted and reasserted that all international law – whatever its source – had been incorporated into the domestic law of the United States.[13] Before Marshall, William Blackstone’s Commentaries on The Law of England clarified that the “law of nations” is always “a necessary part of  the law of the land.”

These Commentaries represent the authoritative foundation of all United States law.

               Under current US law, whatever its apparent jurisprudential origins, a president may correctly use military force once Congress has declared a war or after the US (and/or its citizens) have been attacked.[14] As to the permissible kinds of force and levels of force, these operational decisions would have to be determinable according to longstanding laws of war of international law (the comprehensive law of armed conflict or humanitarian international law), and also the municipal law of the United States. In any such foreseeable circumstances, there would exist no clearly identifiable prohibitions against nuclear force per se.[15]

               For better or for worse, non-weapon-specific prohibitions would apply broadly, to the extent that any US retaliation or counter-retaliation would violate the always-binding expectations of discrimination (sometimes called “distinction”), proportionality,[16] or military necessity.[17]

               Both the US Constitution and the War Powers Act place strict limits on any president’s authority to initiate hostilities with a foreign power, whether by conventional or nuclear means. A significant grey area has to do with the Commander-in- Chief’s right to strike first defensively or preemptively; that is, as a presumptive expression of “anticipatory self-defense.[18] Here, the authorizing component of permissibility must be the perception of any grave danger that is “imminent in point of time.”

               Logically, the relevant criteria of “imminence” could not reasonably be the same today as they were back in a pre-nuclear 1837. That was the year of the Caroline, the classic case setting the correct legal standard for all subsequent preemptive national action.[19]

Matters of Chronology and Crisis

               What should we have expected from former President Donald Trump if he had sometime reasoned that a nuclear attack on the United States or its allies was “imminent in point of time?” Should we have remained comfortable with leaving such a prospectively existential judgment to his own personal decisional standards of the moment? Or should this eleventh-hour option have been be a matter of more plainly shared or “concurrent authority” with the US Congress?[20]

               In actual state practice, applicable questions of law are apt to be subordinated to the overarching and ubiquitous assumption[21] that any  president’s final authority in defending the United States should never be challenged during an impending or already-ongoing crisis. This sort of assumption would become especially worrisome in circumstances where an enemy nuclear attack could be contemplated and anticipated. In brief, this means that a verifiably irrational or mad American president would likely have his military commands obeyed, up to and including an order to use nuclear weapons. This reasoning applies also to preemptive American strikes, whether launched in retaliation or counter-retaliation. It also means that while a wide variety of redundant safeguards already exists to prevent unauthorized uses of American nuclear weapons up and down the identifiable nuclear chain of command, no parallel safeguards can exist at the top or apex of this unique decisional hierarchy.

               This was the precise conclusion reached in General Maxwell Taylor’s 1976 letter to me (attached hereto) on nuclear command authority.

               There is more. It remains possible, of course, and even potentially desirable, that a presidential order to use nuclear weapons would be disobeyed at one or another recognizable level of implementation. Strictly speaking, however, as any such expression of disobedience would be “illegal,” it is not sufficiently probable or reliable in extremis atomicum. The staggering irony of actually having to hope for certain high-level instances of disobedience or chain-of-command failures ought not be too casually set aside.

               Prima facie, this irony reveals that extant US nuclear-decision safeguards are sorely and overwhelmingly inadequate.

The Best Protection Lies with the American Voter           

               Is the US nuclear presidential authority dilemma remediable in any still-promising ways? “The best protection,” I learned from General Maxwell Taylor almost fifty years ago, is “not to elect” an irrational president. But now, as such straightforward advice cannot be acted upon retroactively, the residually “best protection” must lie elsewhere Among potentially gainful sources, this suggests more vigilant statutory oversight by the Secretary of Defense, the Chairman of the Joint Chiefs of Staff, the National Security Advisor and certain select others. This oversight also includes a more predictably reliable willingness – either singly or in appropriate collaboration with the others – to disobey any presumptively irrational or insane presidential nuclear command.

               Such willingness could be correctly defended as law-enforcing under those universally binding Nuremberg Principles (1946)[22] that obligate all persons (especially senior government officials everywhere)  to resist “crimes of state.” Because war and crimes against humanity are not mutually exclusive, compliance with overriding Nuremberg Principles could become necessary not only to limit aggression, but also to prevent genocide.[23]

               Ultimately, America’s best chance of avoiding or surviving such a grievous threat could depend less upon any codified law or tangible institutions than the last-minute or impromptu courage of a handful of senior officials. Though any such estimation must be less than ideal or optimal, it may simply be “realistic.” To wit, it was the courage and insight of a single senior decision-maker, JCS Chair Mark Milley, that firmed up necessary Constitutional protections against a severely debilitated commander-in-chief.

Buttressed by national and international law, it is incumbent upon voting American citizens to act upon General Maxwell Taylor’s 1976 warning.[24] That earlier alarm, which cautioned “not to elect” a potentially “irrational” American president, should be extended to include even a potentially “insane” Commander-in-Chief. In the final analysis, however, we may not be able to rely upon prudential and law-oriented voters to effectively save the United States from itself – that is, from prospectively aberrant nuclear decision-making. In that intolerable case, all narrowly statutory or technical directions on nuclear decision making would be overtaken by  visceral expectations of American “mass.”[25]

               Then it would be too late.

 American democracy owes a sincere debt to US General Mark Milley. In the sycophancy-driven Trump world, a world of determined anti-reason, Milley’s reliance upon law and virtue was much more than merely acceptable.[26] For US national integrity and survival, it was indispensable.

But what should we do now?


[1] For informed accounts by this author of nuclear attack effects, see: Louis René Beres,  The Management of World Power: A Theoretical Analysis (1973); Louis René Beres, Transforming World Politics: The National Roots of World Peace (1975);  Louis René Beres, Apocalypse: Nuclear Catastrophe in World Politics (Chicago and London: University of Chicago Press, 1980); Louis René Beres, Mimicking Sisyphus: America’s Countervailing Nuclear Strategy ((Lexington, Mass: Lexington Books, 1983); Louis René Beres, Reason and Realpolitik: U.S. Foreign Policy and World Order (Lexington, Mass: Lexington Books, 1984); Louis René Beres, Security or Armageddon: Israel’s Nuclear Strategy (Lexington, Mass: Lexington Books, 1986); and Louis René Beres, Surviving Amid Chaos: Israel’s Nuclear Strategy (2016; 2nd ed., 2018).

[2] This expansion included urgent consultations with chiefs of the armed forces and conversations with foreign leaders concerned about Trump-induced US instabilities.

[3] These publications have been both strategic and legal in focus.

[4] General Taylor was an earlier Chairman of the US Joint Chiefs of Staff. His handwritten letter to Professor Beres follows this article and the author’s bio. On August 18, 2017, Rep. Zoe Lofgren introduced a bill to the US House of Representatives that would have required President Donald Trump to undergo a mental health examination to determine if he is emotionally stable enough to remain in office. The proposed legislation expressly invoked the 25th Amendment, a rarely-used Constitutional provision allowing the vice-president and members of the Cabinet to remove a president from office. Rep. Lofgren’s bill did not become law.

[5] “Science,” says 20th-century Spanish philosopher Jose Ortega y’Gasset in Man and Crisis, ” by which I mean the entire body of knowledge about things, whether corporeal or spiritual – is as much a work of imagination as it is of observation…. the latter is not possible without the former.”

[6] This book was published by the University of Chicago Press as Louis René Beres, Apocalypse: Nuclear Catastrophe in World Politics (1980).

[7]Irrational adversaries would likely not be deterred by the same threats directed at presumptively rational foes. On pertinent errors of correct deterrence reasoning (here regarding Iran in particular) see: Louis René Beres and General John T. Chain, “Could Israel Safely Deter a Nuclear Iran?”  The Atlantic, August 2012; and Professor Louis René Beres and General John T. Chain, “Israel and Iran at the Eleventh Hour,” Oxford University Press (OUP Blog). February 23, 2012. General Chain (USAF/ret.) served as Commander-in-Chief, U.S. Strategic Air Command (CINCSAC).

[8] Expressions of decisional irrationality could take different or overlapping forms. These include a disorderly or inconsistent value system; computational errors in calculation; an incapacity to communicate efficiently; random or haphazard influences in the making or transmittal of particular decisions; and the internal dissonance generated by any structure of collective decision-making (i.e., assemblies of pertinent individuals who lack identical value systems and/or whose organizational arrangements impact their willing capacity to act as a single or unitary national decision maker).

[9] Nuclear risks threatening US security could form an intricately interconnected network. Capable assessments of such risk must eventually include a patient search for synergies, and also for possible cascades of failures that would represent one especially serious iteration of synergy. Other risk properties that will warrant careful assessment within this genre include contagion potential and persistence.

[10] One such generally ignored risk is “playing to the audience,” that is, seeking personal popularity at the expense of national security. Accordingly, see Sophocles, Antigone, Speech of Creon, King of Thebes: “I hold despicable and always have…. anyone who puts his own popularity before his country.”

[11] Donald Trump’s presidency brings to mind those fragments of Euripides that concern tragic endings. Here we may learn from the classical playwright, “Whom God wishes to destroy, He first makes mad.” Inter alia, Greek tragedy explores the wider civil harms that any deranged “sovereign” mind can produce. Looking at the United States today, struggling with rampant “plague” and with extraordinary domestic instability, there is a still-discoverable wisdom in classical Greek tragedy.

[12] Significantly, neither the irrational/rational nor insane/sane distinction is narrowly dichotomous. There are, rather, multiple or “continuous” variations of each pairing, an indisputable fact that makes any more far-reaching psychological or legal analysis of these already-complex nuclear decision-making issues even more problematic.

[13]  See also “Supremacy Clause” of the US Constitution (Article VI); The Paquette Habana, 175 US 677,700 (1900); and Tel-Oren v. Libyan Arab Republic, 726, F.2d. 774, 781, 788 (D.C. Cir. 1984) per curiam).

[14] For the crime of aggression under international law, see: Resolution on the Definition of Aggression, adopted by the UN General Assembly, Dec. 14, 1974. U.N.G.A. Res. 3314 (XXIX), 29 UN GAOR, Supp. (No. 31), 142, UN Doc A/9631 (1975) reprinted in 13 I.L.M., 710 (1974).

[15] See, on such issues: Summary of the Legality of the Threat or Use of Nuclear Weapons (Advisory Opinion), 1996.

[16]  The principle of proportionality has its jurisprudential and philosophic origins in the Biblical Lex Talionis, the law of exact retaliation. The “eye for eye, tooth for tooth” can be found in three separate passages of the Jewish Torah, or Biblical Pentateuch.

[17] The principle of “military necessity” is defined authoritatively as follows: “Only that degree and kind of force, not otherwise prohibited by the law of armed conflict, required for the partial or complete submission of the enemy with a minimum expenditure of time, life, and physical resources may be applied.” See: United States, Department of the Navy, jointly with Headquarters, U.S. Marine Corps; and Department of Transportation, U.S. Coast Guard, The Commander’s Handbook on the Law of Naval Operations, NWP 1-14M, Norfolk, Virginia, October 1995, p. 5-1.

[18] Long before the nuclear age, Swiss scholar Emmerich de Vattel took a position in strong favor of anticipatory self-defense. Vattel concludes The Law of Nations (1758) as follows: “The safest plan is to prevent evil, where that is possible. A nation has the right to resist the injury another seeks to inflict upon it, and to use force and every other just means of resistance against the aggressor.” (See Vattel, “The Right of Self-Protection and the Effects of the Sovereignty and Independence of Nations,” reprinted in 3 Classics of International Law, 130 (Carnegie Endowment Trust 1916 (1758). Vattel, in the conspicuously earlier fashion of Dutch scholar Hugo Grotius, (The Law of War and Peace, 1625) drew widely upon ancient Hebrew Scripture and Jewish law.

[19] The Caroline concerned the unsuccessful rebellion of 1837 in Upper Canada against British rule. Following this case, the serious threat of armed attack has generally been sufficient in law to justify certain appropriate militarily defensive actions. In a formal exchange of diplomatic notes between the governments of the United States and Great Britain, then US Secretary of State Daniel Webster outlined a framework for national self-defense that did not require antecedent attack. Accordingly, the authoritative jurisprudential framework now permitted a military response to threat as long as the danger posed was “instant, overwhelming, leaving no choice of means, and no moment for deliberation.” Naturally, this standard could sometimes be more easily met in our time-compressed and prospectively apocalyptic nuclear age.

[20] Reflecting this second point-of-view, Congressman Ted W. Lieu (D, LA County) and Senator Edward J. Markey (D, Massachusetts) introduced H.R. 669 (Restricting First Use of Nuclear Weapons Act of 2017) back on 24 January 2017. Although this proposed legislation would have prohibited the president from launching a nuclear first strike without a Congressional Declaration of War, it’s not clear that it could also have dealt satisfactorily with the irrationality/insanity issues herein under discussion. Moreover, the proposed legislation seemed to make no meaningful distinction between a nuclear first-strike and a nuclear first-use. https://lieu.house.gov/media-center/press-releases/congressman-lieu-senator-markey-introduce-restricting-first-use-0

[21] In part, at least, this implicitly core assumption is rooted in our continuously-anarchic system of international relations, a decentralized structure often referred to by the professors as “Westphalian.” The reference here is to the landmark Peace of Westphalia (1648), which concluded the Thirty-Years War and created the still-extant state system. See: Treaty of Peace of Munster, Oct. 1648, 1 Consol. T.S. 271; and Treaty of Peace of Osnabruck, Oct. 1648, 1, Consol. T.S. 119. Together, these two major agreements comprise the historic “Peace of Westphalia.”

[22] See Affirmation of the Principles of International Law Recognized by the Charter of the Nuremberg Tribunal, Adopted by the UN General Assembly, 11 December 1946. Inter alia, these Principles underscore the formal jurisprudential assumption of solidarity between states. This peremptory expectation, known in formal law as a jus cogens assumption, was already evident in Justinian, Corpus Juris Civilis (533 CE); Hugo Grotius, 2 The Law of War and Peace (1625; Chapter 20); and Emmerich de Vattel, The Law of Nations (1758; Chapter 19).

[23] See Convention on the Prevention and Punishment of the Crime of Genocide, 9 December 1948; Entered into force, 12 January 1951.

[24] “The safety of the people,” Cicero warns prophetically in The Laws, “shall be the highest law.”

[25] The “mass-man,” we may learn from 20th century Spanish philosopher Jose Ortega y’Gasset The Revolt of the Masses, “learns only in his own flesh.” Seem, also, by Professor Beres, at Yale: Louis Rene Beres,  https://archive-yaleglobal.yale.edu/content/call-intellect-and-courage; and at Princeton: Louis Rene Beres: https://www.dailyprincetonian.com/article/2018/02/emptiness-and-consciousness

[26] There is no longer a virtuous nation,” warns the Irish poet William Butler Yeats, “and the best of us live by candlelight.”

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